929 S.W. 2d 385, 388 (Tenn. Crim. App. 1996) (citations omitted). The defendant has
failed utterly to demonstrate a manifest necessity for a new trial arising from what the
record demonstrates to have been a rebuffed inquiry from one juror to another about an
item of evidence. We see no abuse of discretion by the trial court in this case in its denial
of the defendant’s motion for a mistrial. This issue is without merit.
The defendant next contends that he was denied a fair trial as a result of
prosecutorial misconduct during closing argument. Specifically, he claims that the
prosecuting attorney stated during closing argument that he was a liar and that the jury
had to find him guilty in order for our justice system to work. The defendant further
claims that the prosecuting attorney made statements not based on the evidence.
9 We have carefully examined the prosecuting attorney’s closing arguments
as well as defense counsel’s objections thereto and the trial court’s rulings and
instructions following objections. The trial judge has wide discretion in controlling the
argument of counsel. That discretion will not be interfered with on appeal in the absence
of an abuse thereof. Smith v. State, 527 S.W.2d 737, 739 (Tenn. 1975). We find no
abuse of discretion in this matter, nor do we find any errors stemming from the State’s
argument by which the defendant was denied a fair trial. This issue is without merit.
For his fifth issue, the defendant alleges that the trial court erred when it
refused to allow him to introduce “evidence that District Attorney General James Ramsey
had information that there were problems with the handling of evidence and harassment
by the Oak Ridge Police Department.” The record contains a copy of a letter from
General Ramsey to the Deputy Director of the Tennessee Bureau of Investigation which
refers to certain complaints voiced by the community of which the defendant was a
member against the local police department, including “harassment, fabrication of
evidence [and] theft of evidence.” This letter was included in the record as an offer of
proof. The trial court ruled that it was not admissible into evidence under Tennessee
Rule of Evidence 616. The trial court was correct.
Tennessee Rule of Evidence 616 provides that, “A party may offer evidence
by cross-examination, extrinsic evidence, or both, that a witness is biased in favor of or
prejudiced against a party or another witness.” The letter does not establish that any of
the State’s witnesses in this case were either biased in favor of the State (or any of its
other witnesses) or prejudiced against the defendant or any of his witnesses. Nor did the
defendant develop any proof that the police department harassed him with respect to this
case, or that it or any of its officers fabricated or stole any evidence relevant to this case.
1 0 Thus, not only is the letter not admissible under Rule 616, it appears not to have any
relevance with respect to this particular case. Evidence that is not relevant is not
admissible. Tenn. R. Evid. 402. This issue is without merit.
In his final issue, the defendant complains about his sentences. He was
sentenced as a Range I standard offender to twenty-five years for the second-degree
murder conviction, a Class A felony, and to twelve years for the attempted second-degree
murder conviction, a Class B felony. These were the maximum sentences for both
offenses. See T.C.A. § 40-35-112(a)(1) & (2). The trial court also ordered the sentences
to be served consecutively. The defendant now contends that the trial court erred in
finding no mitigating factors, in applying certain enhancement factors, and in ordering
consecutive sentences.
When a defendant complains of his or her sentence, we must conduct a de
novo review with a presumption of correctness. T.C.A. § 40-35-401(d). The burden of
showing that the sentence is improper is upon the appealing party. T.C.A.
§ 40-35-401(d) Sentencing Commission Comments. This presumption, however, “is
conditioned upon the affirmative showing in the record that the trial court considered the
sentencing principles and all relevant facts and circumstances.” State v. Ashby, 823
S.W.2d 166, 169 (Tenn. 1991).
A portion of the Sentencing Reform Act of 1989, codified at T.C.A.
§ 40-35-210, established a number of specific procedures to be followed in sentencing.
This section mandates the court’s consideration of the following:
(1) The evidence, if any, received at the trial and the sentencing hearing; (2) [t]he presentence report; (3) [t]he principles of sentencing and arguments as to sentencing
1 1 alternatives; (4) [t]he nature and characteristics of the criminal conduct involved; (5) [e]vidence and information offered by the parties on the enhancement and mitigating factors in §§ 40-35-113 and 40-35-114; and (6) [a]ny statement the defendant wishes to make in his own behalf about sentencing.
