United States v. Carlos C. Vicaria, M.D.

12 F.3d 195, 1994 U.S. App. LEXIS 1219, 1994 WL 4293
CourtCourt of Appeals for the Eleventh Circuit
DecidedJanuary 25, 1994
Docket92-2450
StatusPublished
Cited by29 cases

This text of 12 F.3d 195 (United States v. Carlos C. Vicaria, M.D.) is published on Counsel Stack Legal Research, covering Court of Appeals for the Eleventh Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Carlos C. Vicaria, M.D., 12 F.3d 195, 1994 U.S. App. LEXIS 1219, 1994 WL 4293 (11th Cir. 1994).

Opinion

FRIEDMAN, Senior Circuit Judge:

This is an appeal by the United States from an order of the United States District Court for the Middle District of Florida granting the defendant Yicaria’s motion for a new trial following his jury conviction of narcotics offenses. The court took that action because it concluded that it should have given a jury instruction setting forth the defense theory of the case. We hold that the district court did not abuse its discretion in granting a new trial, and therefore we affirm.

I.

A four-count indictment charged the defendant, Dr. Vicaria, a practicing physician in Miami, Florida, and several others, with conspiracy to import cocaine, in violation of 21 U.S.C. §§ 952 and 963, conspiracy to distribute and possessing with intent to distribute cocaine, in violation of 21 U.S.C. §§ 841(a)(1) and 846, and importation, distribution and possession of cocaine with intent to distribute it, in violation of 21 U.S.C. §§ 952 and 841(a)(1) and 18 U.S.C. § 2.

Dr. Vicaria was tried separately. In the first trial, the jury could not agree and a mistrial was declared. In the second trial, the jury convicted Dr. Vicaria on all four counts.

A. 1. There was evidence from which the jury could have found the following:

Detective Guzman, operating in Tampa as an undercover agent, arranged with defendant Edwin Verdecía, from whom he had twice purchased cocaine, to provide a vessel that would be used to import cocaine. Guzman told Verdecía $20,000 front money would be required to obtain the vessel. Verdecía replied that he would discuss the venture with his friend, “Carlos” (later identified as the defendant Vicaria), a doctor in Miami.

Verdecía subsequently told Guzman that he had met with Vicaria, who had agreed to provide $15,000 for the venture, on the understanding that Vicaria could expect to receive $45,000 in return. Verdecía told Guzman that Vicaria had asked many questions regarding the details of the smuggling operation.

After a trip to Columbia, South America, to arrange for the transaction, Verdecía met with Vicaria at a Miami airport. Vicaria said he would try to provide $15,000, but was uncertain whether he could produce the full amount. Thereafter, Vicaria delivered $15,-000 in cash to Verdecía, who gave the money to the captain of the vessel to be used in the smuggling. Less than two months later, 325 kilograms of cocaine were brought into Florida by the ship, which the government seized.

During this period, a court authorized interception of a cellular telephone Verdecía used in connection with the venture disclosed several calls between Verdecía and Vicaria in which the parties discussed the proposed importation. The intercepted calls also showed *197 Vieariá’s concern about receiving the money from the venture.

2. Vicaria testified in his own defense and gave a totally different picture of what had happened. According to Vicaria, his friend Verdecia, whom he met in Miami in 1953 when they both came to .the United States, called him to urge him to invest in a shrimp importing business he was planning to establish, explained the details of the business and its high profit potential, and stated that he needed $20,000 to start it. Vicaria agreed to make the investment, giving Verdecia $10,-000 initially, and then another $5,000. Vica-ria testified that when he gave .the money to Verdecia, the latter did not tell him that it would be used to import drugs.

In a subsequent telephone conversation, Verdecia was evasive about the status of the venture, and ultimately admitted that the money was being used to import narcotics. Vicaria demanded his money back, and Verdecia said that he would return it as soon as he could. Vicaria refused Verdecia’s requests for additional money for the scheme. Vicaria testified that he did not report the scheme to the authorities because he feared that, if he did so, he or his family might be harmed.

B. Vicaria submitted three proposed alternative lengthy jury instructions on “Defendant’s Theory of the Case.” Each proposed instruction set forth Dr. Viearia’s testimony giving his version of the facts. Two of the proposed instructions stated: “If you find that the Government has failed to prove, beyond and to the exclusion of every reasonable doubt, that this is not true, you must acquit Dr. Vicaria of all charges.” These two proposed instructions also included an instruction on entrapment. The third proposed instruction, after discussing Viearia’s testimony at some length, stated:' “If you find that this is true, you must acquit Dr. Vicaria of all charges. On the other hand, if you find that Carlos C. Vicaria knew of the illegal nature of the business proposition at the time he gave the $10,000.00 and $5,000.00 dollar amounts to Edwin Verdecia and agreed to farther the goals of the drug smuggling conspiracy, then you should find the Defendant, Carlos C. Vicaria, guilty.”

The district court refused to give any of these proposed instructions, stating that they were “argumentative” and merely a .statement of “the entire evidence in the ease.”

Following his conviction, Vicaria moved for a new trial on the ground, among others, that the district court should have given the theory of the defense instruction. At the conclusion of the sentencing hearing, at which the court also considered the motion for a new trial, the court stated:

Well, on reflection and reading over the instructions, I think that the Court should have instructed the Jury on that theory of his defense. Since' I didn’t do that, I’m going to grant a new trial in the case.

In an earlier colloquy with counsel, the court had stated:

Well, what he is saying is that the sole defense that he had was that he thought that ,he was merely making a loan to his friend to start a shrimp importing business. And that later on, he found out that the money was actually used in this conspiracy; that that scenario would not justify a verdict of guilty....
But if you believe that theory of his defense, 'that would require a verdict of not guilty. He says that where the Jury was confused is they felt that even though he gave the money for an innocent purpose, when he found out it was used for an improper purpose, that that was enough to convict him.

The court subsequently entered a written order that vacated Vicaria’s judgment of conviction and granted his motion for a new trial pursuant to Rule 33 of the Federal Rules of Criminal Procedure.

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Bluebook (online)
12 F.3d 195, 1994 U.S. App. LEXIS 1219, 1994 WL 4293, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-carlos-c-vicaria-md-ca11-1994.