United States v. Montgomery

20 C.M.A. 35, 20 USCMA 35, 42 C.M.R. 227, 1970 CMA LEXIS 755, 1970 WL 7053
CourtUnited States Court of Military Appeals
DecidedAugust 21, 1970
DocketNo. 22,747
StatusPublished
Cited by104 cases

This text of 20 C.M.A. 35 (United States v. Montgomery) is published on Counsel Stack Legal Research, covering United States Court of Military Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Montgomery, 20 C.M.A. 35, 20 USCMA 35, 42 C.M.R. 227, 1970 CMA LEXIS 755, 1970 WL 7053 (cma 1970).

Opinions

Opinion of the Court

DARDEN, Judge:

A change in the Manual for Courts-Martial, United States, 1969 (Revised edition), that became effective on August 1, 1969, permits personnel records that reflect the past conduct and performance of an accused to be considered during deliberations on an appropriate sentence. The Court’s concerns in this case are with whether the regulation that permits such use was promulgated under a permissible delegation of power and, if so, whether the use of the records in this instance complies with the terms of the regulation.

A general court-martial found the appellant guilty on August 29, 1969, of willful disobedience of a superior commissioned officer, assault on a superior officer, assault on one in the execution [37]*37of military police duties, two specifications of assault on noncommissioned officers, and arson. As the record reaches us, his sentence stands as a dishonorable discharge, total forfeitures, and confinement at hard labor for two years.

During the sentencing part of the trial, the trial counsel offered, and the military judge received, records of nonjudicial punishment under Article 15, Uniform Code of Military Justice, 10 USC § 815, and the Enlisted Qualification Record of the appellant. A majority of the Court held in United States v Johnson, 19 USCMA 464, 42 CMR 66 (1970), that consideration during sentencing of records of non judicial punishment was authorized under a valid exercise by the President of a congressional delegation of authority. The use of those records is accordingly not in issue here except for a determination of whether the appellant was harmed by the use of such records in the trial of offenses committed before the effective date of the change in regulations that permitted their use. In this case the Court’s attention is concentrated largely on the use of the Enlisted Qualification Record (DA Form 20).

The Enlisted Qualification Record would not have been admissible if the appellant had been tried before August 1, 1969. Paragraph 75d of the Manual which became effective August 1, 1969, provides:

“Optional matter presented when court-martial constituted with military judge. Under regulations of the Secretary concerned the trial counsel may, prior to sentencing, obtain and present to the military judge any personnel records of the accused or copies or summaries thereof. Summaries of such records will be prepared and authenticated by the custodian thereof as provided in appendix 8g. Personnel records of the accused include all those records made or maintained in accordance with departmental regulations which reflect the past conduct and performance of the accused. If the accused objects to the dáta as being inaccurate or incomplete in a specified material particular, or as containing certain specified objectionable matter, the military judge shall determine the matter. Objections not asserted will be regarded as waived. The accused may submit in rebuttal any matter which reflects on his past conduct and performance. In cases where members determine sentence, the military judge may admit for their consideration any information from these records which reflects the past conduct and performance of the accused.”

The first target of appellate defense counsel is the legitimacy of the exercise of Presidential authority in making such a change, which was accomplished under Article 36, Uniform Code of Military Justice, 10 USC § 836. They assert that the President’s exercise of his rule-making power in this instance is unreasonable and that it conflicts with other Manual provisions and recognized principles of military law. They argue that if the sentencing is by a military judge alone, paragraph 75d permits him to consider any fact that is entered on a personnel record, without regard to the materiality of the fact to sentence determination; if the sentencing is by members of the court, they, too, may consider such facts from a personnel record if the judge determines that they reflect “past conduct and performance.”1 Their contentions are that such consideration violates the rules of relevancy; that the Manual provision permits service regulations to determine the type of information to be considered on sentence; and that derogatory information may be entered on personnel records in such an abbreviated way that it could be misleading.

[38]*38The opinion in United States v Johnson, supra, refers to the wide variety of information available to a United States district judge before he determines an appropriate sentence. That opinion reflects our belief that when a sentencing agency is deciding on an appropriate sentence, information that bears on the past performance and conduct of an accused is relevant to an appropriate sentence.

The purpose of the new paragraph 75d is described as follows in the Analysis of Contents, Manual for Courts-Martial, United States, 1969 (Revised edition):

“. . . The purpose of this change is to broaden the information to be considered by the sentencing agency in a court-martial. It places upon the Military Judge the burden of determining the relevance of items presented to him and gives him broad discretion in determining relevance and in ruling on the objections to items presented. The procedure contemplated by this change is similar to that under Federal Rule of Criminal Procedure 32, dealing with pre-sentencing reports, but it limits items which may be considered to items contained in official records and accordingly puts the accused on notice of what may be considered against him. The change brings a much needed improvement of sentencing procedure.”

Before the Manual change an accused could introduce favorable material from his service rec-0rd. The prosecution’s use of unfavorable material from the same source does not make the information any less relevant. We reject the contention that the Manual change violates the rules of relevancy.

As to the contention that the Manual provision permits service regulations to determine the type of information to be considered on sentencing, we find that the contention has only a limited support. Although paragraph 75d does not define the categories of information from personnel records of the accused that are relevant to a determination of a proper sentence for him, the personnel records may be only those “made or maintained in accordance with departmental regulations which reflect the past conduct and performance of the accused.” It is clear that where members determine the sentence the military judge may admit for their consideration only the parts of records that reflect past conduct and performance. We find nothing in such a procedure that derogates from the rules of relevancy that have been enunciated by this Court or by the Manual itself.

If the information offered by the prosecution is possibly inaccurate or incomplete because of its abbreviation or for any other reason, the accused or his counsel may object to the introduction and the military judge is required to determine the objection. Paragraph 75d also expressly states the right of the accused to submit in rebuttal any information that reflects on his past conduct and performance. These provisions seem to us to anticipate concern that the records might be so abbreviated as to be misleading.

We are urged that even in those instances where the military judge is sentencing, paragraph 75d

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Bluebook (online)
20 C.M.A. 35, 20 USCMA 35, 42 C.M.R. 227, 1970 CMA LEXIS 755, 1970 WL 7053, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-montgomery-cma-1970.