T.C.A. § 40-35-210.
In addition, this section provides that the minimum sentence within the
range is the presumptive sentence.2 If there are enhancing and mitigating factors, the
court must start at the minimum sentence in the range and enhance the sentence as
appropriate for the enhancement factors and then reduce the sentence within the range
as appropriate for the mitigating factors. If there are no mitigating factors, the court may
set the sentence above the minimum in that range but still within the range. The weight
to be given each factor is left to the discretion of the trial judge. State v. Shelton, 854
S.W.2d 116, 123 (Tenn. Crim. App. 1992).
The Act further provides that “[w]henever the court imposes a sentence, it
shall place on the record either orally or in writing, what enhancement or mitigating
factors it found, if any, as well as findings of fact as required by § 40-35-209.” T.C.A.
§ 40-35-210(f) (emphasis added). Because of the importance of enhancing and
mitigating factors under the sentencing guidelines, even the absence of these factors
must be recorded if none are found. T.C.A. § 40-35-210 comment. These findings by
the trial judge must be recorded in order to allow an adequate review on appeal.
The defendant contends that the trial court should have found two mitigating
2 This section was amended in 1995 to require trial judges to consider the presumptive sentence for a Clas s A felon y to be the m id-point ran ge. See T.C.A. § 40-35-210(c) (Supp. 1995). Because these offenses occurred in 1993, however, the defendant is entitled to be sentenced under prior law which provided that the presumptive sentence was the minimum sentence in the range for all classes of felonies. T.C.A. § 40-35-210(c) (1990).
1 2 factors. He argues that he acted under strong provocation and that substantial grounds
existed which tended to excuse or justify his criminal conduct. T.C.A.
§ 40-35-113(2) & (3). The trial judge refused to apply these factors, asking, “What was
the provocation to take a life? What was the provocation to take a gun and spray it
across a parking lot? How could that possibly be a justification for what occurred here?”
In his appellate brief, the defendant fails to offer any reasons as to why
these mitigating factors should have been applied. Accordingly, this issue has been
waived. Tenn. Crim. App. R. 10(b). Furthermore, although the record indicates that the
defendant was Andre Porter’s cousin, and therefore supports the inference that he was
shooting at Anderson in retaliation for Anderson’s having shot Porter, we do not think this
is an appropriate reason to apply either of these two mitigating factors. To do so would
simply encourage future vigilante acts of this nature. We think that the trial court was
correct in refusing to apply these mitigating factors. This issue is without merit.
The defendant next argues that the trial court erred in its application of two
enhancement factors. The trial court found that the following enhancement factors
applied to each conviction: that the defendant has a previous history of criminal
convictions or criminal behavior in addition to those necessary to establish the
appropriate range; that he has a previous history of unwillingness to comply with the
conditions of a sentence involving release in the community; that he possessed or
employed a firearm during the commission of the crime; that he had no hesitation about
committing the crime when the risk to human life was high; and that the crime was
committed under circumstances under which the potential for bodily injury to a victim was
great. T.C.A. § 40-35-114(1), (8), (9), (10) and (16). Factor (12), that during the
commission of the offense, the defendant willfully inflicted bodily injury upon another
1 3 person, or the actions of the defendant resulted in the death or serious bodily injury to a
victim or a person other than the intended victim, was also applied to the attempted
second-degree murder conviction.3 Of these factors, the defendant argues only that
factors (12) and (16) were improperly applied.
In State v. Makoka, 885 S.W.2d 366, 373 (Tenn. Crim. App. 1994), this
Court ruled that the sentence for an attempted murder conviction was properly enhanced
by the factor for no hesitation about committing the crime when the risk to human life was
high, T.C.A. § 40-35-114(10). The Court recognized that this factor should not be applied
when the only person subjected to the risk is the intended victim, but distinguished those
situations where other people present are subjected to this risk. In those situations, the
factor is not “inherent” and may properly be applied. Makoka, 885 S.W.2d at 373.
