United States v. Mays

33 M.J. 455, 1991 CMA LEXIS 1545, 1991 WL 256082
CourtUnited States Court of Military Appeals
DecidedDecember 9, 1991
DocketNo. 66,345; CM 8903579
StatusPublished
Cited by18 cases

This text of 33 M.J. 455 (United States v. Mays) is published on Counsel Stack Legal Research, covering United States Court of Military Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Mays, 33 M.J. 455, 1991 CMA LEXIS 1545, 1991 WL 256082 (cma 1991).

Opinion

Opinion of the Court

SULLIVAN, Chief Judge:

Appellant was tried by a general court-martial with members at Yongsan Military Reservation, Seoul, Korea, on November [456]*45617, 1989. Contrary1 to his pleas, he was found guilty of wrongful distribution of marijuana, in violation of Article 112a, Uniform Code of Military Justice, 10 USC § 912a. He was sentenced to a dishonorable discharge, confinement for 5 years, and total forfeitures. The Court of Military Review affirmed the findings and sentence on January 29, 1991, in an unpublished opinion.

This Court granted review on the following question of law:

WHETHER THE COURT OF MILITARY REVIEW ERRED IN ADMITTING AS AN EXHIBIT THE AFFIDAVIT OF TRIAL [DEFENSE] COUNSEL, WHERE THE AFFIDAVIT DIVULGED LAWYER-CLIENT COMMUNICATIONS WHICH WERE PRIVILEGED, AND DISCLOSED TO THE COURT FOR THE PURPOSES OF ALLEGING HE WAS EFFECTIVE AT TRIAL, CONFIDENCES WHICH WENT BEYOND THOSE NECESSARY TO DEMONSTRATE EFFECTIVE ASSISTANCE OF COUNSEL, AND WHETHER OR NOT DIVULGING THOSE CONFIDENCES, COMMUNICATED IN THE CONTEXT OF AN ATTORNEY-CLIENT RELATIONSHIP, VIOLATED APPELLANT’S PRIVILEGE AGAINST SELF INCRIMINATION, WHEN REVIEWED BY THE COURT OF MILITARY REVIEW AND USED BY THEM TO FIND SUFFICIENT FACTUAL EVIDENCE TO SUSTAIN A CONVICTION.

We hold that the Court of Military Review did not err in admitting the post-trial affidavit of trial defense counsel (cf. United States v. Ankeny, 30 MJ 10 (CMA 1990)), and it did not improperly rely upon this affidavit in affirming appellant’s conviction. See United States v. Montgomery, 20 USCMA 35, 42 CMR 227 (1970).

Before the Court of Military Review, civilian counsel asserted that appellant was “entitled to a new trial as a result of ineffective assistance of counsel.” He contended that “[t]he allegations of error with respect to the assistance of counsel go to virtually every portion of the trial.” He then specifically noted that military defense counsel unjustifiably declined “to conduct an Article 32[, UCMJ, 10 USC § 832,] investigation”; ineffectively conducted cross-examination of the chief government witness at trial; and improperly “failfed] to call any witnesses” in appellant’s behalf including appellant. He also contended that there was no evidence in this record indicating trial defense counsel secured a proper waiver by appellant of his right to an Article 32 investigation or that any pretrial investigation, preparation, or representation occurred.

Trial defense counsel responded to this post-trial attack on his representation of appellant with a ten-page affidavit. It states in part:

