United States v. Anderson

21 M.J. 640
CourtU.S. Army Court of Military Review
DecidedDecember 24, 1985
DocketCM 443474
StatusPublished
Cited by3 cases

This text of 21 M.J. 640 (United States v. Anderson) is published on Counsel Stack Legal Research, covering U.S. Army Court of Military Review primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Anderson, 21 M.J. 640 (usarmymilrev 1985).

Opinions

OPINION OF THE COURT ON REMAND

WOLD, Senior Judge:

Contrary to his pleas, appellant was convicted on 7 September 1982, by a military judge sitting as a general court-martial, of larceny (two specifications) and assault and battery, violations of Articles 121 and 128, Uniform Code of Military Justice, 10 U.S.C. §§ 921 and 928 (1982), respectively. Appellant was sentenced to a dishonorable discharge, confinement at hard labor for three years and six months, forfeiture of all pay and allowances, and reduction to the grade of Private E-l. Upon the request of Major General Thurman E. Anderson, Commander, 3d Armored Division, the Commander, V Corps, took action in appellant’s case after General Anderson disqualified himself from acting in the case because he had granted immunity to a government witness and ordered him to testify at appellant’s trial. The Commander, V Corps, approved the sentence. In United States v. Anderson, CM 443474 (A.C.M.R. 31 Mar.1983) (unpub.), this court affirmed the findings [642]*642and sentence in appellant’s case. The United States Court of Military Appeals then denied appellant’s petition for grant of review. United States v. Anderson, 17 M.J. 287 (C.M.A.1984). Appellant next petitioned the Court of Military Appeals for reconsideration of its denial of his petition and for the first time requested relief based on alleged unlawful command influence. The Court of Military Appeals granted appellant’s petition for reconsideration and remanded the case to this court for further review. United States v. Anderson, 18 M.J. 17 (C.M.A.1984).

I

Appellant contends that General Anderson exerted unlawful command influence and that General Anderson was disqualified from referring the charges to trial because of his lack of judiciousness and his personal interest in the findings and sentences of soldiers tried by court-martial in the 3d Armored Division. More particularly, appellant asserts that he was denied a potential defense based on good character and that he was denied extenuation and mitigation testimony by unlawful command influence or the perception of unlawful command influence resulting from the actions of General Anderson. We are satisfied that General Anderson was not disqualified to refer appellant’s case to trial. See United States v. Treakle, 18 M.J. 646, 654-55 (A.C.M.R.1984) (en banc), pet. granted, 20 M.J. 131 (C.M.A.1985). The basic questions before us are whether appellant suffered substantial prejudice as a result of being deprived of favorable character evidence on findings or sentence and whether there will exist an appearance that he was. The resolution of these matters is controlled by United States v. Cruz, 20 M.J. 873 (A.C.M.R.1985) (en banc), and other relevant precedents.

II

General Anderson assumed command of the 3d Armored Division on 19 February 1982. On 13 April 1982 he began a series of command lectures at which he addressed a variety of subjects, including military justice. His comments on military justice were interpreted by some in his audience as indicating that he did not want them to give favorable character testimony for accused soldiers.1

During the merits phase of this trial, appellant denied any involvement in the charged offenses. Appellant’s girlfriend also testified on his behalf and attempted to provide him with an alibi for one of the larceny charges. In rebuttal, the government called appellant’s company commander, who testified concerning appellant’s character for truthfulness. The company commander’s opinion of appellant was that “he is a liar,” although the commander later stated that he would “probably” believe appellant under oath. The military judge, in the course of ruling on an objection to the company commander’s testimony, remarked that “[t]he accused’s character for truthfulness is a central issue in this case.” During the sentencing proceedings, appellant’s sole evidence in extenuation and mitigation consisted of a brief sworn statement which indicated that he had a three-year-old-daughter living with his mother, to whom he was sending $200.00 per month.

Under the facts of the case at bar, character evidence would certainly have been relevant to support the credibility of appellant’s testimony on the merits, since the government directly attacked appellant’s character for truthfulness. See Mil.R. Evid. 404 and 608. In addition, evidence of any “pertinent trait” of appellant’s character would also have been admissible on the merits, see Mil.R.Evid. 404(a)(1), and character evidence would have been admissible [643]*643during the sentencing proceedings, see Rule for Courts-Martial 1001(c).

The record is silent as to the reason for the absence of favorable character witnesses for appellant. To support his contention that he was deprived of favorable character witnesses by the actions of General Anderson, appellant has presented us with the evidence concerning the general situation in the 3d Armored Division which this court considered in its decisions in United States v. Treakle and United States v. Yslava, supra. We have also considered additional circumstantial evidence in the form of affidavits from Colonel John R. Bozeman, Lieutenant Colonel Mark A. Mueller, and Major Michael A. Buchanan which were not available at the time of those decisions.2 We have no other evidence from which to determine the merit of appellant’s request for relief.

Ill

In United States v. Cruz, 20 M.J. 873 (A.C.M.R.1985) (en banc), we noted the general proposition that the proceedings of a court-martial are entitled to a rebuttable presumption of correctness and regularity. 20 M.J. at 884-85. In order for any appellant to neutralize this presumption, he must “produce sufficient evidence of an error affecting the validity of the findings or sentence in his case to shift the burden of persuasion to the government.” Id. at 885. Where the alleged error is unlawful command influence, the evidence must be sufficient, “considering the totality of the circumstances, ... to allow a reasonable person to conclude that actual unlawful command influence affected appellant’s case.” Id. at 886. More specifically,

credible evidence that a person who had some particular knowledge relevant to appellant’s case reasonably understood that [a] commander had told him not to testify would, unless rebutted by the government, trigger a presumption that the witness had complied with the commander’s order. United States v. Treakle, 18 M.J. at 657.3 This, coupled with a showing that the evidence in question was relevant to some material aspect of appellant’s case and that its absence caused substantial harm, would shift the burden of persuasion to the government____
... In ... cases ... involving potential (rather than actual) witnesses, there is a gap between the presumption flowing from a finding that unlawful pressure influenced the recipient and a finding of any prejudicial effect on the appellant’s case. In the potential witness situation, what is needed to fill the gap is a showing that the witness would have affected the case or would even have been called.

Id.

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Bluebook (online)
21 M.J. 640, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-anderson-usarmymilrev-1985.