Similarly, we find the same reasoning is appropriate and supports the application of factor
(16) to both of the defendant’s convictions in this case; that is, the crimes were committed
under circumstances in which the potential for bodily injury to a victim was great.
Although all murders and attempted murders involve this potential for the intended victim,
they do not all involve this potential for other persons. In this case, there was great
potential for bodily injury to at least Smith in addition to Anderson, the intended target.
Nor do we find any error in the trial court’s application of factor (12) -- that
the defendant’s actions resulted in the death or serious bodily injury to a victim or person
other than the intended victim -- to the attempted second-degree murder conviction. Not
every attempted second-degree murder results in the death of an innocent bystander.
Thus, this factor is not an essential element of the offense. See State v. Freeman, 943
3 The trial court appeared to recognize that factor (12) could not apply to the conviction for second-degree murder. The court’s verbal ruling is not entirely clear. It is clear, however, that in the State’s no tice of enh ancem ent facto rs, it reques ted that fac tors (1), (8) , (9), (10) an d (16) ap ply to both convictions and that the additional factor (12) be applied to the attempted second-degree murder conviction.
1 4 S.W.2d 25, 32 (Tenn. Crim. App. 1996) (“because bodily injury is not an essential
element of the offense of attempted second-degree murder, the trial court properly
enhanced the defendant’s sentence for that offense with regard to the victim who was
actually wounded.”) This issue is without merit.
These multiple enhancement factors, combined with the absence of any
mitigating factors, are more than sufficient to sentence the defendant at the top of the
range for each conviction. It is well-settled that the weight given to enhancement factors
is left to the discretion of the trial court. State v. Shelton, 854 S.W.2d 116, 123 (Tenn.
Crim. App. 1992). Finding no abuse of discretion, we affirm the length of the defendant’s
sentences.
In his final argument, the defendant contends that the trial court erred when
it ordered him to serve his sentences consecutively. Our Code provides for the
imposition of consecutive sentences where, among other things, the defendant is “an
offender whose record of criminal activity is extensive” or where the defendant is “a
dangerous offender whose behavior indicates little or no regard for human life, and no
hesitation about committing a crime in which the risk to human life is high.” T.C.A.
§ 40-35-115(b)(2) & (4). This defendant, who was twenty-four years old at the time of
sentencing, has a criminal history including convictions for a federal drug offense,4 two
assaults, two resisting arrest offenses, one assault and battery, and one weapons
offense. He has also been convicted of twelve traffic offenses and several other
misdemeanors. These numerous convictions lead us to conclude that the defendant is
an offender whose record of criminal activity is extensive. The instant crimes also lead
us to conclude that the defendant is a dangerous offender whose behavior indicates little
4 He was convicted of this charge while on bond for the current charges.
1 5 or no regard for human life, and no hesitation about committing a crime in which the risk
to human life is high. In other words, the defendant meets the statutory criteria for
In addition to considering the statute, however, we must consider the two
Tennessee Supreme Court opinions which the consecutive sentencing statute essentially
codified: Gray v. State, 538 S.W.2d 391 (Tenn. 1976) and State v. Taylor, 739 S.W.2d
227 (Tenn. 1987). In Gray, our Supreme Court stated that “a consecutive sentence
should be imposed only after a finding by the trial judge that confinement for such a term
is necessary in order to protect the public from further criminal conduct by the defendant.”
Gray, 538 S.W.2d at 393. Thus, the defendant’s potential for rehabilitation is a significant
factor under the Gray rationale. Id. Similarly, in Taylor, our Supreme Court stated that
consecutive sentences should not be routinely imposed and that the aggregate sentence
“must be reasonably related to the severity of the offenses involved.” Taylor, 739 S.W.2d
at 230. Taken together, these two cases establish “that consecutive sentences cannot
be imposed unless the terms reasonably relate to the severity of the offenses committed
and are necessary in order to protect the public from further serious criminal conduct by
the defendant.” State v. Wilkerson, 905 S.W.2d 933, 938 (Tenn. 1995).
