United States v. Allen

8 C.M.A. 504, 8 USCMA 504, 25 C.M.R. 8, 1957 CMA LEXIS 295, 1957 WL 4636
CourtUnited States Court of Military Appeals
DecidedDecember 20, 1957
DocketNo. 9632
StatusPublished
Cited by84 cases

This text of 8 C.M.A. 504 (United States v. Allen) is published on Counsel Stack Legal Research, covering United States Court of Military Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Allen, 8 C.M.A. 504, 8 USCMA 504, 25 C.M.R. 8, 1957 CMA LEXIS 295, 1957 WL 4636 (cma 1957).

Opinions

Opinion of the Court

ROBERT E. Quinn, Chief Judge:

This appeal raises an important question regarding the adequacy of the accused’s representation by his appointed defense counsel.

The accused went absent without leave on January 4, 1956. Tie remained absent until apprehended September 15, 1956. Thereafter, he was charged with desertion, in violation of Article 85, Uniform Code of Military Justice, 10 USC § 885. Before the case came up for trial, the appointed defense counsel negotiated for, and the accused entered into, an agreement with the convening authority. This agreement provided that the accused would enter a plea of guilty, and if the court members adjudged a severe sentence the convening authority would approve no more than a dishonorable discharge, total forfeitures, and confinement at hard labor for eighteen months.

At the trial, the accused entered a plea of guilty and the court returned findings of guilty of the offense charged. During the sentence procedure, trial counsel followed the usual practice and read from the first page of the charge sheet the personal information concerning the accused. The principal recitals are to the effect that the accused is 30 years old; that he had six years prior satisfactory military ; service; and that he had been in confinement before the trial for over two months. There was no evidence of previous convictions. The law officer advised the accused of his right to present evidence in mitigation or to make an unsworn statement. After consulting with defense counsel, the accused said that he desired to remain silent. Defense counsel made no statement and offered no argument on the accused’s behalf. The law officer then instructed the court members on the maximum punishment, which includes confinement at hard labor for three years. The court closed to deliberate on the sentence. However, as the law officer and the trial personnel were withdrawing from the courtroom, they were summoned by the president. The court was reopened, and the president requested a copy of the “data which the trial counsel just read.” The information from the charge sheet was reread to the court members. Again defense counsel remained silent. After deliberating for eight minutes the court reopened and announced that it had sentenced the accused to a dishonorable discharge, total forfeitures and confinement at hard labor for two years.

In his post-trial review the convening authority’s staff judge advocate set out a number of other matters relating to the accused. These include the following: that the accused is married and has two children, a daughter four years of age and a son eight months old; that there is no evidence of civilian “crim[507]*507inal arrest or convictions”; that the accused had no previous conviction during his entire service in the Army; that he had “no time lost” under the provisions of 10 USC § 1579 (now § 3638); and that his last service rating was excellent in both conduct and efficiency. The staff judge advocate recommended that the dishonorable discharge be suspended to give the accused “the opportunity to earn restoration to duty.” Pursuant to the pre-trial agreement, the convening authority reduced the period of confinement to one and one-half years; and, in accordance with his staff judge advocate’s recommendation, suspended the execution of the discharge for the term of confinement or the completion of appellate review, whichever is later. A board of review affirmed the findings of guilty and the sentence, without opinion.

On this appeal, the accused contends that he was deprived of the effective assistance of counsel during the sentence procedure because of the complete inaction of his defense counsel. In an affidavit in support of his contention, he makes the following allegations:

“That, prior to the commission of the alledged offense he was notified that his wife was pregnant; that she was not in a position to support herself and that he absented himself in an effort to support her after attempts to obtain assistance from the American Red Cross and the Army Emergency Relief had failed.
“That, in addition, he requested furlough from his organization commander for the purpose of assisting his wife and was refused.
“That, the trial defense counsel was aware of these facts and failed to present them to the court.
“Further, that, the wife was available and desired to be called as a witness in behalf of the accused and that the trial defense counsel failed to call her.”

Under the Uniform Code of Military Justice the accused’s guilt and sentence must be determined by the court-martial. To avoid the strain and the problems of a trial on the merits, the accused can plead guilty. If he enters into a pretrial agreement in regard to his plea with the convening authority, the agreement cannot transform the trial into an empty ritual. See United States v Peterson, 8 USCMA 241, 24 CMR 51; United States v Hinton, 8 USCMA 39, 41, 23 CMR 263. True, the plea disposes of the necessity for the presentation of evidence of guilt and it eliminates the requirement of formal instructions to the court-martial. United States v Lucas, 1 USCMA 19, 1 CMR 19. But there is still the vital question of sentence. Speaking of the importance of this question, we said in United States v Brasher, 2 USCMA 50, 52, 6 CMR 50: “In a special and peculiar sense the sentence of the law for adjudged misconduct ... is the product of a trial court. It alone, of all agencies of .the law, is authorized to ‘adjudge’ the law’s penalty.”

The sentence proceeding is an integral part of the court-martial trial. United States v Strand, 6 USCMA 297, 306, 20 CMR 13. Plainly, therefore, counsel’s duty to represent the accused does not end with the findings. Remaining for determination is the question of the accused’s liberty, property, social standing — in fact, his whole future. And his lawyer is charged with the substantial responsibility of appealing on his behalf to the conscience of the court.

No hard and fast rule can be promulgated to test the sufficiency of the discharge of counsel’s responsibilities. See United

States v Hunter, 2 USCMA 37, 6 CMR 37. Sometimes a single action can be sufficient to show ineffective representation. United States v Walker, 3 USCMA 355, 12 CMR 111. On other occasions “cumulative . . . omissions at the trial” will spell out the inadequacy. United States v McMahan, 6 USCMA 709, 723, 21 CMR 31. Each case must be decided on its own facts; and in a given case there may be a legitimate difference of opinion as to the effect of actions or omis[508]*508sions of counsel in his representation of the accused.

Some of the matters in mitigation which apparently were available but not presented have already been mentioned. The accused has set out others in his affidavit. If these recitals were undisputed we would be compelled to “wonder how any counsel could . . . [have done] less for his client.” United States v Parker, 6 USCMA 75, 86, 19 CMR 201. Consequently, despite our certainty as to defense counsel’s good faith, we cannot overlook the damaging effect of his omissions. Whatever practical comforts he may have drawn from the preliminary agreement with the convening authority, defense counsel did not provide the court-martial with anything from which it could determine a just sentence. Neither did he provide anything from which a board of review could reach an informed judgment as to the appropriateness of the sentence affirmed by the convening authority.

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Cite This Page — Counsel Stack

Bluebook (online)
8 C.M.A. 504, 8 USCMA 504, 25 C.M.R. 8, 1957 CMA LEXIS 295, 1957 WL 4636, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-allen-cma-1957.