United States v. Alvin Ralph Mound

149 F.3d 799, 49 Fed. R. Serv. 1147, 1998 U.S. App. LEXIS 15188, 1998 WL 381730
Court of Appeals for the Eighth Circuit·Decided July 9, 1998·No. 97-4162SD·Published·Cited by 113 cases

Opinion

RICHARD S. ARNOLD, Circuit Judge.

Alvin Ralph Mound was convicted of two counts of aggravated sexual abuse of a minor, in violation of 18 U.S.C. §§ 2241(c), 2246(2), two counts of aggravated sexual abuse, in violation of 18 U.S.C. §§ 2241(c), 2246(2), two counts of assault resulting in serious bodily injury, in violation of 18 U.S.C. § 113(a)(6), and one count of assault with a dangerous weapon, in violation of 18 U.S.C. § 113(a)(3). On appeal, he challenges the admission at trial of a prior conviction of child sexual abuse under Federal Rule of Evidence 413 (Evidence of Similar Crimes in Sexual Assault Cases). We affirm.

I.

Mound allegedly abused his daughter T.M. physically and sexually from 1993, when she was ten, through January 1997. The alleged abuse included forced touching and intercourse and beating with an axe handle.

At trial, the government sought to introduce evidence of similar acts committed by Mound in 1987, namely the sexual abuse of two girls, ages 12 and 16. Mound had pleaded guilty to the first offense, in return for which the government dropped its investigation of the second. The District Court 1 admitted the conviction under Rule 413, 2 but excluded evidence of the uncharged offense. The jury convicted Mound of all seven sexual abuse and assault charges. He was sentenced to life imprisonment.

II.

Mound argues first that Federal Rule of Evidence 413 is unconstitutional. Rule 413 provides in relevant part:

In a criminal case in which the defendant is accused of an offense of sexual assault, evidence of the defendant’s commission of another offense or offenses of sexual assault is admissible, and may be considered for its bearing on any matter to which it is relevant.

In considering evidence offered under Rules 413, 414, and 415, a trial court must still apply Rule 403, though in such a way as “to allow [the new rules their] intended effect.” United States v. LeCompte, 131 F.3d 767, 769 (8th Cir.1997). See also United States v. Sumner, 119 F.3d 658, 661 (8th Cir.1997). The question is thus whether Rule 413, sub *801 ject to the constraints of Rule 403, is constitutional. We hold that it is.

First, Rule 413 does not violate the Due Process Clause. To determine whether the rule fails “the due process test of fundamental fairness,” we consider whether “the introduction of this type of evidence is so extremely unfair that its admission violates fundamental conceptions' of justice.” Dowling v. United States, 493 U.S. 342, 352, 110 S.Ct. 668, 107 L.Ed.2d 708 (1990) (citation omitted). Mound argues that it does, because it “authorizes the jury to overvalue character evidence, to punish a defendant for past acts and to convict the defendant for who he is, rather than for what he has done.” Appellee’s Br. at 24.

The Tenth Circuit recently addressed similar arguments in United States v. Enjady, 134 F.3d 1427 (10th Cir.1998), holding that, subject to the protections of Rule 403, Rule 413 did not violate the Due Process Clause. The Court stated, “[tjhat the practice [of excluding prior bad acts evidence] is ancient does not mean it is embodied in the Constitution.” Enjady, 134 F.3d at 1432. Discussing the Supreme Court’s opinion in Spencer v. Texas, 385 U.S. 554, 87 S.Ct. 648, 17 L.Ed.2d 606 (1967), which rejected a due process challenge to Texas statutes allowing admission of prior convictions for similar offenses, it noted:

One reason the majority in Spencer gave for upholding the validity of the Texas statutes was that “it has never been thought that [the Court’s Due Process Clause fundamental fairness] cases establish this Court as a rule-making organ for the promulgation of state rules of criminal procedure.” Rule 413 is a federal rule, of course, and most federal procedural rules are promulgated under the auspices of the Supreme Court and the Rules Enabling Act. But we must recognize that Congress has the ultimate power over the enactment of rules, see 28 U.S.C. § 2074, which it exercised here.

Id. at 1432 (citation omitted). We too believe that it was within Congress’s power to create exceptions to the longstanding practice of excluding prior-bad-acts evidence. ■

We also reject Mound’s argument that Rule .413 is a violation of his equal-protection rights. Because Rule 413 does not “burden[ ] a fundamental right,” and because sex-offense defendants are not a “suspect class,” we must “uphold the legislative classification so long as it bears a rational relation to some legitimate end.” Romer v. Evans, 517 U.S. 620, 631, 116 S.Ct. 1620, 134 L.Ed.2d 855 (1996). Promoting the effective prosecution of sex offenses is a legitimate end. The legislative history of Rule 413 indicates good reasons why Congress believed that the rule was “justified by the distinctive characteristics of the eases it will affect.” 140 Cong. Rec. H8991 (daily ed. Aug. 21, 1994) (statement of Rep. Molinari). These characteristics included the reliance of sex offense cases on difficult credibility determinations that “would otherwise become unresolvable swearing matches,” as well as, in the case of child sexual abuse, the “exceptionally probative” value of a defendant’s sexual interest in children. Id. “Appellate courts should not and do not try ‘to determine whether [the statute] was the correct judgment or whether it best accomplishes Congressional objectives; rather, [courts] determine [only] whether Congress’ judgment was rational.’” United States v. Buckner, 894 F.2d 975, 978 (8th Cir.1990) (alterations in original) (citations omitted). We hold that Congress’s judgment in enacting Rules 413, 414, and 415, was rational.

III.

We further hold that the District Court’s application of Rule 413 and Rule 403 to admit the prior conviction in this case was not an abuse of discretion. See United States v. Ballew, 40 F.3d 936

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United States v. Alvin Ralph Mound, 149 F.3d 799, 49 Fed. R. Serv. 1147, 1998 U.S. App. LEXIS 15188, 1998 WL 381730 (8th Cir. 1998).

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