United States v. Plumb

47 M.J. 771, 1997 CCA LEXIS 607, 1997 WL 799928
CourtUnited States Air Force Court of Criminal Appeals
DecidedDecember 24, 1997
DocketACM 32354
StatusPublished
Cited by5 cases

This text of 47 M.J. 771 (United States v. Plumb) is published on Counsel Stack Legal Research, covering United States Air Force Court of Criminal Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Plumb, 47 M.J. 771, 1997 CCA LEXIS 607, 1997 WL 799928 (afcca 1997).

Opinion

OPINION OF THE COURT

SPISAK, Judge:

What should have been a straight-forward case of fraternization, adultery, and conduct unbecoming an officer, became a complex, lengthy, and often confusing testament to how not to conduct criminal investigations and prepare courts-martial for trial. Numerous allegations of unlawful command influence and interference with defense witnesses resulted in extensive judicial hearings, over 1700 pages of transcript and 30 volumes in the record of trial (17 dedicated to exhibits alone), and a total of four investigations under Article 32, UCMJ, 10 U.S.C. § 832.

The appellant, a special agent for the Air Force Office of Special Investigations (AFO-SI), was tried by general court-martial on charges of conduct unbecoming an officer,1 indecent assault, adultery, fraternization, violating a lawful general order, sodomy, impeding an Article 32 investigation, and attempting to influence the testimony of a witness. He pled not guilty to all charges. After convicting him of one specification each of adultery and fraternization with Airman A, the court sentenced the appellant to a dismissal and 30 days confinement.

The appellant contends that the evidence is factually insufficient to support the findings of guilty; that the military judge erred in refusing to grant an evidentiary hearing on the admissibility of an exculpatory polygraph; that court members may have improperly considered extraneous information; that the sentence is inappropriate; and, that the case was so permeated with unlawful command influence that the findings and sentence should be set aside.2 We agree with the appellant’s contentions on the polygraph and unlawful command influence and set aside the findings and sentence.

I. ADMISSIBILITY OF AN EXCULPATORY POLYGRAPH

Appellate defense counsel argues that the military judge erred in denying their request for an evidentiary hearing to establish the admissibility of an exculpatory polygraph. Although the military judge made his decision without the benefit of the United States Court of Appeals for the Armed Forces’ (USCAAF) decision in United States v. Scheffer, 44 M.J. 442 (C.M.A.1996), cert. granted, — U.S. -, 117 S.Ct. 1817, 137 L.Ed.2d 1026 (May 19, 1997), we find that Scheffer requires an evidentiary hearing in the appellant’s case.

The appellant testified in his own defense, denied having sexual intercourse with Airman A, and was cross-examined on this point by the trial counsel. Under these circumstances we find that his credibility was squarely at issue and the military judge should have held an evidentiary hearing to determine whether or not the polygraph examination was sufficiently reliable to present to the members for their consideration.

Appellate government counsel’s argument that we should ignore the precedent set [774]*774by our senior court in Scheffer is not well taken. The argument is based largely on a misunderstanding of the holdings in United States v. Kraffa, 11 M.J. 453 (C.M.A.1981), and United States v. Sparks, 18 C.M.R. 77, 1955 WL 3286 (1955). In Kraffa, the Court of Military Appeals, now USCAAF, noted that decisions of the service courts of criminal appeals are not final until the time for filing an appeal with USCAAF has passed. As a result, such decisions are inchoate and do not serve as mandates to the convening authority in the case. Neither the Kraffa nor Sparks decisions, however, say or even imply that such decisions are not prece-dential in nature or that they are to be ignored with impunity by trial judges and trial practitioners pending the outcome of appeal to the higher court. We do not believe that the inchoate nature of our decisions deprives them of validity or value to our lower courts any more than we believe an appeal to the Supreme Court invalidates a decision of USCAAF.

In addition, the government’s argument ignores the clear notice given by the US-CAAF in United States v. Allbery, 44 M.J. 226 (1996), and reiterated in United States v. Kelly, 45 M.J. 259 (1996). In Allbery we were told that “[i]n the absence of a superseding statute or an intervening decision of [USCAAF] or the Supreme Court of the United States, [USCAAF precedent cases are] absolutely binding on the Court of Criminal Appeals.” Allbery, 44 M.J. at 228 (emphasis added). Our choice, should we disagree with that precedent, is to either distinguish the present case or urge reconsideration by our senior court. Id. Because the Supreme Court recently heard oral argument in United States v. Scheffer, we see neither a need to distinguish the present case nor to urge reconsideration by US-CAAF.

II. UNLAWFUL COMMAND INFLUENCE

A. Background

The appellant contends that numerous acts and comments by commanders, supervisors, investigators, and legal advisors involved in this case resulted in a pattern of unlawful command influence which requires corrective action by this Court. Specifically, he alleges that (1) the AFOSI (“Command” for this case) unlawfully endeavored to influence and did influence the testimony of key witnesses; (2) the AFOSI and legal office interfered with defense access to witnesses and evidence; and (3) military members were treated adversely as a result of their status as defense witnesses.

At the first pretrial Article 32 investigation, more than a year after the events about which he testified, Captain V, a defense witness, said that during a camping trip with the appellant, he (Captain V) called Airman A asking if she or anyone else from the command post was coming out for the camping trip. The AFOSI agents investigating the case subsequently interrogated Captain V twice under rights advisement as a suspect for making false official statements because they believed the appellant had called Airman A not Captain V. See Article 31, UCMJ, 10 U.S.C. § 831. Major Bergan, the lead case agent, and Special Agent Cash, the appellant’s commander and commander of the AFOSI detachment at Malmstrom Air Force Base (AFB), both testified that either the Staff Judge Advocate (SJA) or one of the other lawyers requested the first reinterview of Captain V and said that it should be under rights advisement. However, the lawyers remembered only asking that Captain Y be re-interviewed, not that he be advised of his rights under Article 31.

During the second interrogation of Captain V, two AFOSI agents came to his home while he was on convalescent leave and asked him to return to their office with them. One of the agents rode in Captain Ys car, while the second followed in the agents’ car. During the interrogation one of the AFOSI agents referred to the Captain as “Mister” V and told him that the appellant was “going down” and that Captain Ys career would be over if he continued “the way” he had been going. Captain V thought the agents were trying to influence him to change his statements. This second interrogation was purportedly part of an investigation of Captain Ys participation in an office sports pool with a maximum value of $60.00. However, according to Cap[775]*775tain Vs testimony, very little was asked about the “pool” during the interrogation.

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Bluebook (online)
47 M.J. 771, 1997 CCA LEXIS 607, 1997 WL 799928, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-plumb-afcca-1997.