State v. Herrera

895 P.2d 359, 263 Utah Adv. Rep. 3, 1995 Utah LEXIS 30, 1995 WL 238609
CourtUtah Supreme Court
DecidedApril 21, 1995
Docket920209, 920265
StatusPublished
Cited by69 cases

This text of 895 P.2d 359 (State v. Herrera) is published on Counsel Stack Legal Research, covering Utah Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Herrera, 895 P.2d 359, 263 Utah Adv. Rep. 3, 1995 Utah LEXIS 30, 1995 WL 238609 (Utah 1995).

Opinions

[361]*361HOWE, Justice:

This is an appeal from two interlocutory orders entered in two cases which we have consolidated for appellate purposes. Defendants Tomas R. Herrera and Mikell Sweezey both challenge the constitutionality of Utah’s insanity defense as codified under Utah Code Ann. § 76-2-805 and other related sections.

FACTS

Since this is an interlocutory appeal, there has been only limited adjudication of the specific facts in either ease. The State concedes the following facts only so far as the limited issue of constitutionality is concerned.

State v. Herrera

Defendant Herrera shot and killed his ex-girlfriend, Claudia Martinez. He admitted to the police that he had been visiting “some girl” when “something snapped, something happened to him and he decided to go to the Martinez house and shoot Claudia.” He also admitted that he took his gun to her home and shot her twice in the head. He then chased her mother, Rosa Gonzales, into a bedroom where Claudia’s brother, Reuben Martinez, was sleeping. Herrera shot at both of them but missed. The police arrested Herrera shortly after the killing while he still had possession of the gun. He had not consumed any alcohol or drugs. He was charged with Claudia’s murder and with the attempted murder of the other two, all in violation of Utah Code Ann. § 76-5-203.

Herrera eventually pleaded not guilty by reason of insanity. He filed several motions attacking Utah’s statutory scheme as unconstitutional. The trial court upheld the insanity defense statutes, and Herrera petitioned for this interlocutory appeal.

State v. Sweezey

Steve Matthews was standing outside a hotel in downtown Salt Lake City when Sweezey approached. When Sweezey was ■within about eight feet, he pulled a gun from his backpack and shot Matthews in the face. The bullet entered Matthews’s left cheek but did not kill him. A security officer of the hotel heard Sweezey say, “They wrecked my home so I shot him.” Sweezey was charged with attempted murder in violation of Utah Code Ann. § 76-5-203.

Sweezey also filed several motions that are essentially identical to those filed by Herrera, attacking Utah’s insanity defense statutes. The trial court denied these motions, and we granted Sweezey’s interlocutory appeal.

STANDING ISSUES

Initially, there is a question whether either Herrera or Sweezey, at this early stage, has demonstrated that he has standing to challenge the statutes. However, it is an adequate showing of standing if an expert provides testimony or an affidavit asserting that a “viable issue of insanity” is involved in the case. State v. Rhoades, 119 Idaho 594, 809 P.2d 455, 459-60 (1991). Both Herrera and Sweezey presented such testimony, and we conclude that they have standing to bring this challenge.

ANALYSIS

I. Background

When John Hinckley was found not guilty by reason of insanity for shooting President Ronald Reagan and Press Secretary James Brady, public outrage prompted Congress and some states to reexamine their respective insanity defense laws. As a result, in 1983 Utah abolished the traditional insanity defense in favor of a new statutory scheme. State v. Young, 853 P.2d 327, 383 (Utah 1993); Utah Legislative Survey, 1984 Utah L.Rev. 115,151. Under Utah’s current scheme:

It is a defense to a prosecution under any statute or ordinance that the defendant, as a result of mental illness, lacked the mental state required as an element of the offense charged. Mental illness is not otherwise a defense.

Utah Code Ann. § 76-2-305(1). This amendment eradicated the prior law, which allowed a defendant to present an independent affirmative defense of insanity. In other words, the former statute permitted a defendant to defend on the ground that he or she commit[362]*362ted the act but did not understand that the act was wrong. The new law limits the defense to simply that the defendant did not have the requisite mens rea of the alleged crime. Young, 853 P.2d at 384.

A common example is helpful to illustrate the difference between the prior law and the new law. If A kills B, thinking that he is merely squeezing a grapefruit, A does not have the requisite mens rea for murder and would be acquitted under both the prior and the new law. See Wayne R. LaFave, Substantive Criminal Law 306, 315 (1987) (citing Model Penal Code § 4.01 cmt., at 166 (1985)) [hereinafter LaFave]. However, if A kills B, thinking that B is an enemy soldier and that the killing is justified as self-defense, then A has the requisite mens rea for murder and could be convicted under the new law but not under the prior law, because he knowingly and intentionally took another’s life. Under the amended provision, it does not matter whether A understood that the act was wrong. See Loren R. Roth, Tighten But Do Not Discard JAMA 2947-48 (June 8, 1984) (American Psychiatric Association analyzing mens rea approach to insanity defense); Wallace D. Riley, Reform Not Abolition, JAMA 2949 (June 8, 1984) (American Bar Association analyzing mens rea approach to insanity defense). The new law does away with the traditional affirmative insanity defense that the killing was perceived to be justifiable and therefore done with innocent intent. We will refer to the amended version as the mens rea model. See Harlow M. Huekabee, Avoiding the Insanity Defense Straight Jacket: The Mens Rea Route, 15 Pepp.L.Rev. 1, 25 (1987) [hereinafter Hucka-bee].

II. Legislative Responsibility

Determining accountability for criminal acts is a serious and difficult task. Government must balance society’s interests in order, protection, punishment, and deterrence with the particularly arduous responsibility of caring for the insane and mentally deficient. In formulating an insanity defense, government must carry out the demands of punishment and at the same time assure that those without guilty minds are not unjustly condemned. As one state supreme court justice observed, “In a very real sense, the confinement of the insane is the punishment of the innocent; the release of the insane is the punishment of society.” State v. Stacy, 601 S.W.2d 696, 704 (Tenn.1980) (Henry, J., dissenting).

This delicate balancing of public policy is better accomplished in the legislature than in the courts. United States Supreme Court Justice Black, dealing with the nebulous concepts of compulsion and mental disease, stated, “The range of problems created would seem totally beyond our capacity to settle at all, much less to settle wisely, and even the attempt to define these terms and thus to impose constitutional and doctrinal rigidity seems absurd in an area where our understanding is even today so incomplete.” Powell v. Texas, 392 U.S. 514, 546, 88 S.Ct. 2145, 2161, 20 L.Ed.2d 1254 (1968) (Black, J., concurring).

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Bluebook (online)
895 P.2d 359, 263 Utah Adv. Rep. 3, 1995 Utah LEXIS 30, 1995 WL 238609, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-herrera-utah-1995.