Toilet Goods Ass'n v. Gardner

360 F.2d 677
CourtCourt of Appeals for the Second Circuit
DecidedApril 13, 1966
DocketNo. 325, Docket 30261
StatusPublished
Cited by26 cases

This text of 360 F.2d 677 (Toilet Goods Ass'n v. Gardner) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Toilet Goods Ass'n v. Gardner, 360 F.2d 677 (2d Cir. 1966).

Opinion

FRIENDLY, Circuit Judge:

In July 1960, Congress added to the Federal Food, Drug, and Cosmetic Act a number of new provisions known as the Color Additive Amendments, 74 Stat. 397, 21 U.S.C. §§ 321-376. These were intended

“to authorize the use of suitable color additives in or on foods, drugs, and cosmetics in accordance with regulations to be issued by the Secretary of Health, Education, and Welfare, prescribing the conditions, including maximum tolerances, under which such additives may be safely used.” H.R.Rep. No. 1761, 86th Cong., 2d Sess., 1960 U.S.Code Cong. & Ad.News, p. 2887.

The Commissioner of Food and Drugs, to whom the Secretary of Health, Education and Welfare has delegated the Department’s functions under the Act, 22 F.R. 1951 (1957), 25 F.R. 8625 (1960), held rule-making proceedings conforming to § 4 of the Administrative Procedure Act, 5 U.S.C. § 1003, and issued Color Additive Regulations, 21 C.F.R. Part 8, effective, with certain exceptions, on June 22, 1963.

The following November the Toilet Goods Association, a trade organization of cosmetic manufacturers whose members allegedly represent 90% of annual United States sales, and forty manufacturers and distributors of cosmetics brought this action against the Secretary and the Commissioner in the District Court for the Southern District of New York for a declaratory judgment that four provisions of the Regulations exceeded the authority conferred by the statute. Jurisdiction was properly predicated on 28 U.S.C. §§ 1331 and 1337. See Smith v. Kansas City Title & Trust Co., 255 U.S. 180, 41 S.Ct. 243, 65 L.Ed. 577 (1921).1 The defendants moved, to dismiss or to strike certain portions of the complaint on various grounds, among others that the case was inappropriate for declaratory relief and that the action was an unconsented suit against the sovereign; plaintiffs cross-moved for summary judgment. In November 1964 Judge Tyler denied both motions in an opinion, 235 F.Supp. 648, relying in part on Abbott Labs. v. Celebrezze, 228 F. Supp. 855 (D.Del.1964), where the court had granted a declaratory judgment invalidating labeling regulations under the same statute. A year later, when the case was nearly ready for trial, the Secretary and the Commissioner renewed their motion to dismiss on the two grounds stated, arguing that a different conclusion on “the issue of justiciability” was called for by the Third Circuit’s reversal of the Abbott Laboratories decision, 352 F.2d 286 (1965),2 and the District of Columbia Circuit’s recent holding that declaratory relief was not available to challenge certain regulations adopted under the Tobacco Inspection Act, 7 U.S.C. § 511m, Danville Tobacco Ass’n v. Freeman, 351 F.2d 832 (1965). Judge Tyler adhered to his determination but, at the defendants’ request, made the necessary certification for an application to prose[680]*680cute an interlocutory appeal under 28 U.S.C. § 1292(b); permission to appeal was granted by a panel of this court.

I.

The first two counts of the complaint charge that the Regulations exceed the authority conferred by the statute in treating finished cosmetic products and all diluents — unpigmented materials with which colors are mixed — as “color additives” subject to various requirements for testing and administrative certification. The basic section of the Color Additive Amendments is § 706 of the Act, 21 U.S.C. § 376, which provides that a “color additive” shall be deemed unsafe unless it meets two conditions:3 The additive must be covered by a “regulation,” issued by the Secretary on a finding of suitability, which lists it for use either generally or under prescribed conditions ; and it must either come from a batch certified for such use by the Secretary under appropriate regulations' or have been exempted from the certification requirement.

The term “color additive,” on which the controversy turns, is defined in § 201(t) (1), as a material which

“(A) is a dye, pigment, or other substance made by a process of synthesis * * * or otherwise derived * * * from a vegetable, animal, mineral, or other source, and
(B) when added or applied to a food, drug, or cosmetic, or to the human body or any part thereof, is capable (alone or through reaction with other substance) of imparting color thereto.” 21 U.S.C. § 321(t) (1)

The Regulations of the Food and Drug Administration (FDA) interpret the statutory definition of color additive as including “all diluents” and state further that

“A substance that, when applied to the human body results in coloring, is a ‘color additive,’ unless the function of coloring is purely incidental to its intended use, such as in the case of deodorants. Lipstick, rouge, eye makeup colors, and related cosmetics intended for coloring the human body are ‘color additives.’” Reg. § 8.1(f).

The term “diluent” is defined as:

“any component of a color additive mixture that is not of itself a color additive and has been intentionally mixed therein to facilitate the use of the mixture in coloring foods, drugs, or cosmetics or in coloring the human body. The diluent may serve another functional purpose in the foods, drugs, or cosmetics, as for example sweetening, flavoring, emulsifying, or stabilizing, or may be a functional component of an article intended for coloring the human body.” Reg. § 8.1 (m)

The manufacturers admit that the coloring ingredient in a cosmetic is a “color additive” fully subject to both listing and certification requirements of § 706, and that a “diluent,” in what they insist is the accepted definition of an inert substance used to dilute dyes and pigments, is subject to the Secretary’s power to certify additives “with safe diluents or without diluents,” § 706(c). They complain, however, that the Regulations’ comprehensive definition of “color additive” goes beyond the reach of the statute in imposing both listing and certification requirements on finished products — like lipstick, nail polish, etc.- — and non-color ingredients that were never intended to be subject to premarketing clearance, and on traditional diluents that were meant to be subject only to certification as components of dyes and pigments.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Pub Util Dist 1 Wash v. FERC
272 F.3d 607 (D.C. Circuit, 2001)
Environmental Defense Fund Inc. v. Johnson
476 F. Supp. 126 (S.D. New York, 1979)
Independent Bankers Ass'n of America v. Smith
534 F.2d 921 (D.C. Circuit, 1976)
State of Illinois Ex Rel. Scott v. Butterfield
396 F. Supp. 632 (N.D. Illinois, 1975)
National Nutritional Foods Ass'n v. Weinberger
512 F.2d 688 (Second Circuit, 1975)
National Nutritional Foods Association v. Weinberger
512 F.2d 688 (Second Circuit, 1975)
Richard Pickus v. United States Board of Parole
507 F.2d 1107 (D.C. Circuit, 1974)
National Nutritional Foods Ass'n v. Schmidt
367 F. Supp. 889 (S.D. New York, 1973)
Harlem Valley Transportation Ass'n v. Stafford
360 F. Supp. 1057 (S.D. New York, 1973)
Aquavella v. Richardson
437 F.2d 397 (Second Circuit, 1971)
Zimmerman v. United States Government
422 F.2d 326 (First Circuit, 1970)
Zimmerman v. United States Government
422 F.2d 326 (Third Circuit, 1970)
Murphy v. Colonial Federal Savings & Loan Ass'n
388 F.2d 609 (Second Circuit, 1967)
Abbott Laboratories v. Gardner
387 U.S. 136 (Supreme Court, 1967)
Road Review League, Town of Bedford v. Boyd
270 F. Supp. 650 (S.D. New York, 1967)

Cite This Page — Counsel Stack

Bluebook (online)
360 F.2d 677, Counsel Stack Legal Research, https://law.counselstack.com/opinion/toilet-goods-assn-v-gardner-ca2-1966.