State Ex Rel. Oklahoma Bar Ass'n v. Groshon

2003 OK 112, 82 P.3d 99, 74 O.B.A.J. 3526, 2003 Okla. LEXIS 122, 2003 WL 22952221
CourtSupreme Court of Oklahoma
DecidedDecember 16, 2003
DocketSCBD4663
StatusPublished
Cited by42 cases

This text of 2003 OK 112 (State Ex Rel. Oklahoma Bar Ass'n v. Groshon) is published on Counsel Stack Legal Research, covering Supreme Court of Oklahoma primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State Ex Rel. Oklahoma Bar Ass'n v. Groshon, 2003 OK 112, 82 P.3d 99, 74 O.B.A.J. 3526, 2003 Okla. LEXIS 122, 2003 WL 22952221 (Okla. 2003).

Opinions

OPALA, V.C.J.

T1 In this disciplinary proceeding against a lawyer, the issues to be decided are: (1) Does the record 1 submitted for our examination provide sufficient evidence for a meaningful de novo consideration of the complaint and of its disposition? and (2) Is a public censure and the payment of costs associated with this proceeding an appropriate disciplinary sanction for respondent's breach of professional discipline? We answer both questions in the affirmative.

I.

INTRODUCTION TO THE RECORD

12 The Oklahoma Bar Association (OBA) charged Robert F. Groshon, Jr. (Groshon or respondent), a licensed Oklahoma lawyer, with three counts of professional misconduct by filing a formal complaint in accordance with the provisions of Rule 6, Rules Governing Disciplinary Proceedings (RGDP).2 The complaint alleges in three counts Groshon's violation of the RGDP and the Oklahoma Rules of Professional Conduct (ORPC)3. The Bar rests its counts on ORPC Rules 1.1,4 1.7(b)(2)5 1.8(b),6 2.1,7 8.4(a) and (d),8 and [102]*102RGDP Rule 1.3;9 it withdraws its reliance on ORPC Rule 8.4(b).10

T3 The Professional Responsibility Tribunal (PRT) held a hearing on 24 June 2008 to consider the charges. The trial panel recognized for the record the parties admitted fact stipulations, conclusions of law and agreed disciplinary recommendation. Respondent concedes (by stipulation)that his conduct violates RGDP Rules 1.3 and ORPC Rules 1.1, 1.7(b)(2), 1.8(b), 2.1 and 8.4(a) and (d).

{4 Upon completion of the hearing and consideration of the stipulations and testimony on file, the trial panel issued its report (which incorporates the parties' stipulations). It recommends that the respondent (1) receive a public reprimand and (2) pay the costs of this proceeding.

IL.

THE RECORD BEFORE THE COURT PROVIDES SUFFICIENT EVI DENCE FOR A MEANINGFUL DE NOVO CONSIDERATION OF ALL FACTS RELEVANT TO THIS PROCEEDING

[1-4] 15 In a bar disciplinary proceeding this court functions as an adjudicative licensing authority that exercises exclusive original jurisdiction.11 Its authority rests on the constitutionally vested, nondelegable power to regulate the practice of law (which includes the ethics, licensure, and discipline of the State's legal practitioners)12 In deciding whether discipline is warranted and what sanction, if any, is to be imposed for the misconduct charged, this court conducts a nondeferential, full-seale de novo examination of all relevant facts,13 in which the findings, conclusions and recommendations of the trial [103]*103panel are neither binding nor persuasive.14 We are not restricted by the seope-of-review rules that govern corrective relief on appeal or in certiorari proceedings in which another tribunal's findings of fact may have to be left undisturbed by adherence to some law-imposed standards of deference.15

16 This court's duty can be discharged only if the trial panel submits a complete record of the proceedings.16 Our initial task is to ascertain whether the materials are sufficient to permit (a) an independent determination of the critical facts and (b) the crafting of an appropriate measure of discipline.17 The latter is that which (1) is consistent with the discipline imposed upon other lawyers who have committed similar acts of professional misconduct and (2) avoids the vice of visiting disparate treatment on the respondent lawyer.

T7 Groshon admits, and the proof supports, the charge of professional misconduct. Upon consideration of the record, we conclude that its contents are adequate for this court's de novo consideration of respondent's professional misconduct.

III.

FACTS ADMITTED BY STIPULATION

T8 The parties have tendered their stipulations by which respondent admits the facts which serve as the basis of the charges against him. A stipulation of fact is an agreement by the parties that a particular fact (or facts) in controversy stands admitted. It serves as an evidentiary substitute that dispenses with the need for proof of facts that are conceded by the parties' agreement. Stipulations are subject to the approval of the court in which they are entered.18 Respondent's fact stipulations (a) have been made voluntarily and with knowledge of their meaning and legal effect and (b) are not inconsistent with any facts otherwise established by the record. We henee approve and adopt the parties' tendered stipulations.

A.

Count I

T9 The charges against respondent arise from a client complaint that respondent made suggestive comments to and engaged in inappropriate touching of her of a sexual nature. Shortly after her divorce in February, 2000 Mrs. C. hired Groshon to represent her in an emergency hearing for child custody brought by her former husband.19 Recognizing that she did not have the funds to pay him at that time for his legal services, respondent agreed to allow her to make payments whenever she was able to do so.20 Respondent did not bill [104]*104her for this service, nor did Mrs. C. make any effort to pay.

110 Over the next few months Mrs. C. continued to call respondent concerning other matters relating to the child custody issue, including harassment and nonpayment of alimony by her former husband, possible modification of the divorce decree and repeated threats by the ex-husband of taking custody of the minor child. During one of these conversations respondent asked Mrs. C. if she would like to go out or meet him for drinks. She refused. Respondent stipulated that he was not aware of nor did he ever advise her of the possible conflict of interest which might arise should she have accepted this invitation.21 Respondent further admits that he made to his client various inappropriate and unprofessional comments of a sexual nature.22 Mrs. C. indicates that because she was uncomfortable with the situation at this time she contacted other lawyers but found that none was willing to allow her the same fee arrangement as did respondent.

B.

Count II

1 11 In September of 2000 Mrs. C. contacted Groshon and indicated that her former husband had filed a motion to modify the divorce decree, asking for full custody of the parties' minor child, and that he be released from the duties of support alimony. Respondent informed Mrs. C. that she needed to make an appointment with his partner to sign a fee agreement with the firm. She complied with this request. On 18 April 2001 Mrs. C. met with respondent in his office to prepare for trial. She became emotional and began to ery.23 Respondent came around his desk where Mrs. C. was sitting and embraced her. Respondent stipulates that he recalled the details of that meeting differently from Mrs. C.'s recollection but admits making improper sexual remarks to his client and touching Mrs. C. on both her breast and thigh.

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Bluebook (online)
2003 OK 112, 82 P.3d 99, 74 O.B.A.J. 3526, 2003 Okla. LEXIS 122, 2003 WL 22952221, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-ex-rel-oklahoma-bar-assn-v-groshon-okla-2003.