United States v. Kerry Neil Enjady

134 F.3d 1427, 1998 WL 17344
CourtCourt of Appeals for the Tenth Circuit
DecidedMarch 25, 1998
Docket96-2285
StatusPublished
Cited by187 cases

This text of 134 F.3d 1427 (United States v. Kerry Neil Enjady) is published on Counsel Stack Legal Research, covering Court of Appeals for the Tenth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Kerry Neil Enjady, 134 F.3d 1427, 1998 WL 17344 (10th Cir. 1998).

Opinion

LOGAN, Circuit Judge.

Defendant Kerry Neil Enjady appeals Ms conviction by a jury of one count of aggravated sexual abuse, in violation of 18 U.S.C. §§ 1153, 2241(a)(1) and 2245(2)(A). Defendant asserts prejudicial error in the district court’s admission, under.Fed.R.Evid. 413, of testimony about a prior rape defendant allegedly committed, for three separate reasons: (1) the district court erroneously applied Rule 413 before its effective date; (2) Rule 413 is unconstitutional; and (3) if the rule is constitutional, the district court should have excluded the evidence as unduly prejudicial under Fed.R.Evid. 403. Defendant also ar: gues that the district court abused its discretion in permitting the prosecution to cross-examine him coneermng instances of violent contact that did not result in criminal convictions, because his direct testimony did not place Ms character for peacefuMess or violence in issue.

The complaining witness, A, and defendant were both enrolled members of the Mescale-ro Apache Indian Tribe and the alleged rape occurred on the reservation. A, defendant, and others had been drinking at A’s house in the late mormng and afternoon. After A either passed out or fell asleep everyone else left the premises, but defendant later returned. A testified that she awoke to find defendant raping her. She reported the inei-' dent and medical personnel administered a rape kit.

Defendant was later arrested on other charges and interviewed by criminal investigator Mark CMno. Defendant imtially de-‘ med that he returned to A’s residence and that he had any physical contact with her. When Ms blood sample provided a DNA match, however, defendant admitted having sex with A, but argued it was consensual.

The government sought the court’s permission to introduce testimony from witness B that defendant had raped her approximately two years earlier. Consistent with its reading of congressional intent in adopting Rule 413, the government sought admission of B’s testimony to show defendant’s propensity to rape. The court delayed ruling until after the government introduced investigator Chino’s testimony and defendant’s written statement that defendant “wouldn’t ever do something like this to anyone.” I R. doc. 24, Gov’t Ex. 2; IX R. 158. Applying Rule 403 balancing, the district court ruled that the testimony of the prior rape was relevant and admissible under Rule 413. In its balancing under Rule 403 the court considered the testimony’s value both to show propensity and to rebut defendant’s statement to Chino.

I

Congress originally provided that new Fed.R.Evid. 413-415 would apply only “to proceedings commenced on or after the effective date.” Pub.L. No. 103-322, Tit. XXXII § 320935(e). Rule 413 became effective on July 9,1995. Defendant was indicted in May 1995 and tried in June 1996. The district court concluded that defendant’s trial was “a discrete step in a criminal prosecution,” IX R. 196, and that Rule 413 applied because defendant’s trial commenced after the July 1995 effective date.

Within a month after defendant’s trial, however, we held in United States v. Roberts, 88 F.3d 872, 879 (10th Cir.1996), that “rule [413] was not intended to apply to criminal cases already pending as of the rule’s effective date.” We declined to apply Rule 413 to an indictment filed before July 1995.

In September 1996 Congress responded to Roberts, calling it an “erroneously restrictive interpretation of the effective date language for the new rules.” 142 Cong. Rec. H12051-04 (1996). Congress amended the effective date language to provide that new Rules 413-415 “shall apply to proceedings commenced on or after the effective date of such amendments, including all trials commenced on or after the effective date of such amendments.” Pub.L. No. 104-208, Div. A, Tit. I, § 101(a). Thus Congress overruled that part of Roberts that had narrowly interpreted the original effective date language. The purpose and effect of this amendment was for Rules 413-415 to apply to all trials commenced after July 10, 1995. Fed.R.Evid. 413(e).

“[RJules of pleading and proof can [ ] be altered after the cause of action arises, and even, if the statute clearly so requires, after they have been applied in a ease but *1430 before final judgment has been entered." Plant v. Spendthrift Farm, Inc., 514 U.S. 211, 229, 115 S.Ct. 1447, 1458, 131 L.Ed.2d 328 (1995) (citation omitted); see also Landgraf v. USI Film Prods., 511 U.S. 244, 275 & n. 29, 114 S.Ct. 1483, 1502 & a. 29, 128 L.Ed.2d 229 (1994) ("the promulgation of a new rule of evidence would not require an appellate remand for a new trial"). The 1998 amendment is the law at the time we decide defendant's direct appeal, and we must give effect to the amendment. Olcott v. Delaware Flood Co., 76 F.3d 1538, 1547 (10th Cir.1996). We thus reject defendant's argument that Rule 413 should not have applied to his trial.

II

A

Defendant contends that allowing B's testimony of the prior sexual assault under Rule 413 to show propensity denied him a fair trial guaranteed by his constit~itional right to due process. He argues that admission of propensity evidence creates the danger of convicting a defendant because he is a "bad person," thus denying him a fair opportunity to defend against the charged crime. See Michelson v. United States, 335 U.S. 469, 475-76, 69 S.Ct. 213, 218-19, 93 L.Ed. 168 (1948). Defendant asserts that introduction of such evidence undermines the presumption of innocence and permits convicting him on less than proof beyond a reasonable doubt.

We agree that Rule 413 raises a serious constitutional due process issue. The rule was passed by a Congress that overrode concerns expressed by the Judicial Conference and its Advisory Committee on the Federal Rules of Evidence and its Advisory Committee on the Federal Rules of Criminal Procedure. A number of commentators have expressed views on its constitutionality, several arguing that it is unconstitutional. 1

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134 F.3d 1427, 1998 WL 17344, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-kerry-neil-enjady-ca10-1998.