United States v. David Francis Marcucci, United States of America v. Christopher Leyva-Garcia, United States of America v. David Gamboa-Aristegui

299 F.3d 1156, 2002 Cal. Daily Op. Serv. 7512, 2002 Daily Journal DAR 9467, 2002 U.S. App. LEXIS 16533
CourtCourt of Appeals for the Ninth Circuit
DecidedAugust 16, 2002
Docket01-50468, 01-50524, 01-50547
StatusPublished
Cited by57 cases

This text of 299 F.3d 1156 (United States v. David Francis Marcucci, United States of America v. Christopher Leyva-Garcia, United States of America v. David Gamboa-Aristegui) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. David Francis Marcucci, United States of America v. Christopher Leyva-Garcia, United States of America v. David Gamboa-Aristegui, 299 F.3d 1156, 2002 Cal. Daily Op. Serv. 7512, 2002 Daily Journal DAR 9467, 2002 U.S. App. LEXIS 16533 (9th Cir. 2002).

Opinions

OPINION

PER CURIAM:

Because these cases present the major issue in common, we consolidate them for disposition. The appellants collectively claim that their indictments should have been dismissed because the district court’s charge to the grand jury misstated its constitutional role and function. Separately, they raise issues concerning Apprendi v. New Jersey, 530 U.S. 466, 120 S.Ct. 2348, 147 L.Ed.2d 435 (2000), and prosecu-torial misconduct. We affirm the convictions for the reasons set out below.

FACTS AND PROCEEDINGS BELOW

In 2001, Christopher Leyva-Garcia (“Leyva”) conditionally pled guilty to an indictment charging him with possessing and importing just under fifty kilograms of marijuana. His plea permitted appeal on two issues: the grand jury issue identified above, and an Apprendi claim that the statute under which he was charged was facially unconstitutional, or at least, requires reconstruction such that the government must show mens rea as to drug type and quantity.

In an unrelated incident in the spring of 2001, David Gamboa-Aristegui (“Gamboa”) also conditionally pled guilty to an indictment charging him with importing and possessing over 22 kilograms of marijuana, preserving for appeal the grand jury issue and an Apprendi issue similar to that presented by Leyva’s appeal.

Finally, David Francis Marcucci (“Mar-cucci”) was convicted by a jury in 2001 on a charge of attempted bank robbery. On appeal, Marcucci alleges the same grand jury violation as Leyva and Gamboa; he also contends the prosecutor made inflammatory comments in his closing argument. Marcucci’s grand jury argument stands in a slightly different posture from that of Leyva and Gamboa because he initially was denied the transcript of the charge given to the grand jury. However, the government has conceded that the grand jury charge in Marcucci’s case was essentially the same as those given in the proceedings affecting the other appellants.

STANDARD OF REVIEW

The denial of a motion to dismiss the indictment is reviewed de novo. United States v. Haynes, 216 F.3d 789, 796 (9th Cir.2000). A challenge to the constitutionality of a statute is reviewed de novo. United States v. Serang, 156 F.3d 910, 913 (9th Cir.1998). When an objection occurs, a prosecutor’s allegedly improper closing argument is reviewed under the harmless error standard: the court’s task is to determine whether error occurred, and if so, whether it was harmless. United States v. Laurins, 857 F.2d 529, 539 (9th Gir.1988).

[1159]*1159THE CONSTITUTIONALITY OF THE GRAND JURY CHARGE

Gamboa, Leyva and Marcueci (collectively, “appellants”) argue that the district court should have granted their motions to dismiss their indictments, because the charge to the grand jurors in their cases improperly described the grand jury’s constitutional role and functions, thus depriving appellants of their right to a grand jury’s independent exercise of its discretion. Their specific complaint is that the charge did not tell the grand jury that it could refuse to indict them even if there was probable cause to support an indictment.

In each case, the district court gave almost verbatim the model charge that the Administrative Office of the United States Court recommends be given to new grand juries at the beginning of their service,1 which includes the following passages:

[I]t is important that you listen very carefully to these instructions at this time ... I think they’ll outline for you what your responsibilities are, and they will be of great assistance to you in discharging your duties.
The purpose of the Grand Jury is to determine whether there is sufficient evidence to justify a formal accusation against a person.
[Y]our task is to determine whether the government’s evidence as presented to you is sufficient to cause you to conclude that there is probable cause to believe that the accused is guilty of the offense charged. To put it another way, you should vote to indict where the evidence presented to you is sufficiently strong to warrant a reasonable person’s believing that the accused is probably guilty of the offense with which the accused is charged.
You cannot judge the wisdom of the criminal laws enacted by Congress, that is, whether or not there should or should not be a federal law designating certain activity as criminal. That is to be determined by Congress and not by you. Furthermore, when deciding whether or not to indict, you should not be concerned about punishment in the event of conviction. Judges alone determine punishment.
If past experience is any indication of what to expect in the future, then you can expect candor, honesty and good faith in matters presented by the government attorneys.2

The Propriety of the Charge

Appellants claim the model charge is unconstitutional because it does not explain to the grand jurors that they can refuse to indict even if they find probable cause. Whether this standard charge is constitutional is a matter of first impression in this or any other circuit.

We note initially that the language of the standard grand jury charge does not state that the jury “shall” or “must” indict, but merely that it “should” indict, in the event that it finds probable cause. The language does not eliminate discretion on the part of the grand jurors. The appellants acknowledge that, but insist the charge must do more, and must specifically tell the grand jury that it has no obligation to charge if it finds probable cause.

The grand jury clause of the Fifth Amendment, states “No person shall be held to answer for a capital, or otherwise [1160]*1160infamous crime, unless on a presentment or indictment of a Grand Jury.”3 The Constitution contains no language requiring the grand jury to be told that it can refuse to indict if probable cause is found. Appellants’ argument that such language is constitutionally required rests on inapplicable statements in a Supreme Court case and on appellants’ mistaken construction of the history of the grand jury.

In Vasquez v. Hillery, 474 U.S. 254, 106 S.Ct. 617, 88 L.Ed.2d 598 (1986), a black defendant convicted of first-degree murder filed a petition for habeas corpus, raising an equal protection challenge to the California grand jury that indicted him, because blacks were excluded from the grand jury. Citing “a doctrine of equal protection jurisprudence first announced in 1880 ... requiring reversal of the conviction of any defendant indicted by a grand jury from which members of his own race were systematically excluded,” id. at 255, 106 S.Ct. 617, the Court affirmed the district court’s reversal of the defendant’s conviction, noting “the need for such a rule is as compelling today as it was at its inception.” Id. at 266, 106 S.Ct. 617.

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Bluebook (online)
299 F.3d 1156, 2002 Cal. Daily Op. Serv. 7512, 2002 Daily Journal DAR 9467, 2002 U.S. App. LEXIS 16533, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-david-francis-marcucci-united-states-of-america-v-ca9-2002.