Smith v. Boehringer Ingelheim Pharmaceuticals

CourtDistrict Court, D. Connecticut
DecidedAugust 19, 2025
Docket3:24-cv-01266
StatusUnknown

This text of Smith v. Boehringer Ingelheim Pharmaceuticals (Smith v. Boehringer Ingelheim Pharmaceuticals) is published on Counsel Stack Legal Research, covering District Court, D. Connecticut primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Smith v. Boehringer Ingelheim Pharmaceuticals, (D. Conn. 2025).

Opinion

UNITED STATES DISTRICT COURT DISTRICT OF CONNECTICUT STEPHEN SMITH, ) CASE NO. 3:24-cv-01266 (KAD) Plaintiff, ) ) v. ) ) BOEHRINGER INGELHEIM ) AUGUST 19, 2025 PHARMACEUTICALS, LLC, ) Defendant.

MEMORANDUM OF DECISION RE: MOTION TO COMPEL ARBITRATION (ECF NO. 20)

Kari A. Dooley, United States District Judge: Plaintiff Stephen Smith (“Plaintiff” or “Smith”) commenced this action via complaint filed July 30, 2024, and thereafter filed the operative Amended Complaint on September 20, 2024. He asserts the following claims against Defendant Boehringer Ingelheim Pharmaceuticals, LLC (“Defendant” or “Boehringer”), his former employer: gender/sex discrimination in violation of Title VII of the Civil Rights Act of 1964, 42 U.S.C. § 2000e-2(a)(1) (“Title VII”) (Count One); gender/sex discrimination in violation of the Connecticut Fair Employment Practices Act, Conn. Gen Stat. § 46a-60 et seq (the “CFEPA”) (Count Two); retaliation/hostile work environment based on sex in violation of Title VII (Count Three); retaliation/hostile work environment based on sex in violation of the CFEPA (Count Four); hostile work environment based on sex in violation of Title VII (Count Five); hostile work environment based on sex in violation of the CFEPA (Count Six); breach of the covenant of good faith and fair dealing (Count Seven); and intentional infliction of emotional distress (Count Eight). Am. Compl., ECF No. 19, at 1. Plaintiff further requests a declaratory judgment that his claims are not subject to arbitration, pursuant to the Ending of Forced Arbitration in Sexual Assault and Sexual Harassment Act (“EFAA”), 9 U.S.C. § 402(a) (Count Nine). Id. On September 30, 2024, Defendant filed the instant Motion to Compel Arbitration seeking an order compelling arbitration as well as a stay of this action pursuant to the Federal Arbitration Act (“FAA”) and an employment arbitration agreement (the “Arbitration Agreement” or the “Agreement”) executed by the parties. See Def.’s Mot. to Compel, ECF No. 20; Def.’s Mem. in

Supp., ECF No. 21. In response, Plaintiff argues that the hostile work environment and/or retaliation claims in his Amended Complaint plausibly allege a “sexual harassment dispute” within the meaning of the EFAA, rendering all of his claims exempt from arbitration. See Pl.’s Opp’n, ECF No. 28. Defendant filed a Reply in support of its motion on December 2, 2024. See Def.’s Reply, ECF No. 31. For the reasons that follow, Defendant’s Motion to Compel Arbitration is GRANTED, and this matter is STAYED pending same. Standard of Review The FAA provides that “[a] written provision in any . . . contract evidencing a transaction involving commerce to settle by arbitration a controversy thereafter arising out of such contract or transaction . . . shall be valid, irrevocable, and enforceable, save upon such grounds as exist at law

