The Florida Bar v. Fredericks

731 So. 2d 1249, 24 Fla. L. Weekly Supp. 105, 1999 Fla. LEXIS 255, 1999 WL 92235
CourtSupreme Court of Florida
DecidedFebruary 25, 1999
Docket91,472
StatusPublished
Cited by42 cases

This text of 731 So. 2d 1249 (The Florida Bar v. Fredericks) is published on Counsel Stack Legal Research, covering Supreme Court of Florida primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
The Florida Bar v. Fredericks, 731 So. 2d 1249, 24 Fla. L. Weekly Supp. 105, 1999 Fla. LEXIS 255, 1999 WL 92235 (Fla. 1999).

Opinion

731 So.2d 1249 (1999)

THE FLORIDA BAR, Complainant,
v.
William B. FREDERICKS, Jr., Respondent.

No. 91,472.

Supreme Court of Florida.

February 25, 1999.
Rehearing Denied May 11, 1999.

John F. Harkness, Jr., Executive Director, and John Anthony Boggs, Staff Counsel, Tallahassee, Florida, and Jan K. *1250 Wichrowski, Bar Counsel, Orlando, Florida, for Complainant.

Robert H. Gray, Bartow, Florida, for Respondent.

PER CURIAM.

We have for review the complaint of The Florida Bar and the referee's report regarding alleged ethical breaches by William B. Fredericks, Jr. We have jurisdiction. Art. V, § 15, Fla. Const. We approve the report.

On September 29, 1997, the Bar filed a complaint against William B. Fredericks, Jr. alleging that: (1) he had been retained by Peter Winston in 1984 to represent Winston in a wrongful termination suit; (2) Winston had paid Fredericks a retainer of $1100; and (3) Fredericks had never filed suit on Winston's behalf but had falsely informed Winston that the case was settled in his favor at mediation and that Winston was to receive a monetary award. Accordingly, the Bar's complaint charged that Fredericks had violated Rule 4-8.4(c) of the Rules Regulating The Florida Bar by engaging in conduct involving dishonesty, fraud, deceit, or misrepresentation.

On March 6, 1998, the case was heard before a referee. At the hearing, only Fredericks, Winston, Winston's wife, and Winston's mother testified. Generally, Winston testified that Fredericks had led him to believe that he had filed both a state and a federal court wrongful termination action on his behalf, that a default judgment of $25,000 had been entered in his favor in the state action, and that the federal case had been settled at mediation for a lump sum payment of $57,000 and then $20,000 a year for the next ten years. Winston also testified that over a period of approximately eleven years, Fredericks had given him a series of excuses as to why he had not received either of the awards. Fredericks denied all of this.

Both Winston and Fredericks agreed that Fredericks had represented Winston in other matters over the years and that Winston had not paid Fredericks for these services. Winston testified that he and Fredericks had agreed that Fredericks would be paid out of the award and settlement from the wrongful termination suits. Fredericks testified he did this because they were friends. Neither Fredericks nor Winston were able to provide written documentation supporting their version of events. The testimony of Winston's mother and wife testimony corroborated his testimony to a limited extent.

After the hearing, the referee made findings of fact essentially in accordance with the allegations in the complaint and Winston's testimony. Additionally, the referee stated:

What is even more incredible is that there is not one writing between either of the parties to memorialize anything. It is hard to see the rationale or logic in Fredericks' house of cards. It inevitably had to crumble. It was so preposterous that in light of Winston's lack of documentary evidence, the allegation could easily be dismissed. There are however two pieces of evidence that corroborate Winston's allegation. First and foremost is Fredericks' disciplinary history (Bar Exhibit 2) that demonstrates that this type of conduct is not isolated, that other clients have made similar accusations against Fredericks. The other factor is Fredericks' willingness to handle other legal matters for Winston without compensation. This is consistent with the position taken by Winston that the fees were to be collected from the phantom settlement.

Finally, the referee found that Fredericks failed to inform Winston that he would not be handling the wrongful termination lawsuit or advise him of the statute of limitations, and did not keep Winston "properly informed as to the true status of the case."

After making these findings, the referee recommended that Fredericks be found guilty of violating not only Rule 4-8.4(c) but also rules 4-1.3 and 4-1.4. For these violations, the referee recommended that *1251 Fredericks be suspended for six months. Fredericks now seeks review of the referee's report and recommendation.

