Steve Garvey v. Thomas T. Roberts, Arbitrator Major League Baseball Players Opinion Association,respondents-Appellees

203 F.3d 580, 2000 Daily Journal DAR 1611, 2000 Cal. Daily Op. Serv. 1090, 163 L.R.R.M. (BNA) 2449, 2000 U.S. App. LEXIS 1743, 2000 WL 144396
CourtCourt of Appeals for the Ninth Circuit
DecidedFebruary 10, 2000
Docket98-55263
StatusPublished
Cited by43 cases

This text of 203 F.3d 580 (Steve Garvey v. Thomas T. Roberts, Arbitrator Major League Baseball Players Opinion Association,respondents-Appellees) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Steve Garvey v. Thomas T. Roberts, Arbitrator Major League Baseball Players Opinion Association,respondents-Appellees, 203 F.3d 580, 2000 Daily Journal DAR 1611, 2000 Cal. Daily Op. Serv. 1090, 163 L.R.R.M. (BNA) 2449, 2000 U.S. App. LEXIS 1743, 2000 WL 144396 (9th Cir. 2000).

Opinions

Opinion by Judge REINHARDT; Concurrence by Judge MICHAEL DALY HAWKINS; Dissent by WHYTE.

REINHARDT, Circuit Judge:2

Former professional baseball player Steve Garvey (“Garvey”) appeals the district court’s denial of his Amended Motion to Vacate Arbitration Award. Garvey made Jiis motion after an arbitrator confirmed the Major League Baseball Players Association’s (the “Association”) denial of Garvey’s claim for damages from a settlement fund which was established after arbitration decisions finding that the Major League Baseball Clubs (the “Clubs”) had engaged in collusion in the market for free agent services. Garvey contends that the district court committed reversible error by denying his motion to vacate for lack of subject matter jurisdiction with an alternative denial on the merits.

I. BACKGROUND

A. The Grievances, Settlement Agreement and Framework

In 1986, 1987 and 1988, the Association filed grievances against the Clubs, alleging that the Clubs had violated the Collective Bargaining Agreement (“CBA”) between the Clubs and the Association by engaging in collusion in the market for free agent services after the 1985, 1986 and 1987 baseball seasons. On December 21, 1990, after arbitration decisions finding that the Clubs had engaged in collusion and caused extensive damage to numerous players, the Association and the Clubs entered into a Global Settlement Agreement (“Settlement Agreement”) to resolve the grievances. Pursuant to the Settlement Agreement, [583]*583the Clubs established a fund of $280 million to be distributed to damaged players.

The Settlement Agreement provided that the Association would design a “Framework” “to establish an appropriate process for evaluation and determination of individual claims” for money from the fund. The Association issued a proposed Framework for resolution of claims to an independent arbitration panel for its consideration, and any player was permitted to file objections. On September 14, 1991, after hearings on players’ objections to the Framework, the arbitration panel approved the Framework with amendments.

Players claiming damages from the collusion were required to file their claims by May 20, 1991.3 The Association then began evaluating the claims pursuant to the Framework.

Under the Framework, as the Association concluded the evaluation of individual players’ claims for a particular season or seasons, it was required to propose an overall distribution plan or a partial distribution plan for the claims relating to that season or seasons. Each recommended plan was then submitted to player claimants and the arbitrator. Player claimants or their agents could object to the Association’s distribution plan recommendations, and the Association then responded by providing the arbitrator with a written statement of how it arrived at its proposed damage evaluation for that particular player. An objecting player claimant could then request oral argument before the arbitrator.

The Framework defines the responsibility and authority of the arbitrator with regard to review of a distribution plan as follows:

... the arbitrator shall determine only whether the approved Framework and the criteria set forth therein have been properly applied in the proposed Distribution Plan. The arbitrator may request such information from the Association or from any objectors which he deems necessary to make his determination.
If the arbitrator determines that the approved Framework and the criteria set forth therein have not been properly applied with respect to any portion of a proposed distribution Plan, he shall have the authority to modify or amend the Distribution Plan to the extent necessary, in his judgment, to cure that defect. IN DOING SO, THE ARBITRATOR MAY RAISE OR LOWER THE DAMAGE ALLOCATION AND/OR MAJOR LEAGUE SERVICE AWARD TO ANY PLAYER OR PLAYERS ....
The arbitrator shall promptly issue a written award regarding any proposed Distribution Plan after he has considered all objections and after he has conducted his own independent review, which award shall specify the specific damage allocation for each individual player claimant pursuant to the Distribution Plan. The content of the written award shall otherwise be subject to the sole discretion of the arbitrator. As mandated by the Settlement Agreement, all decisions of the arbitrator regarding any proposed Distribution Plan will be final and binding on all individual player claimants, the Association, the Major League Baseball Player Relations Committee and the Clubs.

(Emphasis in original).

B. The Standard Under the Framework for Assessing Lost Contract Extension Claims

At issue in this appeal is Garvey’s claim for damages resulting from an alleged lost contract extension for the 1988 and 1989 baseball seasons which Garvey claims resulted from the Clubs’ collusion. Garvey’s claim, which was based on his 1987 salary, [584]*584was approximately $3,000,000 for the two year period.

The Framework sets forth, at Section II, the standard for a player’s recovery of damages for an alleged lost contract extension, as follows:

Some players who were under contract for a particular season believe that, but for the Clubs’ collusion, they would have signed contract extensions (or better extensions than they actually signed) covering future seasons. Although any player may file such a claim, the evidence indicates that there will he few potentially valid claims in this group. Such a claim may be potentially valid if:
(a) the extension would have been signed after November 1, 1985; and
(b) the extension' would have begun with the 1987 season or future seasons.

The Framework then sets forth at Section V, “Evaluation of Individual Player Claims,” the following factors to be considered by the arbitrator, where applicable, in evaluating, all player claims for money damages:

(a) the. player’s status, e.g., elected free agent; released free agent; non-tendered free agent; salary arbitration eligible;
(b) the player’s Major League Service;
(c) the player’s performance;
(d) the player’s history of compensation;
(e) the salaries (and collusion claims, if applicable) of comparable players;
(f) collusion-free patterns of multi-year contracting, if applicable;
(g) the player’s experience as a “new look” free agent, if applicable;
(h) the Guidelines Regarding Allocation of the Settlement Amount described below in Paragraph (3);
(i) the General Principles described below in Paragraph (4); and
(j) any other factor which would normally apply in the determination of a player’s salary and other benefits in a collusion-free market, including but not limited to, those factors set forth in Article VI of the Basic Agreement.

The arbitrator further addressed the standard regarding lost contract extension claims in his February 14, 1994 award regarding Plan Distribution II:

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203 F.3d 580, 2000 Daily Journal DAR 1611, 2000 Cal. Daily Op. Serv. 1090, 163 L.R.R.M. (BNA) 2449, 2000 U.S. App. LEXIS 1743, 2000 WL 144396, Counsel Stack Legal Research, https://law.counselstack.com/opinion/steve-garvey-v-thomas-t-roberts-arbitrator-major-league-baseball-players-ca9-2000.