United States v. Care

18 C.M.A. 535, 18 USCMA 535, 40 C.M.R. 247, 1969 CMA LEXIS 737, 1969 WL 6059
CourtUnited States Court of Military Appeals
DecidedAugust 29, 1969
DocketNo. 21,983
StatusPublished
Cited by1,091 cases

This text of 18 C.M.A. 535 (United States v. Care) is published on Counsel Stack Legal Research, covering United States Court of Military Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Care, 18 C.M.A. 535, 18 USCMA 535, 40 C.M.R. 247, 1969 CMA LEXIS 737, 1969 WL 6059 (cma 1969).

Opinions

Opinion of the Court

Darden, Judge:

The Court selected this case for a grant of review to consider again the extent to which a law officer or a president of a special court-martial must question an accused about the latter’s actions and his understanding of the law applicable to these actions before accepting a guilty plea.

Private Care pleaded guilty to desertion, in violation of Article 85, Uniform Code of Military Justice, 10 USC § 885. Under the terms of a pretrial agreement, the convening authority would approve no sentence in excess of a bad-conduct discharge, total forfeitures, and confinement at hard labor for two years, compared with the maximum sentence of a dishonorable discharge, total forfeitures,' arid confinement at hard labor for three years. Because of the guilty plea no evidence was presented; an absence of almost fifteen months terminated by apprehension was alleged. After the findings of, guilty and the sentence were approved by the board of review, this Court granted a petition for review on the issue of whether the plea of the accused was provident in view of the law officer’s failure to delineate the essential elements Of the offense and to determine the factual basis of the plea.

After our grant of review, the accused submitted an affidavit asserting that his counsel did not specifically explain the elements of the offense to him;., that.he, bad denied any.intent to remain away permanently; that his counsel had told him a plea of not guilty would delay his trial for four months; that inevitably he would be convicted and receive the maximum sentence, but that a negotiated pretrial agreement could limit his confinement-sentence to two years; that this advice resulted in his pleading guilty; and that if he- were tried again he would plead not guilty.

In a reply affidavit, Care’s trial de- • fense counsel insists that although he does not recall the specific words used in the first of at least six conferences with the accused before trial, he is certain that he followed a written guide or checklist he had prepared earlier to assure that his clients were fully informed of their rights. The items on . his checklist included the lawyer-client. privilege; the elements of the offense; the proof needed to convict; the maximum punishment; the effect of pleas of guilty and not guilty; pretrial agree-ment; and related subjects. The counr sel’s affidavit also indicates that he informs each client of his absolute right to plead not guilty and that he should • plead guilty only if he is, in fact, guilty and “did everything the Government is charging him with.” The counsel de- „ nies that he told Care there was no possibility of an acquittal or that “a guilty plea would take four months longer than a not guilty.” Near the end of the affidavit he affirms that Private Care informed him that Care was guilty .of desertion and that he [538]*538knew the elements of the offense before he signed the pretrial agreement.

Article 45 of the Uniform Code of Military Justice, 10 USC § 845, provides, in pertinent part, that “[i]f an accused . . . after a plea of guilty sets up matter inconsistent with the plea, ... a plea of not guilty shall be entered in the record, and the court shall proceed as though he had pleaded not guilty.” The implementing regulation in effect at the time of the plea, paragraph 70, Manual for Courts-Martial, United States, 1951, directs that a court should not accept a plea of guilty “without first determining that it is made voluntarily with understanding of the nature of the charge.”

Paragraph 706, Manual, supra, prescribes procedure for all cases in which a plea of guilty is entered. Among the requirements here are that (1) the plea will be received and will be treated as an interlocutory one; (2) the court may entertain such a plea only after the accused has had an opportunity to consult with the counsel he selects or the one appointed for him; and (3) the law officer must explain the meaning and effect of a plea of guilty unless it otherwise affirmatively appears that the accused understands such meaning and effect. This explanation must include (a) that the plea admits every act or omission alleged and every element of the offense and authorizes conviction without further proof; (b) that the maximum sentence may be adjudged; and (c) that unless the accused understands the explanation the plea will not be received. The explanation and reply will be set forth verbatim in the record.

Several rights, including that to knowledge of the meaning and effect of a plea of guilty, must be explained in open court “unless it otherwise affirmatively appears of record that the accused is aware of his rights in the premises.” Paragraph 536-, Manual, supra.

Whether, in the absence of the law officer’s open court explanation of the elements, these provisions for explanation of the meaning and effect of a guilty plea are complied with when the accused responds that he knows the elements of the offense with which he is charged is essentially the object of our examination.

In United States v Chancelor, 16 USCMA 297, 36 CMR 453, this Court exhaustively considered the legislative background of Article 45 relating to guilty pleas and pointed out the congressional intent that the acceptance of a guilty plea be accompanied by certain safeguards to insure the providence of the plea, including a delineation of the elements of the offense charged and an admission of factual guilt on the record. The Court strongly recommended that the armed forces require a form of inquiry that would satisfy this congressional intent.

Three decisions by the Supreme Court of the United States in this term bear importantly on our decision. McCarthy v United States, 394 US 459, 22 L Ed 2d 418, 89 S Ct 1166 (1969), held that a defendant is entitled to plead anew if a United States District Court accepts a guilty plea without personally inquiring whether the defendant understood the nature of the charge. In McCarthy, the accused was asked only if it were true that he wished to plead guilty, if he understood that he was waiving his right to a jury trial, and if he understood the maximum punishment. During sentencing proceedings McCarthy’s counsel suggested that McCarthy’s failure to pay his taxes was not willful but had resulted from neglect and inadvertence traceable to his serious drinking problem. The court based its decision not on constitutional requirements but on its construction of Rule 11 of the Federal Rules of Criminal Procedure and the court’s supervisory power over the lower Federal courts. Of a guilty plea, the court said in McCarthy:

A defendant who enters such a plea simultaneously waives several constitutional rights, including his privilege against compulsory self-incrimination, his right to trial by jury, and his right to confront his accusers. For this waiver to be valid under the Due Process Clause, it must be ‘an intentional relinquish[539]*539ment or abandonment of a known right or privilege.’ Johnson v Zerbst, 304 US 458, 464, 82 L Ed 1461, 1466, 58 S Ct 1019, 146 ALR 357 (1938). Consequently, if a defendant’s guilty plea is not equally voluntary and knowing, it has been obtained in violation of due process and is therefore void.

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Cite This Page — Counsel Stack

Bluebook (online)
18 C.M.A. 535, 18 USCMA 535, 40 C.M.R. 247, 1969 CMA LEXIS 737, 1969 WL 6059, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-care-cma-1969.