United States v. Ginn

47 M.J. 236, 1997 CAAF LEXIS 90, 1997 WL 741969
CourtCourt of Appeals for the Armed Forces
DecidedSeptember 30, 1997
DocketNo. 95-0033; Crim.App. No. 9300190
StatusPublished
Cited by558 cases

This text of 47 M.J. 236 (United States v. Ginn) is published on Counsel Stack Legal Research, covering Court of Appeals for the Armed Forces primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Ginn, 47 M.J. 236, 1997 CAAF LEXIS 90, 1997 WL 741969 (Ark. 1997).

Opinions

Opinion of the Court .

SULLIVAN, Judge:

On February 3, 1993, appellant was tried by a military judge sitting alone as a general court-martial at Fort Clayton, Panama. Pursuant to his pleas, he was found guilty of wrongful disposition of military property, sodomy, committing indecent acts with children (3 specifications), and taking indecent liberties with a child, in violation of Articles 108, 125, and 134, Uniform Code of Military Justice, 10 USC §§ 908, 925, and 934, respectively. He was sentenced to a dishonorable discharge, 8 years’ confinement, total forfeitures, and reduction to the lowest enlisted grade. On May 20, 1993, the convening authority approved the sentence.

The Court of Military Review, now the Court of Criminal Appeals,1 has issued several opinions in this case. On July 13, 1994, it set aside the findings of guilty to the indecent-liberties specification (force two male children to watch a pornographic video) on the basis that the Government did not adequately respond to appellant’s claim of ineffective assistance of counsel. It reassessed the sentence, reduced confinement by 6 months but otherwise affirmed the remaining adjudged punishments. Unpub. op. at 3-4. On September 2, 1994, on reconsideration, that court (one judge was replaced) reversed its earlier decision and simply modified the finding of guilty to the indecent-liberties specification (facilitate the watching of a pornographic video by two male children) on the basis of insufficiency of evidence. Again, it [238]*238reduced confinement by 6 months, but otherwise affirmed the approved sentence. Un-pub. op. at 4-5. This Court set aside2 the September decision of the Court of Criminal Appeals and remanded this case for further proceedings concerning appellant’s post-trial claim of ineffective assistance of counsel. 48 MJ 471 (1996). The lower court subsequently affirmed the findings of guilty and the sentence3 on June 27, 1996, making findings of fact based on the record of trial and post-trial submissions.

This Court granted review on the following specified issue on December 4,1996:

WHETHER THE COURT OF CRIMINAL APPEALS RESOLVED THIS CASE ON THE BASIS OF THE POST-TRIAL SUBMISSION OF COMPETING AFFIDAVITS FILED WITH SUCH COURT, AND, IF SO, WHETHER SUCH POST-TRIAL AFFIDAVITS CONSTITUTE A “RECORD” AS THAT TERM IS USED WITH RESPECT TO THE FACTFINDING POWERS OF THE COURT OF CRIMINAL APPEALS UNDER ARTICLE 66(c), UNIFORM CODE OF MILITARY JUSTICE, 10 USC § 866(c).

The substance of this complaint is that the service appellate court erred by finding facts on the basis of the record of trial and post-trial affidavits instead of ordering a factfind-ing hearing as authorized by United States v. DuBay, 17 USCMA 147, 37 CMR 411 (1967).

We hold that the Court of Criminal Appeals legally erred when it denied appellant’s post-trial claim of ineffective assistance of counsel by making findings of facts partially based on post-trial submissions. United States v. Walters, 45 MJ 165, 167 (1996) (Cox, C.J., joined by Sentelle, J. (concurring in the result), and Sullivan, J. (dissenting)); Daniels v. United States, 54 F.3d 290, 295 (7th Cir.1995). Moreover, we conclude that appellant’s guilty-plea responses do not “compellingly demonstrate” the invalidity of the factual allegations supporting his claim. United States v. Perez, 18 USCMA 24, 26, 39 CMR 24, 26 (1968); see United States v. Giardino, 797 F.2d 30 (1st Cir.1986). Nevertheless, we conclude that the lower court’s factfinding error was harmless because appellant has not averred or shown sufficient prejudice to now warrant a factfinding hearing or any other appellate relief. See Hill v. Lockhart, 474 U.S. 52, 106 S.Ct. 366, 88 L.Ed.2d 203 (1985); see also United States v. Lawson, 40 MJ 475,476 (CMA1994).