or in equity for the revocation of any contract.” 9 U.S.C. § 2. “The FAA embodies a national policy favoring arbitration founded upon a desire to preserve the parties’ ability to agree to arbitrate, rather than litigate, their disputes.” Doctor’s Assocs., Inc. v. Alemayehu, 934 F.3d 245, 250 (2d Cir. 2019) (quotation marks, alteration, and citation omitted). A party aggrieved by another party’s failure or refusal to arbitrate may petition the district court for an order directing that arbitration commence in the manner provided for in the parties’ agreement. 9 U.S.C. § 4. In deciding whether arbitration must be compelled, the Court applies a standard comparable to that applied on a motion for summary judgment. See Schnabel v. Trilegiant Corp., 697 F.3d 110, 113 (2d Cir. 2012) (citing Bensadoun v. Jobe-Riat, 316 F.3d 171, 175 (2d Cir. 2003)). Thus, “[w]hile it is generally improper to consider documents not appended to the initial pleading or incorporated in that pleading by reference in the context of a Rule 12(b)(6) motion to dismiss, it is proper (and in fact necessary) to consider such extrinsic evidence when faced with a motion to compel arbitration.” Guida v. Home Sav. of Am., Inc., 793 F. Supp. 2d 611, 613 n.2 (E.D.N.Y. 2011) (quotation marks and

citations omitted). Background The Arbitration Agreement Plaintiff was employed by Boehringer at its United States headquarters in Ridgefield, Connecticut, from September 2016 through August, 2023. Am. Compl. at ¶ 14. Plaintiff accepted Boehringer’s offer of employment by signing an offer letter on September 19, 2016. Def.’s Mem. in Supp. at 2; Def.’s Mem. in Supp., Ex. B (“Offer Letter”), ECF No. 21-1 at 7–10.1 The letter expressly stated that the offer of employment was “contingent upon [Plaintiff] acknowledging receipt and acceptance of the Boehringer Ingelheim Employment Arbitration Agreement and Rules (the Agreement) by signing the Acknowledgement of the Agreement that is enclosed with this

letter.” Offer Letter at 9. Plaintiff signed the acknowledgment the same day. Id. at 10. The Arbitration Agreement provides, in relevant part: This Arbitration Agreement makes arbitration the required and exclusive forum for the resolution of all disputes (except for those set forth in paragraph 4 below) arising out of or in any way related to employment based on legally protected rights (e.g., statutory, equitable, regulatory, contractual or common law rights) that may arise between an employee or former employee and the Company… including, without limitation, claims, demands or actions under Title VII of the Civil Rights Act of 1964, the Civil Rights Acts of 1866 and 1991, the Age Discrimination in Employment Act of 1967, the Americans with Disabilities Act of 1990, the Family and Medical Leave Act of 1993, the Fair Labor Standards Act of 1938, the Equal Pay Act of 1963, the Worker Adjustment and Retraining Notification Act, and all amendments thereto and any other federal, state or local statute, regulation or common law doctrine regarding employment, employment discrimination,

1 Defendant filed all exhibits to its Memorandum in Support as a single attachment at ECF No. 21-1. For ease of reference, when citing to those exhibits the Court cites to the page numbers provided by the CM/ECF system. harassment, the terms and conditions of employment, termination of employment, compensation, breach of contract, defamation, retaliation, or whistleblowing (such as, for example, the New Jersey Law Against Discrimination).

Ex. C (“Arbitration Agreement”) at 12. The Agreement also specifies potential claims that it does not cover, including Worker’s Compensation claims, ERISA claims, and claims “which by federal law may not be subject to mandatory pre-dispute arbitration.” Id. at 13. Allegations2 During his seven years working for Boehringer, Plaintiff was the Vice President (“VP”) of the department called National and Regional Payor Sales (“Payor Sales”), where he reported to the Senior VP (“SVP”) for the “Primary Care” department. Am. Compl. at ¶¶ 15–18. Plaintiff replaced another VP, Christine Marsh (“Marsh”), in that role. Id. at ¶ 19. Prior to Plaintiff’s hiring, Marsh was reassigned as the head of “Market Access,” a position to which Plaintiff did not report, but which reported directly to Boehringer’s President. Id. Shortly after he started, Plaintiff had a conversation with Marsh in which she answered him using a “hostile” tone. Id. at 20.

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Bluebook (online)
Smith v. Boehringer Ingelheim Pharmaceuticals, Counsel Stack Legal Research, https://law.counselstack.com/opinion/smith-v-boehringer-ingelheim-pharmaceuticals-ctd-2025.