United States v. Thompson

19 M.J. 690, 1984 CMR LEXIS 3321
CourtU.S. Army Court of Military Review
DecidedNovember 16, 1984
DocketCM 444070
StatusPublished
Cited by13 cases

This text of 19 M.J. 690 (United States v. Thompson) is published on Counsel Stack Legal Research, covering U.S. Army Court of Military Review primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Thompson, 19 M.J. 690, 1984 CMR LEXIS 3321 (usarmymilrev 1984).

Opinion

[692]*692OPINION OF THE COURT

PER CURIAM:

This case was tried on 29 December 1982 in the 3d Armored Division by a court-martial convened by Major General Thurman E. Anderson. Contrary to his pleas, appellant was convicted by a military judge sitting as a general court-martial of rape and assault with intent to commit rape, violations of Articles 120 and 134, Uniform Code of Military Justice (UCMJ), 10 U.S.C. §§ 920 and 934 (1982). On 5 April 1983, the convening authority, General Anderson, approved appellant’s sentence to a dishonorable discharge, confinement at hard labor for 12 years, total forfeitures, and reduction to Private E-l.

Appellant contends, inter alia, that General Anderson was disqualified from taking action in this case because he discouraged favorable testimony in extenuation and mitigation; that he was denied a fair sentencing proceeding because of unlawful command influence or the perception thereof; and that General Anderson’s illegal actions pervaded and affected every stage of the proceedings, thus disqualifying General Anderson as the convening authority. Although we do not find General Anderson’s actions disqualified him from referring a case to trial,1 we do find that certain remarks by General Anderson create the appearance that appellant’s trial was affected by unlawful command influence. We also find, based upon affidavits admitted as appellate exhibits in this case, that serious questions have been raised concerning General Anderson’s ability to review and take action on appellant’s case.

In United States v. Treakle, 18 M.J. 646 (ACMR 1984), this Court found unlawful command influence was present in the 3d Armored Division during the time General Anderson was in command. The unlawful influence consisted of statements by General Anderson which were understood by many in the division to discourage favorable character testimony. General Anderson’s statements, as perceived, fell within the ambit of Article 37, UCMJ, 10 U.S.C. § 837, which prohibits coercion or unauthorized influence of actual or prospective witnesses with respect to the content of their testimony. Cf. id. at 657 (scope of Article 37 defined).

In Treakle, the Court stated:

A finding that unlawful pressure has been brought to bear in violation of Article 37 triggers a rebuttable presumption that the recipient of the unlawful pressure was in fact influenced. (Footnote omitted.) As we construe this presumption of prejudice, the target and the content of the unlawful pressure define the nature and extent of the presumed influence and the resulting prejudice. The presumption may be rebutted only by clear and positive evidence. (Footnote omitted.)

18 M.J. at 657. Applying this analysis to the present case, we find the “target” of General Anderson’s comments were service members subject to his court-martial jurisdiction. The “content of the unlawful pressure” was to discourage favorable character testimony. See United States v. Yslava, 18 M.J. 670, 672 (ACMR 1984). Given the target and content of Anderson’s comments, the “nature and extent of the presumed influence” is that, in each case tried within the 3d Armored Division after General Anderson began disseminating his message, the accused may have been deprived of favorable character witnesses. See United States v. Schroeder, 18 M.J. 792 (ACMR 1984). We say “may have been” because General Anderson’s comments would have affected the presentation of the defense case only if prospective character witnesses for the accused directly or indirectly heard General Anderson’s comments. For purposes of our analysis, however, we presume that appellant was deprived of favorable character witnesses, and thereby prejudiced, since the content of General Anderson’s statements and his reiteration of them throughout the command create at least the appearance that unlawful command influence tainted appellant’s [693]*693trial. See United States v. Johnson, 14 U.S.C.M.A. 548, 34 C.M.R. 328 (1964).

Having defined the “presumption of prejudice” created by the unlawful command influence exercised by General Anderson, we need only consider whether the Government has rebutted this presumption by clear and convincing evidence. See United States v. Rosser, 6 M.J. 267, 272 (CMA 1979). This inquiry is two-fold. The first question is whether character testimony was admissible at trial. If such testimony was admissible, the second question is whether the Government has clearly and convincingly demonstrated by the evidence of record that the accused either was not deprived of such witnesses or, if he was deprived, did not suffer any prejudice. Turning to the facts of this case, we find the Government has failed to meet its burden with respect to either the findings or the sentencing portion of appellant’s trial.

At appellant’s trial, character evidence would have been admissible on the merits and during sentencing. In his defense, appellant maintained that the rape victim mistakenly identified him as her assailant. The victim picked appellant out of a lineup held twenty-four days after the offense occurred. An expert in forensic psychology, called on appellant’s behalf, opined that the victim’s identification was unreliable. Appellant also presented testimony from two soldiers and a female acquaintance in an attempt to establish an alibi. Appellant did not testify about the assault offense but, through cross-examination and argument, tried to show that the incident was consensual. In rebuttal, the Government called appellant’s First Sergeant who testified that appellant’s reputation for truthfulness was mixed, and he would not believe appellant under oath.

Based on the nature of the charged offenses and the defenses raised in this case, evidence concerning appellant’s reputation for peacefulness would have been admissible on the merits. United States v. Credit, 8 M.J. 190 (CMA 1980) (character for peacefulness admissible to defend against rape charge). Character evidence to support the credibility of appellant’s testimony also would have been admissible since the Government directly attacked appellant’s reputation for truthfulness. See United States v. Luce, 17 M.J. 754 (ACMR 1984); Mil.R.Evid. 608(a)(2). No such evidence was offered, and the record provides no explanation for its absence. During the sentencing phase of trial, as in all courts-martial, evidence concerning appellant’s character would have been admissible. Manual for Courts-Martial, United States, 1969 (Revised edition), para. 75c. The only evidence presented in extenuation and mitigation was appellant’s unsworn statement. Again, the record provides no explanation for the absence of character witnesses.

The presumption that appellant was prejudiced by General Anderson’s actions remains unrebutted when the record of trial does not explain the absence of defense witnesses.2 United States v. Schroeder, 18 M.J. at 795. Although we may infer the probable reasons for the absence of such witnesses when the record reveals that the defense counsel and appellant were fully aware of General Anderson’s activities,3 we decline to make such inferences when, as [694]

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Bluebook (online)
19 M.J. 690, 1984 CMR LEXIS 3321, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-thompson-usarmymilrev-1984.