Smith v. United States

114 Fed. Cl. 691, 2014 WL 794192, 2014 U.S. Claims LEXIS 149
CourtUnited States Court of Federal Claims
DecidedFebruary 21, 2014
Docket1:13-cv-00094
StatusPublished
Cited by13 cases

This text of 114 Fed. Cl. 691 (Smith v. United States) is published on Counsel Stack Legal Research, covering United States Court of Federal Claims primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Smith v. United States, 114 Fed. Cl. 691, 2014 WL 794192, 2014 U.S. Claims LEXIS 149 (uscfc 2014).

Opinion

ORDER AND OPINION

CAMPBELL-SMITH, Chief Judge

Lieutenant Colonel David R. Smith (Lt. Col. Smith or plaintiff) claims that he was entitled to certain job protections specified in the Air National Guard Instructions (ANGI). 1 He asserts that the Tennessee Air National Guard violated these instructions when it failed to restore him to a position in the Active Guard Reserve following a tour of duty he performed at the Naval War College. 2 See Am. Compl. ¶¶ 4.1-4.2, 4.4, ECF No. 7; see also Pl.’s Br. Supp. Summ. J. Admin. R. 3-4, ECF No. 19 (Pl.’s Mot. for JAR).

Lt. Col. Smith also claims that his career status in the Active Guard Reserve entitled him to continued employment therein. See Am. Compl. ¶¶3.3, 4.2, 4.4; see also Pl.’s Mot. for JAR 3-4. He contends that the Tennessee Air National Guard violated an Air National Guard Instruction when it failed to provide him with a position in the Active Guard Reserves, upon the completion of his Naval War College tour of duty. See Am. *694 Compl. ¶¶ 3.3, 4.2, 4.4; see also Pl.’s Mot. for JAR 3-4.

Lt. Col. Smith seeks damages of back pay, benefits and restoration to a position in the Active Guard Reserve. Am. Compl. 4; see also Pl.’s Mot. for JAR 4.

The government filed the administrative record (AR) in May 2013. ECF No. 11. Plaintiff filed his first motion to supplement the administrative record in July 2013, ECF No. 16, which the court granted, ECF No. 18. Thereafter, the parties filed cross-motions for judgment on the administrative record. Plaintiff subsequently filed a second motion to supplement the administrative record, to which defendant filed a response in opposition. Pursuant to Rule 52.1(c)(3) of the Rules of the United States Court of Federal Claims (RCFC), defendant did not file an answer. All motions are fully briefed and are ripe for decision.

For the reasons explained below, plaintiffs second motion to supplement the administrative record is GRANTED; plaintiffs motion for judgment on the administrative record is DENIED; and defendant’s motion for judgment on the administrative record is GRANTED.

Before evaluating the parties’ motions for judgment on the administrative record, the court addresses plaintiffs second motion to supplement the administrative record.

I. PLAINTIFF’S SECOND MOTION TO SUPPLEMENT THE ADMINISTRATIVE RECORD

Plaintiff seeks to add to the administrative record previously filed in this matter, see ECF Nos. 11 & 16-2, the June 10, 2010 Order pursuant to which he attended the Naval War College, see June 10, 2010 Order, ECF No. 23, at 3-6 (2010 Order). Plaintiff asserts that this 2010 Order is an important part of his personnel file and provides relevant evidence for this court’s consideration. See Pl.’s 2d Mot. to Supplement 1, ECF No. 23.

Defendant opposes plaintiffs motion. Defendant argues that the 2010 Order was superseded by a June 24, 2011 Order (2011 Order) already in the administrative record. See Def.’s Resp. to Pl.’s 2d Mot. to Supplement 1, ECF No. 25. Defendant further argues that the 2010 Order has only marginal relevance and is cumulative of orders already in the administrative record. See id.

A. Legal Standard

The rules of this court specify that “[wjhen proceedings before an agency are relevant to a decision in a case, the administrative record of those proceedings must be certified by the agency and filed with the court.” RCFC 52.1(a).

When a decision is reached by other than formal adjudication, the decision is deemed an informal agency decision. While it has been noted that the administrative record informing such decisions may be less clearly defined than the l’ecord in a formal adjudication, guiding principles nonetheless exist. See 3 Charles H. Koch, Jr., Admin. Law & Practice § 8.27[1] (3d ed. Mar.2013). The administrative record to be considered by a reviewing court shall include all the materials compiled by the agency before it made its decision. See id. (citing Nat’l Audubon Soc’y v. Hoffman, 132 F.3d 7, 14 (2d Cir.1997); Sierra Club v. Slater, 120 F.3d 623, 637-38 (6th Cir.1997); Northcoast Envtl. Ctr. v. Glickman, 136 F.3d 660, 665 (9th Cir.1998)).

It is understood that “the focal point for judicial review should be the administrative record already in existence, not some new record made initially in the reviewing court.” Camp v. Pitts, 411 U.S. 138, 142, 93 S.Ct. 1241, 36 L.Ed.2d 106 (1973). Limiting review to the administrative record before the agency at the time it made its decision ensures that the reviewing court does not convert the arbitrary and capricious standard, under which it properly reviews an agency decision, into a de novo review. See Axiom Res. Mgmt., Inc. v. United States, 564 F.3d 1374, 1380 (Fed.Cir.2009) (citation omitted).

“[T]he administrative record, ... should be supplemented only if the existing record is insufficient to permit meaningful review consistent with the [Administrative Procedure Act].” Axiom, 564 F.3d at 1381 *695 (emphasis added); see also Holmes v. United States, 98 Fed.Cl. 767, 780 (2011) (“To perform an effective review pursuant to the [APA], the court must have a record containing the information upon which the agency relied when it made its decision as well as any documentation revealing the agency’s decision-making process.”) (citation omitted).

The standards for the admission of additional documents to the administrative record differ depending on whether the proposed document would complete the filed administrative record, or supplement it. See Line Gov’t Servs., LLC v. United States, 95 Fed.Cl. 155, 158 (2010) (order denying a motion to supplement the administrative record); see also Joint Venture of Comint Sys. Corp. v. United States, 100 Fed.Cl. 159, 167 (2011) (order granting-in-part a motion to supplement the administrative record) (stating that the “[a]dmission of new evidence into an agency-assembled record is a separate and distinct issue from completing the record through incorporation of materials generated or considered by the agency itself during the procurement process”).

If an agency omits information that was generated and considered by the agency, then it is “properly part of the administrative record,” and is admissible to complete the record, not to supplement it. Linc, 95 Fed.Cl. at 158 (citation omitted) (denying motion to complete record because the material was never before the agency); see also Kerr Contractors, Inc. v.

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Bluebook (online)
114 Fed. Cl. 691, 2014 WL 794192, 2014 U.S. Claims LEXIS 149, Counsel Stack Legal Research, https://law.counselstack.com/opinion/smith-v-united-states-uscfc-2014.