United States v. Caruto

663 F.3d 394, 2011 WL 5120524
CourtCourt of Appeals for the Ninth Circuit
DecidedOctober 31, 2011
Docket09-50309
StatusPublished
Cited by7 cases

This text of 663 F.3d 394 (United States v. Caruto) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Caruto, 663 F.3d 394, 2011 WL 5120524 (9th Cir. 2011).

Opinion

663 F.3d 394 (2010)

UNITED STATES of America, Plaintiff-Appellee,
v.
Elide T. CARUTO, Defendant-Appellant.

No. 09-50309.

United States Court of Appeals, Ninth Circuit.

Argued and Submitted May 4, 2010.
Filed December 8, 2010.
Amended October 31, 2011.

*396 Timothy A. Scott, San Diego, CA, for defendant-appellant Elide Caruto.

George D. Hardy, Assistant United States Attorney, San Diego, CA, for plaintiff-appellee United States of America.

Before: RICHARD R. CLIFTON and JAY S. BYBEE, Circuit Judges, and EDWARD R. KORMAN,[*] District Judge.

ORDER

The opinion filed on December 8, 2010, is amended as follows:

At pages 19620-21 of the slip opinion (627 F.3d 759, 768), the three paragraphs under the heading "III. Request for Grand Jury Voir Dire Materials" are replaced with the following two paragraphs:

In addition to her main arguments about the constitutionality of the grand *397 jury's instructions, Caruto included two paragraphs in her motion to dismiss the indictment seeking disclosure of the grand jury voir dire transcripts and an instructional video that the grand jury watched before it was charged. Concluding that "the disclosure of voir dire would invade the secrecy of the grand jury proceedings" and that Caruto had "not made [a] sufficient showing [of] the need for disclosure," the district court denied the request. Caruto challenges that decision.
We do not need to decide whether the district court abused its discretion in declining the request, however. There is nothing in the refusal to disclose the grand jury voir dire transcripts or instructional video that would justify overturning Caruto's conviction by a petit jury. Any error on this score was harmless.

With the opinion as amended, the panel has voted to deny the petition for rehearing. Judge Clifton and Judge Bybee voted to deny the petition for rehearing en banc and Judge Korman has so recommended.

The full court has been advised of the petition for rehearing en banc and no judge has requested a vote on whether to rehear the matter en banc. Fed. R.App. P. 35.

The petition for rehearing and rehearing en banc, filed January 27, 2011, is DENIED. No further petition for rehearing and/or petition for rehearing en banc may be filed.

OPINION

CLIFTON, Circuit Judge:

Elide Caruto was convicted of importation of cocaine and of possession of cocaine with intent to distribute. She appeals from the district court's denial of her motion to dismiss the indictment against her. She principally challenges four instructions given to the grand jury, claiming that each violated the Grand Jury Clause of the Fifth Amendment. We affirm.

I. Background

Caruto was charged by the government and indicted by a grand jury for importation of, and possession with intent to distribute, 34.5 kilograms of cocaine, in violation of 21 U.S.C. §§ 841(a)(1), 952, and 960. A jury convicted Caruto after a trial, but we reversed her conviction on grounds unrelated to this appeal and remanded for a new trial. See United States v. Caruto, 532 F.3d 822 (9th Cir.2008) (reversing because the prosecutor's emphasis on omissions in Caruto's post-arrest statement violated due process).

On remand before Judge Hayes, Caruto moved to dismiss the indictment. She argued that instructions given by District Judge Larry A. Burns to the grand jury that handed up Caruto's indictment violated the Fifth Amendment. We describe the challenged instructions in detail below. The district court denied Caruto's motion. She was again convicted by another jury, and she timely filed this appeal.

II. Constitutionality of the Grand Jury Instructions

We review de novo the district court's denial of Caruto's motion to dismiss the indictment. United States v. Haynes, 216 F.3d 789, 796 (9th Cir.2000).

"Federal courts draw their power to dismiss indictments from two sources": the Constitution, and the courts' inherent supervisory powers. United States v. Isgro, 974 F.2d 1091, 1094 (9th Cir.1992). Caruto raises only claims of constitutional error, so we limit our consideration to whether the instructions her grand jury received met the requirements of the *398 Grand Jury Clause of the Fifth Amendment.

"The text of the Fifth Amendment simply provides for the right to indictment by a grand jury and does not explain how the grand jury is to fulfill this constitutional role."[1]United States v. Navarro-Vargas, 408 F.3d 1184, 1188 (9th Cir.2005) (en banc). Such details were either assumed by the framers of the Bill of Rights or left to Congress, the Executive, and the Judiciary to flesh out. Id. Our inquiry into what the Constitution mandates is guided by the history of the grand jury in the Anglo-American tradition and by its structural role in our constitutional scheme. Id. at 1186; see generally id. at 1190-1202.

"`Historically, [the grand jury] has been regarded as a primary security to the innocent against hasty, malicious and oppressive persecution; it serves the invaluable function in our society of standing between the accuser and the accused, ... to determine whether a charge is founded upon reason or was dictated by an intimidating power or by malice and personal ill will.'" United States v. Marcucci, 299 F.3d 1156, 1161 (9th Cir.2002) (quoting Wood v. Georgia, 370 U.S. 375, 390, 82 S.Ct. 1364, 8 L.Ed.2d 569 (1962)).

The grand jury's ability to fulfill its historical role effectively flows in part from its unusual position in the Constitution's structure. "The grand jury belongs to no branch of government, but is a `constitutional fixture in its own right.'" Navarro-Vargas, 408 F.3d at 1199 (quoting United States v. Williams, 504 U.S. 36, 47, 112 S.Ct. 1735, 118 L.Ed.2d 352 (1992)). The Fifth Amendment "presupposes an investigative body acting independently of either prosecuting attorney or judge." United States v. Dionisio, 410 U.S. 1, 16, 93 S.Ct. 764, 35 L.Ed.2d 67 (1973) (internal quotation marks omitted). The Fifth Amendment may be violated if the independence of the grand jury in performing its historical function is substantially infringed. See Bank of Nova Scotia v. United States,

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663 F.3d 394, 2011 WL 5120524, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-caruto-ca9-2011.