State of Alaska v. Eeoc

508 F.3d 476, 2007 WL 3287655
CourtCourt of Appeals for the Ninth Circuit
DecidedNovember 7, 2007
Docket07-70174
StatusPublished

This text of 508 F.3d 476 (State of Alaska v. Eeoc) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State of Alaska v. Eeoc, 508 F.3d 476, 2007 WL 3287655 (9th Cir. 2007).

Opinions

NOONAN, Circuit Judge:

The State of Alaska, Office of the Governor (the Governor’s Office) appeals the remand order of the United States Equal Employment Opportunity Commission (the EEOC) in a suit against the State of Alaska brought by two discharged members of the Governor’s Office. We hold that the suit is barred by the Eleventh Amendment and direct its dismissal.

FACTS AND PROCEEDINGS

In the election of November 1990, Governor Walter Hickel ran for reelection with Jack Coghill as his running mate for Lieutenant-Governor. Hickel and Coghill were elected. In a gesture to his ideologically-different running mate, Hickel appointed Margaret Ward (Ward) to be Director of the Office of the Governor in Anchorage and appointed Lydia Jones (Jones) to be one of his Special Staff Assistants in the same office. Both positions were exempt from civil service. Ward’s responsibilities as set out by her included supervision of “all operations of Governor’s Anchorage Regional Office, including personnel. Promote the goals and agenda of Governor Hickel and his administration.” Jones’ responsibilities, as set out in a staff description of the position, included response to the voluminous correspondence addressed to the governor and the handling of 350 to 450 telephone calls per day. The Special Assistants were expected to give “a friendly ear or helping hand for a constituent” and to be advocates of the governor’s programs in the legislature or with the public. The job description concluded: “It is a position of political sensitivity demanding ever-changing priorities and the flexibility to handle almost any type of problem.”

During his term of office, Lieutenant-Governor Coghill took steps to be able to run for governor in the 1994 election. By midsummer 1993, Ward was believed to be assisting his forthcoming campaign. The Governor’s Office suspected that Jones was assisting her. As a consequence of these suspicions, the Chief of Staff of the Governor’s Office directed the Director of Administrative Services to issue a memorandum to all senior staff in the Governor’s Office. Issued on September 23, 1993, the memo advised the senior staff of the legal limits on any campaign activities by them. On February 10, 1994, Ward received a warning against continuing her rumored campaign conduct. The next day, February 11, 1994, Ward reported to the Governor’s Office that Jones was complaining about sexual harassment. On February 15,1994, the Governor’s Office ordered an investigation. On March 11, 1994, Ward and Jones held a press conference in which they criticized Governor Hickel. They were at once placed on administrative leave. On April 22, 1994, when the Governor’s Office investigation was completed, their employment was terminated because of their alleged election activities.

On April 25, 1994, the Governor’s Office was served with complaints to the EEOC [478]*478by Jones and Ward. Jones’ complaint alleged that she had suffered sexual harassment by a male Special Staff Assistant and that she had been paid less than her male counterparts because of her gender and her race (black). Ward alleged that she had suffered sex discrimination and retaliatory discrimination. Filed as charges under Title VII of the Civil Rights Act, the charges were classified by the EEOC as falling under the Government Employee Rights Act (GERA). The case lay dormant until January 15, 2003.

Before the EEOC reopened the case, Jones died. Her widower, Kenneth Miller, alleged that he stepped into her shoes. The Governor’s Office, pleading immunity under the Eleventh Amendment and assorted other defenses, moved for summary judgment. On January 4, 2005, an Administrative Law Judge denied summary judgment on the other defenses, but doubted if he had jurisdiction to rule on immunity under the Eleventh Amendment and so made no ruling on this defense, certifying it to the EEOC itself. On December 14, 2006, the EEOC ruled that “an agency will not rule on the constitutionality of a statute that it is assigned to administer.” The EEOC remanded the case to the ALJ.

The Governor’s Office appeals.

ANALYSIS

Ordinarily we do not have jurisdiction to review an order that is not final. Such is the EEOC’s order of remand. But there are exceptions, and this case is one. See Puerto Rico Aqueduct & Sewer Auth. v. Metcalf & Eddy, Inc., 506 U.S. 139, 141, 113 S.Ct. 684, 121 L.Ed.2d 605 (1993) (holding that an order denying a State’s claim to Eleventh Amendment immunity is an appealable collateral order). We proceed to examine the merits of the immunity asserted by the Governor’s Office.

Amendment XI to the Constitution of the United States, adopted in 1798, reads: “The Judicial power of the United States shall not be construed to extend to any suit in law or equity, commenced or prosecuted against one of the United States by Citizens of another State, or by Citizens or Subjects of any Foreign State.” Amost a century later the Supreme Court of the United States expanded the extent of the immunity conferred on the States by adding citizens of the same State to the category of potential plaintiffs disabled from pursuing a remedy for a wrong alleged to have been committed by the State. Hans v. Louisiana, 134 U.S. 1, 10 S.Ct. 504, 33 L.Ed. 842 (1890).

The Eleventh Amendment textually poses no barrier to a suit by the United States or an agency of the United States against a State. But in 2002, it was held that the immunity of a State “extends beyond the literal text of the Eleventh Amendment.” Fed. Mar. Comm’n v. South Carolina State Ports Auth., 535 U.S. 743, 754, 122 S.Ct. 1864, 152 L.Ed.2d 962 (2002). The Supreme Court remarked that “we cannot imagine” that the Framers would have found it acceptable to compel a State to answer the complaints of private parties that were channeled through a federal agency. Id. at 760, 122 S.Ct. 1864. The dignity of a State would be compromised. Id. The EEOC is in no better position than the Federal Maritime Commission when it presents the complaint of two private persons.

Amendment XIV, however, imposes obligations on the States. Section 5 of the amendment provides: “The Congress shall have the power to enforce, by appropriate legislation, the provisions of this article.” The Fourteenth thus trumps the Eleventh if Congress legislates to enforce the Fourteenth and the legislation is appropriate. The Supreme Court has set [479]*479criteria for legislation to meet if the Supreme Court is to judge the legislation appropriate. The Court requires that Congress has “unequivocally expressed its intent to abrogate that immunity” and “acted pursuant to a valid grant of constitutional authority.” Kimel v. Fla. Bd. of Regents, 528 U.S. 62, 73, 120 S.Ct. 631, 145 L.Ed.2d 522 (2000).

In 1972, Congress held extensive hearings on discrimination in the treatment of the ten million or more employees of state and local governments. On the basis of these hearings, the relevant committees found extensive gender and racial discrimination by the States. See H.R.Rep. No. 92-238 (1971), reprinted in 1972 U.S.C.C.A.N. 2137, and S.Rep. No. 92-415 (1971).

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508 F.3d 476, 2007 WL 3287655, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-of-alaska-v-eeoc-ca9-2007.