Stanton E. Collier v. United States

379 F.3d 1330, 2004 U.S. App. LEXIS 17111, 2004 WL 1832107
CourtCourt of Appeals for the Federal Circuit
DecidedAugust 17, 2004
Docket03-5126
StatusPublished
Cited by22 cases

This text of 379 F.3d 1330 (Stanton E. Collier v. United States) is published on Counsel Stack Legal Research, covering Court of Appeals for the Federal Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Stanton E. Collier v. United States, 379 F.3d 1330, 2004 U.S. App. LEXIS 17111, 2004 WL 1832107 (Fed. Cir. 2004).

Opinion

PAULINE NEWMAN, Circuit Judge.

Stanton E. Collier appeals the decision of the United States Court of Federal Claims dismissing his complaint for lack of subject matter jurisdiction and failure to state a claim upon which relief can be granted. 1 We affirm the decision.

*1331 BACKGROUND

Mr. Collier was employed as a Patent Advisor with the Department of the Air Force at the Hanscom Air Force Base in Massachusetts. In August 1985 he was promoted to grade GS-14, in which he served until his retirement in May 2000. In February 1986 he was assigned the position of Supervisory Patent Advisor, which was also a GS-14 position. His performance plan required him to perform the duties of the Chief of the Division, a GS-15 position, in the chiefs absence. Mr. Collief states that for twenty-four months he performed the duties of the Chief, who was not “absent” but had retired. When he was not selected for the Chief position, Mr. Collier filed a grievance for back pay, seeking the difference between the GS-15 compensation of the Chief position and the GS-14 compensation at which he had been paid.

When his grievance was denied, Mr. Collier filed suit in the Court of Federal Claims, which granted the government’s motion to dismiss. This appeal followed.

DISCUSSION

Mr. Collier presented four issues: that the government breached a contract with him established by a performance plan requiring him to perform the duties of the Division Chief in the latter’s absence; that the government took the salary to which he was entitled, in violation of the Fifth Amendment to the Constitution; that the government owed him compensation under the Back Pay Act, 5 U.S.C. § 5596; and that he had an independent cause of action in the Court of Federal Claims. The Court of Federal Claims dismissed the independent cause of action, breach of contract, and Back Pay Act claims for lack of jurisdiction, and dismissed the Fifth Amendment taking claim for failure to state a claim upon which relief can be granted. Mr. Collier does not appeal the dismissal of the taking claim. He argues that for the three remaining counts the Court of Federal Claims failed to construe the facts in the complaint in his favor, and that there were various errors of law and fact.

The Contract Claim

Mr. Collier alleges that the Performance Plan entered into between him and his supervisor, which states that Mr. Collier will assume the duties of the Chief of the Division in the latter’s absence, is an enforceable contract. Section 10E of the Plan states that Mr. Collier “[a]cts as Deputy Chief of the Division in the absence of the Chief and performs the duties of that position.” The Plan does not provide for increased compensation when Mr. Collier is called upon to perform these duties.

The Court of Federal Claims observed that Civil Service employees hold their positions by appointment, not contract. It is undisputed that Mr. Collier held a Civil Service appointment. See Chu v. United States, 773 F.2d 1226, 1229 (Fed.Cir.1985) (“[AJbsent specific legislation, federal employees derive the benefits and emoluments of their positions from appointment rather than from any contractual or quasi-contractual relationships with the government.”).

The court also observed that even if Mr. Collier’s appointment did not bar his entry into a contract of employment, no statute or regulation granted his supervisor the authority to enter into an employment contract by way of a Performance Plan that might change the conditions and pay of employment. Mr. Collier cites Army Air Force Exchange Service v. Sheehan, 456 U.S. 728, 102 S.Ct. 2118, 72 L.Ed.2d 520 (1982) and House v. United States, 14 Cl. Ct. 32 (1987) as cases which admit of the possibility of an employment contract with the government. However, neither case controls Mr. Collier’s situation.

*1332 In Sheehan an employee of the Army Air Force Exchange Service, a nonappropriated fund instrumentality of the United States, sued for breach of contract because his discharge was allegedly in violation of the Service’s regulations. Noting that a nonappropriated fund instrumentality can employ individuals either by appointment or by contract, the Court examined the circumstances of Mr. Sheehan’s employment. Finding that he was employed by appointment, the Court rejected his contract claims:

Although respondent alleges that he was employed, both initially and upon entering the EMP, by express employment contracts, he points to nothing in the record or in the relevant AAFES regulations that substantiates that claim. In fact, his complaint supports the contrary view.... Respondent’s selection to the EMP plainly was pursuant to appointment.

456 U.S. at 735-36, 102 S.Ct. 2118.

In House this precedent was applied to former employees of the Service Department of the United States Senate, who alleged breach of employment contracts, stemming from their discharges. Stating that “it is well established that barring some explicit agreement to the contrary entered into by a federal officer having authority to contract, federal personnel do not have contractual relationships with the Government,” the Claims Court (now the Court of Federal Claims) determined that the former employees had been appointed to their positions, and dismissed their contract causes of action.

Mr. Collier argues that it is self evident that a government official at the level of his supervisor has the authority to bind the government in contract. However, any general contracting authority that his supervisor might have is not relevant to this situation. As an appointed employee, Mr. Collier did not have an employment contract with the government, and did not acquire such a contract through his job description or performance plan. The Court of Federal Claims correctly dismissed the contract claim.

Back Pay Act

Mr. Collier states that he presented a prima facie claim under the Back Pay Act, 5 U.S.C. § 5596, which provides:

(b)(1) An employee of an agency who, on the basis of a timely appeal or an administrative determination (including a decision relating to an unfair labor practice or a grievance) is found by appropriate authority under applicable law, rule, regulation, or collective bargaining agreement, to have been affected by an unjustified or unwarranted personnel action which has resulted in the withdrawal or reduction of all or part of the pay, allowances, or differentials of the employee—
(A) is entitled, on correction of the personnel action, to receive for the period for which the personnel action was in effect—

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Bluebook (online)
379 F.3d 1330, 2004 U.S. App. LEXIS 17111, 2004 WL 1832107, Counsel Stack Legal Research, https://law.counselstack.com/opinion/stanton-e-collier-v-united-states-cafc-2004.