United States v. Gifford

75 M.J. 140, 2016 CAAF LEXIS 219, 2016 WL 909415
CourtCourt of Appeals for the Armed Forces
DecidedMarch 8, 2016
Docket15-0426/AR
StatusPublished
Cited by44 cases

This text of 75 M.J. 140 (United States v. Gifford) is published on Counsel Stack Legal Research, covering Court of Appeals for the Armed Forces primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Gifford, 75 M.J. 140, 2016 CAAF LEXIS 219, 2016 WL 909415 (Ark. 2016).

Opinion

*141 Judge OHLSON

delivered the opinion of the Court. 1

Appellant was charged, inter alia, with three specifications of violating a lawful general order under Article 92, UCMJ, 10 U.S.C. § 892 (2012). The general order prohibited servicemembers twenty-one years of age and older from providing alcohol to individuals under twenty-one years of age for the purpose of consumption. Contrary to his pleas, a genera] court-martial composed of members with enlisted representation found Appellant guilty of these three specifications. 2 The panel reached its verdict after being instructed that the general order required the Government to prove both that (a) Appellant provided alcohol with the intent that it be consumed and (b) Appellant knew that the individuals to whom he was providing the alcohol were under twenty-one years of age. On appeal, however, the United States Army Court of Criminal Appeals (CCA) concluded that the general order “did not include a knowledge of age requirement,” and it conducted its Article 66(c), UCMJ, 10 U.S.C. § 866 (2012), review accordingly. United States v. Gifford, 74 M.J. 580, 583 (A.Ct.Crim.App.2015). We granted Appellant’s petition to determine whether the CCA erred, and if so, to identify the proper legal standard the CCA should have applied in this case.

We hold that the CCA erred in the legal standard it applied in the course of its Article 66(c), UCMJ, review of Appellant’s conviction. Specifically, consistent with Supreme Court precedent, we conclude that the general order at issue required the Government to prove Appellant’s mens rea 3 with respect to the age of the recipients of the alcohol. We further hold that the Government was required to prove, at a minimum, that Appellant acted recklessly in this regard. We therefore reverse the CCA and remand for further proceedings consistent with this opinion.

J. BACKGROUND

In December 2011, Appellant, a twenty-nine-year-old infantry specialist, hosted a social event in his barracks room at Camp Humphreys, Republic of Korea. At this party, Appellant provided alcohol to fellow soldiers who were under twenty-one years of age. At the time that he did so, a Second Infantry Division policy letter was in effect which stated, in pertinent part: “Service members who are 21 years of age and over may not distribute or give alcohol to anyone under 21 years of age for the purpose of consumption.” There is no dispute that this policy letter constituted a lawful general order within the ambit of Article 92, UCMJ.

At trial, the military judge discussed with counsel the wording of the policy letter. He specifically addressed the issue of mens rea, stating:

The other state of mind issue that’s raised by the policy letter is it seems fairly implicitly clear, I guess is one way to put it, that the accused, as an element of the offense, has to have known—it’s not only that the person receiving the alcohol was under the age of 21 but he has to have known that. Do both sides agree?

Both trial counsel and trial defense counsel agreed with the military judge’s characterization of the burden of proof placed on the Government in this case. Accordingly, the military judge instructed the panel that the Government was required to prove that “the accused actually knew at the time of the alleged offense that the person named in [the] specification [i.e., the recipient of the alcohol] was under 21 years [of age].”

*142 Upon deliberation, the panel found Appellant guilty of each of the three specifications and sentenced him to confinement for forty-five days, forfeiture of all pay and allowances, reduction to E-l, and a bad-conduct discharge. The convening authority subsequently approved the sentence as adjudged. On direct appeal, the CCA set aside one of Appellant’s convictions on the basis of factual sufficiency, but otherwise affirmed the remaining findings of guilt as well as the sentence. Gifford, 74 M.J. at 583-84. However, in the course of its decision, the CCA opined that the mens rea standard afforded to Appellant at trial was not required by law. Id. at 583. Consistent with this holding, the lower court conducted its Article 66(c), UCMJ, review without regard to whether Appellant knew the ages of the persons to whom he supplied the alcohol. Id. at 582-83.

