United States v. Fred James Lemay, III

260 F.3d 1018, 2001 Daily Journal DAR 8449, 56 Fed. R. Serv. 1193, 2001 Cal. Daily Op. Serv. 6861, 2001 U.S. App. LEXIS 17866, 2001 WL 893583
CourtCourt of Appeals for the Ninth Circuit
DecidedAugust 9, 2001
Docket00-30193
StatusPublished
Cited by316 cases

This text of 260 F.3d 1018 (United States v. Fred James Lemay, III) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Fred James Lemay, III, 260 F.3d 1018, 2001 Daily Journal DAR 8449, 56 Fed. R. Serv. 1193, 2001 Cal. Daily Op. Serv. 6861, 2001 U.S. App. LEXIS 17866, 2001 WL 893583 (9th Cir. 2001).

Opinions

Opinion by Judge TROTT; Partial Concurrence and Partial Dissent by Judge PAEZ.

TROTT, Circuit Judge:

Fred LeMay appeals his convictions for two counts of child molestation in violation of 18 U.S.C. §§ 2241 and 3231. We must decide whether admission of his prior acts of child molestation under Rule 414 of the Federal Rules of Evidence violated his constitutional right to due process. We agree with numerous other courts that Rule 403 remains applicable to evidence introduced under Rule 414, and, if conscientiously applied, will protect defendants from propensity evidence so inflammatory as to jeopardize their right to a fair trial. We therefore conclude that Rule 414 is constitutional.

In so holding, we emphasize that Rule 414 is not a blank check entitling the government to introduce whatever evidence it wishes, no matter how minimally relevant and potentially devastating to the defendant. We also emphasize that district courts must apply the balancing test of Rule 403 in a manner that allows for meaningful appellate review. We conclude that the district judge in this case applied Rule 403 conscientiously and did not abuse his discretion in finding that LeMay’s prior acts of child molestation were not so prejudicial as to outweigh their probative value. Thus, we can And no constitutional error or abuses of discretion. We therefore AFFIRM LeMay’s convictions.

BACKGROUND

Fred LeMay is a twenty-four-year-old Native American and a member of the Fort Peck Indian tribe. The charges in this case arose from an incident that occurred during the summer of 1997 in Poplar, Montana, on the Fort Peck Indian Reservation. LeMay lived on the Fort Peck Reservation from 1991 to 1998, and intermittently resided at the home of his sister, Justine Shields, and her husband, Daniel Renz. Shields and Renz had several young children, for whom LeMay often babysat. One such instance occurred during the summer of 1997. Shields and Renz had gone out for the evening, leaving Le-May to watch their children D.R. and A.R., two boys ages five and seven.

LeMay made both children orally copulate with him while their parents were away and threatened to beat them up if they told anyone. Undeterred, the boys informed their mother of the abuse the next morning. Although Shields refused to let LeMay babysit for her children after that, she did not report the incident, look for evidence, or take the boys to a doctor or a counselor. Two years later, however, law enforcement authorities got wind of LeMay’s abuse of the children and investigated the allegations. LeMay was eventually arrested and charged with child molestation.

Before trial, the prosecutor gave notice of her intent to introduce evidence of Le-May’s prior acts of sexual misconduct under Rule 414 of the Federal Rules of Evidence. The evidence consisted of a juvenile rape conviction arising from events that had occurred in 1989, when LeMay was just twelve years old. At that time, LeMay resided with his aunt, Francine LeMay, in Gresham, Oregon. Francine LeMay had two daughters, who in the summer of 1989 were two years and eight months old, respectively.

[1023]*1023As in the 1997 incident for which Le-May was charged, LeMay sexually abused the children while babysitting for them. Francine LeMay returned from the grocery store to find her two-year old daughter upset and bruised. Upon confrontation, Francine LeMay extracted an admission from LeMay that he had “put his penis in” the older child’s mouth. Francine LeMay also found a cream-like substance in her infant’s vagina when she changed her diaper, and implied that this substance was semen. In a subsequent juvenile adjudication, LeMay was found guilty of rape.

LeMay opposed the prosecution’s attempt to introduce this evidence, mounting both a facial and an “as-applied” challenge to the constitutionality of Rule 414. He also claimed that the evidence was not admissible under Rule 403, arguing that its potential for prejudice far outweighed its probative value. After an extensive pretrial hearing, the district judge rejected LeMay’s facial constitutional challenge. The judge reserved the “as applied” and Rule 403 challenges until trial, in order to be able to determine more accurately whether the prosecution’s proffered evidence would be relevant. The judge observed that “[a] full evaluation of all the evidence and the appropriate balancing test to be applied in this case is best left for trial.”

At trial, the prosecution called both A.R. and D.R., who by that time were seven and nine years old. Both boys remembered the incidents and testified consistently. The prosecution also called the boys’ mother, Justine Shields. Because Shields had not informed anyone that LeMay had molested her children, the prosecution was unable to offer any forensic, medical, or psychological evidence that the boys had been abused, and the case therefore rested on their testimony.

LeMay took advantage of this lack of evidence in his opening statement, arguing that no eyewitnesses or medical or scientific experts would corroborate the testimony of A.R. and D.R. Further, in cross-examining the boys, LeMay’s counsel attempted to call into question their ability to remember events accurately. He also suggested that the boys might have a motive to he because they were currently in foster care, and that they might have thought that accusing LeMay of molesting them would be a way to be reunited with their parents.

After A.R., D.R., Shields, and the investigator testified, the judge decided the remaining Rule 414 issues. He determined that Rule 403 did not otherwise preclude the introduction of the prior acts of molestation, and that Rule 414 was not unconstitutional as applied to LeMay. In conducting the Rule 403 balancing test, the judge stated:

On examination of each of the boys in question, there [have] been substantial issues raised concerning their credibility....
There’s a substantial issue that goes to the credibility of all of the persons involved in the care of these children.
And I find that the evidence proffered by the government is relevant to issues of credibility. It is also relevant in rebutting the suggestion that there’s no proof that this happened, which was made by the defendant in his opening statement, and that there would be no witnesses, medical, psychological, or eyewitnesses called. And, consequently, I am going to admit the evidence over the objection of the defendant.

Before allowing the prosecution to present its prior act evidence, however, the judge gave the jury the following limiting instruction:

[1024]*1024You are going to hear testimony from this witness and this testimony has a limited purpose. The limited purpose is as it may bear on the credibility of witnesses from whom you have already heard testimony.

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Bluebook (online)
260 F.3d 1018, 2001 Daily Journal DAR 8449, 56 Fed. R. Serv. 1193, 2001 Cal. Daily Op. Serv. 6861, 2001 U.S. App. LEXIS 17866, 2001 WL 893583, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-fred-james-lemay-iii-ca9-2001.