United States v. Kennedy

21 M.J. 849
CourtU.S. Army Court of Military Review
DecidedFebruary 13, 1986
DocketCM 444694
StatusPublished

This text of 21 M.J. 849 (United States v. Kennedy) is published on Counsel Stack Legal Research, covering U.S. Army Court of Military Review primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Kennedy, 21 M.J. 849 (usarmymilrev 1986).

Opinions

OPINION OF THE COURT

WOLD, Senior Judge:

Appellant was tried on 5 July 1983 by a military judge sitting as a general court-martial. Consistent with his pleas, he was convicted of two specifications of wrongful possession and distribution of hashish and one specification of wrongful possession of hashish with intent to distribute, violations of Article 134, Uniform Code of Military [850]*850Justice, 10 U.S.C. § 934. He was sentenced to a dishonorable discharge, confinement at hard labor for three years, forfeiture of all pay and allowances, and reduction to the grade of Private E-l. Pursuant to a pretrial agreement, the convening authority, Major General Thurman E. Anderson, suspended for twenty-four months the confinement at hard labor in excess of twenty-four months, with provision for automatic remission. Otherwise, he approved the sentence as adjudged.

I

Appellant now contends, inter alia, that General Anderson was disqualified to refer his case to trial, that he was deprived of favorable character witnesses, and that General Anderson was disqualified to take action in his case. The resolution of these matters is controlled by our decision in United States v. Cruz, 20 M.J. 873 (A.C.M.R.1985) (en banc) and other relevant precedents.

Appellant’s case involves essentially the same supporting evidence that was before us in United States v. Anderson, 21 M.J. 670 (A.C.M.R.1985) and United States v. Scott, 20 M.J. 1012 (A.C.M.R.1985).1 For the reasons stated in United States v. Treakle, 18 M.J. 646, 654-655 (A.C.M.R.1984) , pet. granted, 20 M.J. 131 (C.M.A.1985) , we are pursuaded that General Anderson was not disqualified to refer appellant’s case to trial.2

At trial, after stating the general nature of the charges, the trial counsel announced that he was unaware of any procedural irregularities or unlawful command influence in the case. A few moments later, just prior to entry of appellant’s plea, the trial defense counsel submitted Defense Exhibits A through E “primarily for the military judge to consider on sentencing.” These exhibits include the now infamous “Haga letter,”3 other correspondence associated with the distribution of that letter, and subsequent letters which were sent out to clarify or retract the “Haga letter”. General Anderson’s letter of retraction was also included.4 Appellant affirmed that he had reviewed these letters and knew what they referred to. The following exchange then took place between the military judge and the trial defense counsel:

MJ: Captain A ..., in your capacity as defense counsel and officer of the court, have you been able to make an independent evaluation of whether these particular letters had any effect in this case?
DC: Your Honor, at this time I have not been able to detect any effect on this trial — on Sergeant Kennedy’s ability to secure witnesses on his own behalf. As I indicated from the defense perspective, at this time I have not been able to detect how this letter has affected this individual trial.
MJ: In other words, you haven’t been able to find any effect?
DC: No, Your Honor, that’s correct.

Appellant has subsequently submitted the following post-trial affidavit to this court:

It was before 6 July 1983 [i.e., on or before the day of trial] when I had given my lawyer a list of names (SSG Price, SSG Reece, 1SG Davis) to speak to on my behalf. At a later date, I believe it was on 4 July 1983, my lawyer came to see me at my unit (C Btry, 3 Bn, 61 ADA) to talk to me about my court-martial and he [851]*851showed me some 3rd Armor[ed] Division [p]olicy [l]etters. My [l]awyer said that the people I had named would not speak on my behalf as it may cause them problems within the unit. This statement is to the best of my knowledge.

In order for an appellant to neutralize the presumption that his court-martial proceedings were correct and regular, he must “produce sufficient evidence of an error affecting the validity of the findings or sentence in his case to shift the burden of persuasion to the government.” Cruz, 20 M.J. at 885. Where, as in this case, the alleged error is unlawful command influence, the evidence must be sufficient, “considering the totality of the circumstances, ... to allow a reasonable person to conclude that actual unlawful command influence affected appellant’s case.” Id. at 886. Where, as in this case, the alleged error is deprivation of witnesses through unlawful command influence,

credible evidence that a person who had some particular knowledge relevant to [appellant’s] case reasonably understood that [a commander] had told him not to testify would, unless rebutted by the government, trigger a presumption that the witness had complied with the commander’s order. United States v. Treakle, 18 M.J. at 657. This, coupled with a showing that the evidence in question was relevant to some material aspect of appellant’s case and that its absence caused substantial harm, would shift the burden of persuasion to the government____
In the case at bar, appellant has failed to provide us with even that evidence which is most readily available to him. He has failed to produce statements from ... the people to whom he would normally have gone in search of favorable testimony, stating how they interpreted the events in question, if they were affected, and if so how.

Id. at 887-88.

What has been missing from most 3d Armored Division cases, such as United States v. Anderson, supra, is evidence of the identities of defense witnesses in that appellant’s ease who were in a position to give testimony that could reasonably have affected the case, but who believed that they were under command pressure not to testify.5 In the case at bar, appellant’s affidavit contains such information. He has furnished the names of three potential witnesses. Fairly read, his affidavit asserts that these witnesses would have given favorable character testimony for appellant but that they refused to testify out of fear based on their understanding that General Anderson took a dim view of such testimony. Under the circumstances of the case at bar, favorable testimony from these witnesses would have been substantial evidence that could reasonably have affected the sentence. If appellant’s affidavit and the generalized evidence concerning events in the 3d Armored Division were considered alone, they would be sufficient to raise the issue of deprivation of witnesses through unlawful command influence in appellant’s case.6

However, there is more evidence before us on that issue, and we must “consider[ ] the totality of the circumstances” in determining whether the issue is raised. Cruz, 20 M.J. at 886.

As we have noted, the question of unlawful command influence on witnesses was [852]*852addressed at trial, where appellant’s defense counsel assured the military judge that he had been unable to discern any loss of witnesses attributable to the Haga or Anderson correspondence.

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Related

United States v. Surry
6 M.J. 800 (U.S. Army Court of Military Review, 1978)
United States v. Sadler
16 M.J. 982 (United States Court of Military Appeals, 1983)
United States v. Treakle
18 M.J. 646 (U.S. Army Court of Military Review, 1984)
United States v. Blais
20 M.J. 781 (U.S. Army Court of Military Review, 1985)
United States v. Cruz
20 M.J. 873 (U.S. Army Court of Military Review, 1985)
United States v. Scott
20 M.J. 1012 (U.S. Army Court of Military Review, 1985)
United States v. Muller
21 M.J. 205 (United States Court of Military Appeals, 1986)
United States v. Nellum
21 M.J. 670 (U.S. Army Court of Military Review, 1985)
United States v. Gates
21 M.J. 692 (U.S. Army Court of Military Review, 1985)

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Bluebook (online)
21 M.J. 849, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-kennedy-usarmymilrev-1986.