Appellant was charged, inter alia, with taking indecent liberties with minor boys in violation of Article 134. Specification 3 of Charge III stated:

SPECIFICATION 3: In that Sergeant Roger C. Ginn, U.S. Army, did, in the Republic of Panama, between 1 July and 31 August 1992, take indecent liberties with [CA] and [JC], two male children under 16 years of age, by forcing them, to watch a pornographic homemade videotape, with intent to gratify the lust and sexual desires of the said Sergeant Roger C, Ginn [CA] and [JC].

(Italics added.) [Lined-through words were in original specification; bold language was added at trial (R. 42).]

He pleaded guilty to this offense. He also stipulated to the following facts concerning this offense:

5. Between 1 March and 31 August 1992, the accused picked up a female prostitute and took her to his house in Arrayan, Panama. The accused had the prostitute fellate him, and he engaged in [239]*239multiple variations of sexual intercourse with her. After performing the above sexual acts and twice ejaculating upon the back of the prostitute, he solicited her to fellate him again. The accused videotaped the entire sexual encounter with a camera. Sometime between 1 July and 31 August 1992, the accused showed the videotape to two 15-year-old boys, [JC] and [CA], at his house in Arraijan. The accused did this with the intent to arouse the lust and sexual desire of the two boys____

(Emphasis added.)

Appellant discussed this offense with the military judge at his court-martial, as follows:

MJ: Okay,____ Specification 3 of Charge III. If you look at that, Sergeant Ginn, it’s a little different from the other indecent acts charged, in that, there’s no physical contact that’s required in this because it’s charged as indecent liberties instead of indecent acts. But, as I explained to you earlier, an indecent act and an indecent liberty basically means the same thing, in that they signify that form of immorality relating to sexual impurity, which is not only grossly vulgar, obscene, and repugnant to common propriety, but tends to excite lust and depraved the morals with respect to sexual relations. Do you understand that?
ACC: Yes, sir.
MJ: Now, there are some additional elements to this offense though. There’s a total of seven. First is that between 1 July and 31 August 1992, in the Republic of Panama, you committed a certain act by forcing [CA] and [JC] to watch a pornographic homemade videotape. Second, that at the time of the alleged acts, [CA] and [JC] were males under the age of 16 years. Third, that [CA] and [JC] were persons neither of whom were your spouse. Fourth, that the act admitted to the taking of indecent liberties with [CA] and [JC]. Fifth, that you committed the act with the intent to gratify your lust and sexual desires. Sixth, that you committed the act in the presence of these individuals, [CA] and [JC]. And finally, seventh, that under the circumstances, your conduct was to the prejudice of good order and discipline in the armed forces or was of a nature to bring discredit upon the armed forces. Do you understand those elements?
ACC: Yes, sir.
MJ: Did you, in fact, show this videotape to these two individuals?
ACC: Yes, sir.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

United States v. PARKS
Navy-Marine Corps Court of Criminal Appeals, 2025
United States v. Sherman
Air Force Court of Criminal Appeals, 2025
United States v. Lopez
Air Force Court of Criminal Appeals, 2023
United States v. Cole
Air Force Court of Criminal Appeals, 2023
United States v. Peterson
Air Force Court of Criminal Appeals, 2023
In re Banker v. United States
Air Force Court of Criminal Appeals, 2023
United States v. McCall
Air Force Court of Criminal Appeals, 2020
United States v. Warren
Air Force Court of Criminal Appeals, 2020
United States v. Carroll
Air Force Court of Criminal Appeals, 2020
United States v. Williams
Air Force Court of Criminal Appeals, 2019
United States v. Captain JOSEPH L. SIMMONS
Army Court of Criminal Appeals, 2019
United States v. Private E1 DAMIAN M. TAYLOR
Army Court of Criminal Appeals, 2019
United States v. Hunt
Air Force Court of Criminal Appeals, 2019
United States v. Cummings
Air Force Court of Criminal Appeals, 2019
United States v. Dawkins
Navy-Marine Corps Court of Criminal Appeals, 2019
United States v. Yates
Air Force Court of Criminal Appeals, 2019
United States v. Damm
Air Force Court of Criminal Appeals, 2019
United States v. Bessmertnyy
Air Force Court of Criminal Appeals, 2019
United States v. Cobb
Navy-Marine Corps Court of Criminal Appeals, 2019
United States v. Leidigh
Air Force Court of Criminal Appeals, 2019

Cite This Page — Counsel Stack

Bluebook (online)
47 M.J. 236, 1997 CAAF LEXIS 90, 1997 WL 741969, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-ginn-armfor-1997.