United States v. Treakle

18 M.J. 646, 1984 CMR LEXIS 4048
CourtU.S. Army Court of Military Review
DecidedJune 29, 1984
DocketCM 443599
StatusPublished
Cited by63 cases

This text of 18 M.J. 646 (United States v. Treakle) is published on Counsel Stack Legal Research, covering U.S. Army Court of Military Review primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Treakle, 18 M.J. 646, 1984 CMR LEXIS 4048 (usarmymilrev 1984).

Opinions

OPINION OF THE COURT ON FURTHER REVIEW

WOLD, Senior Judge:

I. History

This case is before us on remand from, the United States Court of Military Appeals for consideration of allegations of unlawful command influence.

On 5 October 1982, appellant, a member of the 3d Armored Division, appeared before a general court-martial convened by Major General Thurman E. Anderson to face charges which General Anderson had referred to trial. Appellant pled guilty to wrongful appropriation of nonappropriated funds and to making and submitting false official records. He was sentenced by the commissioned and enlisted members of the court-martial to a bad-conduct discharge, confinement at hard labor for twelve months, forfeiture of all pay and allowances, and reduction to Private E-l. General Anderson approved the findings and the sentence on 14 December [649]*6491982. The case was reviewed by a panel of this Court which affirmed the findings of guilty and a portion of the approved sentence. United States v. Treakle, C.M. 443599 (A.C.M.R. 19 Aug. 1983) (unpub.). Appellant then petitioned for review by the United States Court of Military Appeals, alleging for the first time that he had been prejudiced by unlawful command influence. On motion of the Government, the United States Court of Military Appeals remanded the case to us. At the suggestion of the panel of this Court to which the case was returned, we accepted the case for decision en banc.1 Appellate counsel have provided us with exhaustive briefs, voluminous evidence, and oral arguments.

We affirm the findings of guilty based on appellant’s provident pleas of guilty. We set aside the sentence and authorize a rehearing based on a finding of unlawful command influence.

II. The Facts

General Anderson assumed command of the 3d Armored Division on 19 February 1982. On 13 April 1982 he spoke at a meeting with his subordinate commanders and senior noncommissioned officers at which he addressed, among other topics, the subject of testimony on behalf of soldiers at court-martial. This subject was mentioned in at least ten such meetings through December 1982. The 13 April 1982 meeting included subordinate convening authorities from nondivisional units not under General Anderson’s command but within his general court-martial jurisdiction.2

Prior to the 13 April 1982 meeting, the Division Staff Judge Advocate, Lieutenant Colonel John R. Bozeman, prepared a summary of legal topics which General Anderson wanted to discuss. In pertinent part, the summary was as follows:

Command influence.
a. Do what you think is right; have the courage to stand behind your decisions (whether to prefer charges; what level of disposition to recommend).
b. Inquiries about incidents on the blotter do not indicate the CG is dictating a course of action. Get this point to company-level commanders.
Witnesses on extenuation and mitigation.
a. Common scenario: serious offense at BCD level; company commander testifies that soldier (can be rehabilitated) (should not be discharged) (should not be confined) (should be returned to the unit ‘this afternoon’).
b. Apprise company level commanders of the general inconsistency of recommending a GCM or BCD and discharge of the accused from the service, and then testifying to the effect that the accused should be retained.
c. CAUTION: These remarks don’t mean don’t testify for one of your soldiers or tell a subordinate not to testify. It is occasionally appropriate to seek a result that an otherwise good soldier will be placed under a suspended punitive discharge. If retention in the service is appropriate, maybe you’ve recommended the wrong level of disposition.

Colonel Bozeman was present at the 13 April 1982 meeting and two or three other meetings at which General Anderson spoke on this subject, but was absent from the majority of such meetings. He apparently foresaw no difficulties arising from the [650]*650general’s remarks, for he neither took nor recommended remedial action until early in 1983, after publication of the Division Command Sergeant Major’s letter discussed below.

During an interview with several defense counsel and in sworn testimony at the trial of United States v. Giarratano,3 General Anderson said that he had been concerned by cases in which subordinate commanders had recommended trial by general or bad-conduct discharge special courts-martial, then testified during sentencing proceedings that the accused was a “good soldier” who should not be discharged. Although the general could not recall his comments precisely because he did not use a prepared text, he said his message to his subordinates centered on “consistency” and contained two basic points: that a commander should recommend a lower level court-martial if he does not believe the accused should be discharged; and that in sentencing proceedings a commander should not testify that the accused is a “good soldier” or recommend retention if he believes the accused should be discharged. General Anderson recalled stressing this theme of consistency between recommendations for disposition and testimony and “hoped” that he had also stressed the obligation to testify truthfully. Finally, the general explained that he conveyed the same message to noncommissioned officers on the premise that they typically participate in the commander’s decision on disposition of charges and presumably share his opinion of the soldier in question.

Those who heard General Anderson speak report widely different perceptions of his message.

Nine battalion commanders agreed that General Anderson stressed the inconsistency of recommending trial before a discharge-level court-martial, then testifying that the accused should be retained in the Army. One battalion commander’s summary, taken from his contemporaneous notes, was that the general “took a dim view of the chain of command coming into a court-martial and offering testimony on behalf of the accused when the chain of command themselves had been the ones that had referred the whole case to the court.” Some understood General Anderson to be encouraging recommendations for lower-level courts-martial when the commander felt the accused should be retained. Others understood him to be discouraging favorable character testimony once a recommendation had been made for trial by a court-martial empowered to adjudge a punitive discharge.

Evidence from company commanders showed a similar diversity of perception. All agreed on hearing the consistency theme, which this group generally understood as discouraging lower-level referral recommendations. One company commander’s summary was that General Anderson “was tired of officers and noncommissioned officers preferring charges against soldiers, bringing them to court and then giving testimony as to their good character.” Some said they understood the general to refer only to testimony after findings. Others did not mention hearing such a limitation.

Evidence from senior noncommissioned officers revealed the widest diversity of perception.

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Bluebook (online)
18 M.J. 646, 1984 CMR LEXIS 4048, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-treakle-usarmymilrev-1984.