I. Findings of Fact

Fredericks raises several challenges to the referee's findings of fact. First, he argues that the referee's factual findings were based almost entirely on the testimony of the complaining witness, Peter Winston, and that Winston's testimony was inconclusive, and constantly impeached and, therefore, incapable of providing the necessary quantum of proof to convict him. See Florida Bar v. Rayman, 238 So.2d 594, 597 (Fla. 1970)(stating that evidence sufficient to sustain a charge of attorney misconduct where the attorney has denied the act under oath "must be clear and convincing and that degree of evidence does not flow from the testimony of one witness unless such witness is corroborated to some extent either by facts or circumstances")(quoting In re Martin, 67 N.M. 276, 354 P.2d 995, 998 (1960)); State ex rel. Florida Bar v. Junkin, 89 So.2d 481 (Fla. 1956)(holding that testimony of complaining witness was insufficient to support finding of misconduct and recommendation of disbarment where testimony was evasive and inconclusive and did not establish the relevant facts with any degree of certainty).

However, while Fredericks argues that Winston's testimony was evasive, inconclusive, and inconsistent, he does not specifically point out any important deficiencies in the testimony. Further, a review of Winston's testimony reveals no major inconsistencies. In fact, with the exception of some confusion regarding specific dates, Winston's testimony was surprisingly detailed considering the lapse of time involved. Thus, Junkin and Rayman are inapplicable, and Fredericks' challenge to the referee's findings essentially boils down to an argument that the referee should not have credited Winston's testimony over Fredericks' own testimony to the contrary. However, "[t]he referee is in a unique position to assess the credibility of witnesses, and his judgment regarding credibility should not be overturned absent clear and convincing evidence that his judgment is incorrect." Florida Bar v. Thomas, 582 So.2d 1177, 1178 (Fla. 1991); see also Florida Bar v. Hayden, 583 So.2d 1016, 1017 (Fla. 1991)(stating that where testimony conflicts, referee is charged with responsibility of assessing credibility based on demeanor and other factors). Here, we find no such evidence and therefore defer to the referee's assessment of the credibility of the witnesses.

Fredericks next argues that the referee erred in considering his prior discipline as evidence that he committed the acts alleged in this case, rather than considering it only for the purposes of determining an appropriate sanction. However, Fredericks failed to object to this evidence when it was introduced and, instead, explained the circumstances surrounding the discipline. More importantly, although the use of this evidence in this manner is somewhat analogous to the use of similar fact evidence to prove guilt in a criminal context, the referee in bar discipline proceedings is not bound by the technical rules of evidence and is "authorized to consider any evidence ... deem[ed] relevant in resolving the factual question." Florida Bar v. Rood, 620 So.2d 1252, 1255 (Fla. 1993); see also Florida Bar v. Vining, 707 So.2d 670, 673 (Fla. 1998).

Free access — add to your briefcase to read the full text and ask questions with AI

Related

The Florida Bar v. Alejandro L. Marriaga
Supreme Court of Florida, 2025
The Florida Bar v. Charlie Easa Farah, Jr.
Supreme Court of Florida, 2025
The Florida Bar v. Miguel Fernando Mirabal
Supreme Court of Florida, 2024
The Florida Bar v. Scot Strems
Supreme Court of Florida, 2022
The Florida Bar v. Jeremy W. Alters
260 So. 3d 72 (Supreme Court of Florida, 2018)
The Florida Bar v. Kelley Andrea Bosecker
259 So. 3d 689 (Supreme Court of Florida, 2018)
In re Vaughn
368 P.3d 1088 (Supreme Court of Kansas, 2016)
The Florida Bar v. Zana Holley Dupee
160 So. 3d 838 (Supreme Court of Florida, 2015)
Lawyer Disciplinary Board v. George P. Stanton, III
760 S.E.2d 453 (West Virginia Supreme Court, 2014)
The Florida Bar v. Donnette Sonya Russell- Love
135 So. 3d 1034 (Supreme Court of Florida, 2014)
Florida Bar v. Norkin
132 So. 3d 77 (Supreme Court of Florida, 2013)
Florida Bar v. Rousso
117 So. 3d 756 (Supreme Court of Florida, 2013)
Florida Bar v. Head
84 So. 3d 292 (Supreme Court of Florida, 2012)
Florida Bar v. Watson
76 So. 3d 915 (Supreme Court of Florida, 2011)
Florida Bar v. Berthiaume
78 So. 3d 503 (Supreme Court of Florida, 2011)
Florida Bar v. Adorno
60 So. 3d 1016 (Supreme Court of Florida, 2011)
Florida Bar v. Shankman
41 So. 3d 166 (Supreme Court of Florida, 2010)
The Florida Bar v. Behm
41 So. 3d 136 (Supreme Court of Florida, 2010)
The Florida Bar v. Head
27 So. 3d 1 (Supreme Court of Florida, 2010)
The Florida Bar v. Riggs
944 So. 2d 167 (Supreme Court of Florida, 2006)

Cite This Page — Counsel Stack

Bluebook (online)
731 So. 2d 1249, 24 Fla. L. Weekly Supp. 105, 1999 Fla. LEXIS 255, 1999 WL 92235, Counsel Stack Legal Research, https://law.counselstack.com/opinion/the-florida-bar-v-fredericks-fla-1999.