II. PRE-TRIAL PREPARATION AND ARTICLE 32 HEARING
3. Immediately upon receiving a copy of the case file, I reviewed the entire file and discussed the case with PVT Mays. I then obtained the Record of Trial for the case of SPC Berner and reviewed that entire record along with its allied documents. I interviewed SPC Berner at the confinement facility. This interview was tape recorded and a transcript is enclosed as Appendix C. I contacted CPT Littlefield, SPC Napier’s attorney and requested his permission to talk to SPC Napier. Permission was denied. I attended an Army CID line-up of my client, PVT Mays on 29 September 1989. On that same day, after the line-up, I interviewed Miss Kim Un Suk. I also obtained Miss Kim’s sworn statement that she had lied about her identification of PVT Mays.
4. In my discussion of the case with my client, PVT Mays told me that he had been involved in drugs with both SPC Napier and SPC Berner, who were friends of his from the same unit, the 520th Maintenance Company. PVT Mays told me that he was with SPC Napier the day that the drugs were pur[457]*457chased in Seoul and brought to Camp Humphreys. He also told me that he smoked some of the marijuana on the back of the bus while he travelled from Seoul to Camp Humphreys on that day. While doing so, he and SPC Napier were confronted by an Army major. In order to avoid apprehension PVT Mays said that he and SPC Napier left the bus before it was stopped at the mandatory police check at the gate to Camp Humphreys. Although prior to trial PVT Mays never told me that he took the marijuana to SPC Berner’s residence, he did admit to me after his conviction that he and SPC Napier had done so. 5. As further part of my investigation of the case, I discovered that SPC Berner had made a sworn statement to U.S. Army CID on 4 October 1989 where he related that he had heard that PVT Mays and SPC Napier had smoked marijuana on the back of the bus and that, while in confinement, PVT Mays had told him that the marijuana found in SPC Berner’s apartment was in fact that of PVT Mays. This statement is provided as Appendix B. Appendix C is a transcript of my 11 October 1989 interview of SPC Berner at the confinement facility (19 pages). Pvt Berner admitted to me on that date, in a conversation which I tape recorded with the permission of SPC Berner and his attorney, that PVT Mays had not admitted to SPC Berner that he had brought over the marijuana. In that interview, SPC Berner further admitted that it was his understanding that the government would consider a reduction in SPC Berner’s sentence in exchange for SPC Berner’s testimony against PVT Mays.

(Appendices omitted; emphasis added.)

The granted issue raised by appellate defense counsel is somewhat cumbersome and needs some clarification. It basically challenges the decision below to admit defense counsel’s post-trial affidavit or portions thereof as an appellate exhibit in this case. See generally Art. 66(f), UCMJ, 10 USC § 866(f); Rule 23, Rules of Practice and Procedure, United States Courts of Military Review, 22 MJ CXXXVII. Furthermore, it asserts that appellant was prejudiced by this error when the court below purportedly considered this affidavit in de novo determining his guilt or innocence as required by Article 66(c). See generally United States v. Turner, 25 MJ 324 (CMA 1987). Both these contentions we must reject.

Article 66(c) states:
(c) In a case referred to it, the Court of Military Review may act only with respect to the findings and sentence as approved by the convening authority. It may affirm only such findings of guilty, and the sentence or such part or amount of the sentence, as it finds correct in law and fact and determines, on the basis of the entire record, should be approved. In considering the record, it may weigh the evidence, judge the credibility of witnesses, and determine controverted questions of fact, recognizing that the trial court saw and heard the witnesses.

(Emphasis added.) Long ago we recognized that this Court and the Court of Military Review could consider affidavits by the accused and counsel on the question of effectiveness of counsel and the propriety of a remand for a hearing pursuant to United States v. DuBay, 17 USCMA 147, 37 CMR 411 (1967). United States v. Davis, 3 MJ 430, 431 n. 1 (CMA 1977); see United States v. McCarthy, 2 MJ 26, 28 n. 2 (CMA 1976); cf. United States v. Bethea, 22 USCMA 223, 46 CMR 223 (1973). Appellant does not challenge this practice but argues that consideration of his defense counsel’s particular affidavit was nonetheless barred by the attorney-client privilege and his privilege against self-incrimination. See Mil.R.Evid.

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Cite This Page — Counsel Stack

Bluebook (online)
33 M.J. 455, 1991 CMA LEXIS 1545, 1991 WL 256082, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-mays-cma-1991.