Appellant petitioned this Court and we granted review of the following issue:

Whether the Army Court of Criminal Appeals erred in holding that Second Infantry Division Policy Letter number 8 (11 January 2010), which prohibits service members .who are 21 years of age and older from distributing alcohol to persons under 21 for the purposes of consumption, did not contain an element that Appellant knew that the person to whom distribution was made was under 21 years of age, and therefore imposed strict liability for such actions.

United States v. Gifford, 74 M.J. 461, 461-62 (C.A.A.F.2015).

II. ANALYSIS

A. Mens Rea Requirement

In the instant case, our first task is to determine whether a mens rea requirement applies to the general order at issue. This is a question of law which we review de novo, see United States v. Serianne, 69 M.J. 8, 10 (C.A.A.F.2010), and in doing so, we invoke the traditional rules of statutory construction, see United States v. Estrada, 69 M.J. 45, 47 (C.A.A.F.2010); United States v. Baker, 8 C.M.A. 504, 507, 40 C.M.R. 216, 219 (1969).

1. Proof of Mens Rea is the Rule Rather Than the Exception

As the Supreme Court recognized in United States v. United States Gypsum Co., 438 U.S. 422, 98 S.Ct. 2864, 57 L.Ed.2d 854 (1978), “[the] existence of a mens rea is the rule, rather than the exception to, the principles of Anglo-American criminal jurisprudence.” Id. at 436, 98 S.Ct. 2864 (alteration in original) (citation omitted) (internal quotation marks omitted). The Court further noted in Morissette v. United States, 342 U.S. 246, 250, 72 S.Ct. 240, 96 L.Ed. 288 (1952), that “[t]he contention that an injury can amount to a crime only when inflicted by intention is no provincial or transient notion” but is instead “universal and persistent in mature systems of law.” If, at trial, the Government is not required to prove that an accused had knowledge of the facts that make his or her actions criminal in order to secure a conviction, then the underlying crime is properly deemed a strict liability offense. Liparota v. United States,

Free access — add to your briefcase to read the full text and ask questions with AI

Related

United States v. Patterson
Air Force Court of Criminal Appeals, 2026
United States v. ROJAS
Navy-Marine Corps Court of Criminal Appeals, 2026
United States v. DAVIS
Navy-Marine Corps Court of Criminal Appeals, 2025
United States v. Henderson
Air Force Court of Criminal Appeals, 2025
United States v. Stradtmann
Court of Appeals for the Armed Forces, 2024
United States v. Pittman
Air Force Court of Criminal Appeals, 2024
United States v. ARMAO
Navy-Marine Corps Court of Criminal Appeals, 2023
United States v. Brown
82 M.J. 702 (U S Coast Guard Court of Criminal Appeals, 2022)
United States v. Anderson
Air Force Court of Criminal Appeals, 2022
United States v. Sergeant MICHAEL R. MOTTELER JR.
Army Court of Criminal Appeals, 2020
United States v. Lee
Air Force Court of Criminal Appeals, 2020
United States v. Bessmertnyy
Air Force Court of Criminal Appeals, 2019
United States v. McDonald
Court of Appeals for the Armed Forces, 2019
United States v. Private First Class RYAN E. MANNAN
Army Court of Criminal Appeals, 2019
United States v. Staff Sergeant GENE R. ROUSE III
Army Court of Criminal Appeals, 2019
United States v. Sergeant TRAVIS HERNANDEZ
Army Court of Criminal Appeals, 2019
United States v. Rodriguez
Air Force Court of Criminal Appeals, 2019
United States v. Specialist BRANDON L. DEASON
Army Court of Criminal Appeals, 2019
United States v. Specialist LAZARO J. RODRIGUEZ
Army Court of Criminal Appeals, 2018

Cite This Page — Counsel Stack

Bluebook (online)
75 M.J. 140, 2016 CAAF LEXIS 219, 2016 WL 909415, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-gifford-armfor-2016.