In this case the trial court found the defendant to be “a threat to society” and
determined that he should serve his sentences consecutively. Given the defendant’s
criminal history and his behavior in committing the instant crimes, we agree with the trial
court and find that these sentences should be run consecutively in order to protect the
public from further serious criminal conduct by the defendant. Moreover, we note that the
offenses of second-degree murder and attempted second-degree murder are among the
most severe offenses that can be committed. We find therefore that the terms of
1 6 imprisonment reasonably relate to the severity of the defendant’s crimes. The facts and
circumstances of these crimes and the defendant’s past and instant behavior satisfy the
criteria for consecutive sentencing set forth in both the statute and the case law. This
issue is without merit.
The trial court having committed no reversible error, the judgment below is
affirmed.
______________________________ JOHN H. PEAY, Judge
CONCUR:
______________________________ DAVID G. HAYES, Judge
______________________________ WILLIAM M. BARKER, Judge
IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE AT KNOXVILLE SEPTEMBER SESSION, 1997 FILED October 24, 1997
Cecil Crowson, Jr. STATE OF TENNESSEE, ) Appellate C ourt Clerk ) No. 03C01-9606-CC-00238 Appellee ) ) ANDERSON COUNTY vs. ) ) Hon. JAMES B. SCOTT, JR., Judge
porterfr.opn 1 7 FREDERICK R. PORTER, ) ) (Attempted second-degree murder; Appellant ) second-degree murder)
SEPARATE CONCURRING
Although I concur with the majority in affirming the appellant’s conviction, I write separately
to note my concern with the opinion’s application of the doctrine of “transferred intent.” The majority
opines that the evidence is sufficient to support a verdict of second degree murder based upon
transferred intent. First, I find that application of “transferred intent” to this case is unnecessary.
Although not having an actual intent to kill another, one may be found guilty of second degree murder,
a knowing killing of another, if that person is consciously aware of the nature of his conduct and that
the conduct is reasonably certain to cause death. Tenn. Code Ann. § 39-11-302(b). Clearly, a rational
jury could infer that the appellant’s conduct in repeatedly firing a nine millimeter weapon into a crowd
of people is reasonably certain to cause death. The proof establishes the essential elements of second
degree murder beyond a reasonable doubt. No further analysis is necessary.
Also of concern is the question of whether “transferred intent” is a recognizable doctrine under
this state’s current law. In Sullivan v. State, 121 S.W.2d 535, 537 (Tenn. 1938), our supreme court
held that the doctrine of “transferred intent” applies only to cases involving first degree felony murder.
The court noted that Tennessee, representing the minority view, has never acknowledged the doctrine
of “transferred intent.” Id. See also Bratton, 29 Tenn. 103 10 Humph. 103 (1849) (holding that the
doctrine of “transferred intent” is not compatible with the plain terms of the statute”). C.f. State v.
Harper, 334 S.W.2d 933, 936 (Tenn. 1960) (affirming a second degree murder conviction upon a
finding of malice and, in dictum, announced that the holding would have been the same under
transferred intent.); Burton v. State, 394 S.W.2d 873 (Tenn. 1965).
porterfr.opn 1 8 Moreover, it is noted that, since the adoption of the 1989 CRIMINAL CODE , no supreme court
decision has addressed the issue of whether this state recognizes the doctrine of “transferred intent”
under the current code. Our Criminal Code, in large part an adoption of the MODEL PENAL CODE, did
not explicitly adopt the MODEL CODE’S approach which would have, in effect, incorporated “transferred
intent.” See MODEL PENAL CODE § 2.03. Generally, it is presumed that where the legislature includes
language in one section, but omits it in another section of the same act, the legislature acted
purposefully in the subject excluded. Additionally, the majority cites as authority this court’s decision
in State v. Summerall, 926 S.W.2d 272, 275 (Tenn. Crim. App. 1995). I do not find Summerall
dispositive of this issue as the opinion merely summarily adopts transferred intent without discussion
of our supreme court’s conflicting decision in Sullivan. See State v. Millen, (No. 02C01-9602-CR-
00049 (Tenn. Crim. App. at Jackson, Mar. 7, 1996).
For the foregoing reasons, I find application of the doctrine of transferred intent unnecessary.
____________________________________ DAVID G. HAYES, Judge
porterfr.opn 1 9