United States v. Phillipson

30 M.J. 1019, 1990 WL 81569
CourtU S Air Force Court of Military Review
DecidedMay 18, 1990
DocketACM 28213
StatusPublished
Cited by6 cases

This text of 30 M.J. 1019 (United States v. Phillipson) is published on Counsel Stack Legal Research, covering U S Air Force Court of Military Review primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Phillipson, 30 M.J. 1019, 1990 WL 81569 (usafctmilrev 1990).

Opinion

DECISION

PRATT, Judge:

Consistent with his pleas at a general court-martial before military judge alone, appellant was convicted of four specifications of sodomy with a child and five specifications of indecent acts or liberties with a child, all on divers occasions and covering various periods between June 1986 and May 1989. The military judge sentenced him to a dishonorable discharge, confine[1020]*1020ment for 23 years, and reduction to airman basic. Pursuant to a pretrial agreement, the convening authority reduced the period of confinement to 10 years and approved the remaining components of the sentence as adjudged.

On appeal, appellant asserts two errors: (1) that the military judge erred by failing to recuse himself after he became aware of a portion of the terms of the pretrial agreement, and (2) that the approved sentence is inappropriately severe. In our opinion, neither of these assigned errors has merit and only the first warrants extended discussion.

At the outset of the trial, when asked if he was aware of any matter which may be a ground for challenge against him, the military judge stated:

Yesterday . v I was in the base legal office when Major Morrow [circuit trial counsel] was on the phone with Mr. Stone and Captain Mclean [civilian and military defense counsel]. Major Morrow called me to the phone to discuss with Mr. Stone the start time for an Article 39(a) session. After I returned the phone to Major Morrow, but before I could depart the room, I heard Major Morrow say “10 years.” I took this remark to be a reference to a pretrial agreement. I do not know if that reference was to a defense offer or a government counteroffer. I did know at the time that there was no Pretrial Agreement in existence. The information I inadvertently overheard will not influence my decisions in this case. I will judge this, case on its merits, regardless of whether it is tried by judge alone or with court-members. I am not aware of any other matters which may be a grounds for challenge against me.

Noting that there was, in fact, a pretrial agreement in the case and that the appellant desired to request trial by military judge alone, the defense challenged the military judge for cause, expressing concern that he might be influenced by the information he had overheard. The military judge denied the challenge against him.

Thereafter, following a full explanation of his rights as to forum, the appellant elected to be tried by this military judge alone. The quantum portion of the pretrial agreement, reviewed formally by the military judge after the announcement of sentence, provided for a sentence “cap” which included, among other components, confinement for 10 years.

While there are a number of cases dealing with varying degrees of knowledge about a pretrial agreement by individual court members or entire court panels, United States v. Wood, 23 U.S.C.M.A. 57, 48 C.M.R. 528 (1974), United States v. Jobson, 28 M.J. 844 (A.F.C.M.R.1989), United States v. Custer, 7 M.J. 919 (N.C.M.R. 1979), United States v. Massie, 45 C.M.R. 717 (A.C.M.R.1972), United States v. Withey, 25 C.M.R. 593 (A.B.R.1958), those cases do not form a basis for comparison with cases in which sentencing is to be done by a military judge sitting alone.

We believe that the Army Court of Military Review said it very well over 20 years ago:

We perceive no compelling reasons for an absolute rule that would forbid the military judge from acquiring knowledge of the existence of a pretrial agreement or the provisions thereof. Certainly, the case law, forbidding such knowledge by members of a court-martial [citations omitted] cannot logically be extended to include the military judge within the proscription. Unlike a member of a court-martial, the military judge is presumed to know, when trying a case alone, what he can consider and to consider only that which is proper when adjudging the sentence, at least absent a showing to the contrary.

United States v. Razor, 41 C.M.R. 708 (1970), aff'd, 19 U.S.C.M.A. 570, 42 C.M.R. 172 (1970). This view was sanctioned soon thereafter by the Court of Military Appeals:

We perceive no reasonable risk that other trial judges would be any less independent and impartial because they knew the sentence terms of a pretrial agreement. We conclude, therefore, that [1021]*1021there is no reasonable risk that knowledge of the sentence provision of a pretrial agreement would incline the military judge to abstain from adjudging a less severe sentence than he would otherwise have imposed.

United States v. Villa, 19 U.S.C.M.A. 564, 567, 42 C.M.R. 166, 169 (1970).

Several years later in United States v. Green, 1 M.J. 453 (C.M.A.1976), a case better known for establishing the requirement for formal judicial scrutiny of pretrial agreements as part of all Care1 inquiries, the Court once again acknowledged the presumption that military judges are fully capable of adjudging fair and impartial sentences unaffected by foreknowledge of the quantum portion of a pretrial agreement. Although setting out a procedure whereby inquiry into the quantum portion of such agreements “should” be delayed until after the military judge announces his sentence, the Court made it clear that this procedure was favored because “it may enhance the perceived fairness of the sentencing process,” not because foreknowledge was inherently prejudicial to an accused. Id. at 455.

The same scheme persists to this day.2 As a matter of practice, military judges sitting alone should not examine or otherwise seek to discover, in court or out, the specific contents of the quantum portion of a pretrial agreement until after sentence has been announced. The only benefit of such early discovery is that it would enable the military judge to insure, at an appropriately early stage of the proceeding, that the accused has a full and accurate understanding of the limitations for which he or she has bargained. This benefit, however, is ordinarily outweighed by the benefits in perceived fairness which attend the preferred procedure.

Military judges are officers and attorneys who, based on their knowledge, experience and mature judgment, have been chosen to occupy a position of special responsibility and trust. They are completely independent of the convening authority, with a charter to administer justice in a fair and impartial manner. They are frequently called upon to disregard inadmissible or irrelevant evidence or arguments and to scrupulously confine their consideration on various issues to matters properly before the court. We have no doubt that they perform these tasks with great care and integrity. They are entitled here, as in those other situations, to the presumption that they have performed their sworn duty properly, in the absence of a clear indication to the contrary.3 United States v. Montgomery, 20 U.S.C.M.A. 35, 42 C.M.R. 227 (1970).

In the case presently before us, the military judge did not willingly depart from the preferred scheme, but inadvertently gained some knowledge which he attributed as possibly revealing a portion of the sentence limitation of a pretrial agreement.

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Cite This Page — Counsel Stack

Bluebook (online)
30 M.J. 1019, 1990 WL 81569, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-phillipson-usafctmilrev-1990.