United States v. Kelly

45 M.J. 259, 1996 CAAF LEXIS 92
CourtCourt of Appeals for the Armed Forces
DecidedSeptember 30, 1996
DocketNo. 95-0625; Crim.App. No. 94 00169
StatusPublished
Cited by30 cases

This text of 45 M.J. 259 (United States v. Kelly) is published on Counsel Stack Legal Research, covering Court of Appeals for the Armed Forces primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Kelly, 45 M.J. 259, 1996 CAAF LEXIS 92 (Ark. 1996).

Opinions

Opinion

EVERETT, Senior Judge:

This case comes to us on appellant’s granted petition (43 MJ 172), see Art. 67(a)(3); Uniform Code of Military Justice, 10 USC § 867(a)(3) (1994), asking us to review the decision below in which a majority of the Court of Criminal Appeals, sitting en banc, were “of the view” that it no longer was bound by this Court’s decision in United States v. Booker, 5 MJ 238 (1977), as modified by United States v. Mack, 9 MJ 300 (1980). 41 MJ 833, 844 (1995). The court below reached that conclusion after attempting to analyze the decisional bases of those opinions and determining that a “change in circumstances warrant[ed] departure” from them. Id. at 841.

Now, after full consideration of the briefs and oral arguments of the parties and of amici curiae, we hold, first, that the lower court was not free to depart from this Court’s precedent. United States v. Allbery, 44 MJ 226 (CMA1996). Further, after reconsidering Mack on our own initiative, we reaffirm its holding as articulated in the lead opinion there. Finally, we hold, consequently, that the military judge erred when he overruled defense counsel’s objection to the record entry of appellant’s earlier summary court-martial.

I

Pursuant to provident guilty pleas entered at a special court-martial at Naval Base Charleston, South Carolina, the military judge convicted appellant of unauthorized absence (2 specifications), see Art. 86, UCMJ, 10 USC § 886, and sentenced him to a bad-conduct discharge, confinement for 60 days, forfeiture of $250.00 pay per month for 3 months, and reduction to the lowest enlisted grade. The convening authority approved these results, as did the Court of Criminal Appeals. 41 MJ 833.

During the presentencing hearing, trial counsel offered into evidence a service-record entry that indicated a prior summary court-martial where appellant had been reduced in grade and had forfeited pay because of four unauthorized absences and one missed movement of a ship. See RCM 1001(a)(1)(A)(ii) and (iii), and (b)(2) and (3), Manual for Courts-Martial, United States (1995 ed.). Defense counsel objected on the ground that there was “no evidence that the accused at that time was advised of his right to either consult with counsel or to be represented by counsel at a summary court-martial, and the court should not consider that as a prior conviction unless there is some evidence regarding advice of counsel.” See United States v. Booker, supra. Without comment, however, the military judge overruled the objection and admitted the evidence.

[261]*261In the Court of Criminal Appeals, appellant complained that the military judge had erred to his substantial prejudice when he admitted the challenged evidence. The subsequent majority opinion of that court explains its approach at that point:

If Booker retains its vitality, the military judge erred. However, the United States Supreme Court has recently held in Nichols v. United States, that uncounselled, yet constitutionally firm, prior misdemeanor convictions may be used to enhance sentences in federal criminal trials and a cautionary advisement at the time of the prior conviction is not required. Therefore, we specified the following issue for briefing by the parties:
WHETHER THE REQUIREMENTS OF United States v. Booker, 5 MJ 238 (CMA 1977), CONTINUE TO APPLY IN TRIALS BY COURT-MARTIAL IN LIGHT OF Nichols v. United States, 511 U.S. 738, 114 S.Ct. 1921, 128 L.Ed.2d 745 (1994)?
We also ordered the case be considered by this Court sitting as a whole in order to secure uniformity of decision and because the proceedings involved a question of exceptional importance. Courts of Military Review Rules of Practice and Procedure, Rule 17(a), 22 MJ CXXXIII.

41 MJ at 835.

Approaching the answer to its specified issue with due caution, the court below began with a primer on the military justice system’s court-martial structure and operation, followed by a summary of the opinions of this Court and of the Supreme Court of the United States that had formed the predicate of the Booker decision. Then, observing that, “[s]ince Booker was decided, most appellate activity has been devoted to limiting its application,” 41 MJ at 838, the court below moved to a seriatim summary of relevant post-Booker decisions by this Court.

Upon this basis — even while acknowledging the applicability of “stare decisis ... in cases reviewed by military courts of criminal appeals” and the binding nature of “precedent established by our senior Courts,” 41 MJ at 840 — that court proceeded to consider the continued “vitality” of Booker and its progeny. The majority’s analytical construct for this exercise was as follows:

[W]e must: (1) carefully consider the basis for the questioned precedent (e.g., the Constitution, statutes, or regulations); (2) we must clearly articulate a change in circumstances warranting departure (e.g., a recent decision of the United States Supreme Court re-interpreting a principle of constitutional law upon which the questioned precedent was based); and (3) though we do not pretend to be clairvoyant, we must apply the law in accordance [with] what we believe our senior Courts would now hold, given a change in circumstances.

41 MJ at 840-41.

Following this construct, the court’s opinion reflects the following views. First, the bases of “the Booker rule,” as the court below frequently referred to it, appeared to be “principles of Fifth and Sixth Amendment constitutional law____ Insofar as nonjudicial punishments are concerned, former Chief Judge Everett may have based his adherence to Booker [in Mack] on” an earlier-mentioned policy of the Department of Defense. Id. at 841.

Second, since Booker and Mack, the Supreme Court’s decision in Nichols v. United States, 511 U.S. 738, 114 S.Ct. 1921, 128 L.Ed.2d 745 (1994), has eliminated the civilian world’s Fifth and Sixth Amendment barriers to admissibility of convictions like the one in question here. In this connection, other decisions of the Supreme Court reflect that Court’s “reservations about mechanically applying its constitutional law holdings on a civilian’s right to counsel to the military,” citing Davis v. United States, 512 U.S. 452, 457-58 n. *, 114 S.Ct. 2350, 2354 n. *, 129 L.Ed.2d 362 (1994); and reflect that “particular deference must be given to Congress’ determination as to what process is due” in the military under the Due Process Clause, citing Weiss v. United States, 510 U.S. 163, 175-77, 114 S.Ct. 752, 760, 127 L.Ed.2d 1 (1994). 41 MJ at 841, 842.

Finally, the court below made clear its own view as to how all this should affect the state [262]*262of the law, with a closing comment as to whether it expected that this Court would agree:

The Court of Military Appeals did not base the Booker

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Bluebook (online)
45 M.J. 259, 1996 CAAF LEXIS 92, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-kelly-armfor-1996.