Rosauro Quintero v. Klaveness Ship Lines, Torvald Klaveness & Co. A/s v. Rosauro Quintero and Frank Sloan

914 F.2d 717
CourtCourt of Appeals for the Fifth Circuit
DecidedNovember 21, 1990
Docket89-3810, 90-3013
StatusPublished
Cited by63 cases

This text of 914 F.2d 717 (Rosauro Quintero v. Klaveness Ship Lines, Torvald Klaveness & Co. A/s v. Rosauro Quintero and Frank Sloan) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fifth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Rosauro Quintero v. Klaveness Ship Lines, Torvald Klaveness & Co. A/s v. Rosauro Quintero and Frank Sloan, 914 F.2d 717 (5th Cir. 1990).

Opinion

GEE, Circuit Judge.

The central issue on appeal is whether a district court may prevent relitigation of a choice-of-law determination made pursuant to its forum non conveniens dismissal of a seaman’s personal injury claims. We conclude that, under the facts of this case, it may do so.

In reaching this conclusion, we first hold that a district court has discretion to issue an injunction to prevent relitigation of a choice-of-law determination made pursuant to a forum non conveniens dismissal. Second, we hold that a forum non conve-niens dismissal that includes a choice-of-law determination is a determination on the merits and may properly be granted with prejudice. Third, in our de novo review, we conclude that Philippine law governs this controversy. Fourth, we note that the district court did not on the facts of this case abuse its discretion by refusing to compel answers to two disputed interrogatories. Fifth, we conclude that the district court did not abuse its discretion by determining that forum non conveniens dismissal was appropriate in this case. Sixth, we hold that a district court may make a choice-of-law determination while evaluating a forum non conveniens dismissal motion if it first determines that an adequate alternative forum is available. Finally, we conclude that the district court did not abuse its discretion by denying a motion for voluntary dismissal because we find that, under the facts of this case, loss of a federal forum non conveniens defense constitutes plain legal prejudice. Accordingly, we affirm the judgment of the district court.

Background

This case began when a Filipino sailor was injured while unloading a Liberian-registered, Norwegian-owned ship docked in the 1 Port of New Orleans. In September 1986, Rosauro Quintero filed suit against Torvald Klaveness & Co. A/S (Klaveness) in the Eastern District of Louisiana seeking damages for injuries he sustained while unloading the M/V Barwa/ In July 1987, Mr. Quintero filed a parallel suit for the same injuries in Louisiana state court, later amending his state petition to include the Barwa interests as plaintiff. In April 1988, the federal district court issued a final judgment dismissing Mr. Quintero’s suit under the doctrine of forum non conve-niens. In January 1989, our Court vacated this judgment and remanded the case with instructions that the district court reconsider its decision in light of the law as modified by In re Air Crash Disaster Near New Orleans, 821 F.2d 1147 (5th Cir.1987), vacated and remanded sub nom., Pan American World Airways, Inc. v. Lopez, — U.S. -, 109 S.Ct. 1928, 104 L.Ed.2d 400 reinstated in pertinent part, 883 F.2d 17 (5th Cir.1989).

*720 After remand, Mr. Quintero filed a motion to dismiss his federal suit. The district court denied Mr. Quintero’s motion, but later granted Klaveness’s motion for forum, non conveniens dismissal. The district court also specified that the forum non conveniens dismissal was with prejudice. As part of its forum non conveniens analysis, the district court determined that Philippine law should govern the controversy. Based on this determination, the district court granted Klaveness’s request for an injunction preventing Mr. Quintero from relitigating the choice-of-law issue in his still pending Louisiana state court proceeding. Mr. Quintero appeals the district court’s actions.

The real dispute on appeal is whether Mr. Quintero will be permitted to relitigate the choice-of-law issue, either in his pending state action or in another forum. To achieve his goal of relitigation, Mr. Quinte-ro advances seven points of error. We believe the issues raised are most effectively addressed in the following order:

(1) Whether the district court erred either as a matter of law or by abusing its discretion by enjoining Mr. Quintero from relitigating the choice-of-law issue in his Louisiana state court action;

(2) whether the district court abused its discretion by dismissing Mr. Quintero's complaint with prejudice;

(3) whether the district court erred when it determined that Philippine law should govern this controversy;

(4) whether the district court abused its discretion by refusing to compel Klaveness to answer two interrogatories dealing with the choice-of-law issue;

(5) whether the district court abused its discretion by dismissing Mr. Quintero’s complaint on the basis of forum non con-veniens;

(6) whether the district court erred as a matter of law by making a choice-of-law determination prior to its dismissal for forum non conveniens; and

(7) whether the district court abused its discretion by denying Mr. Quintero’s motion for voluntary dismissal.

Enjoining Relitigation

Mr. Quintero contends that the district court either erred as a matter of law or abused its discretion when it enjoined him from relitigating the choice-of-law issue in Louisiana state court. We disagree. As a matter of law, the injunction is squarely within the relitigation exception of the Anti-Injunction Act, 28 U.S.C. § 2283. In dicta, the United States Supreme Court has noted that the relitigation exception of the Anti-Injunction Act allows a federal court to enjoin state court relit-igation of a federal choice-of-law determination made pursuant to a forum non con-veniens dismissal. See Chick Kam Choo v. Exxon Corp., 486 U.S. 140, 108 S.Ct. 1684, 1691-92, 100 L.Ed.2d 127 (1988). In Chick Kam Choo, the federal district court had determined that Singapore law governed a controversy and later dismissed the action for forum non conveniens. The Supreme Court reasoned that finding Singapore law controlling necessarily precluded the application of state law, and that “an injunction preventing relitigation of [the choice-of-law] issue in state court is within the scope of the relitigation exception to the Anti-Injunction Act.” Id. at 1692.

Mr. Quintero correctly points out, however, that the district court must exercise discretion in deciding whether to issue an injunction. See id. Mr. Quintero contends that the district court abused its discretion, asserting that there is no evidence to support the district court’s conclusion that the injunction was necessary to prevent irreparable harm. In a related vein, he contends that principles of res judicata are sufficient to protect Klaveness’s interest in the choice-of-law determination. Again, we must disagree with Mr. Quintero’s contentions. First, Klaveness maintained that the cost of relitigating the choice-of-law or res judicata issue in state court would irreparably injure Klaveness.

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Bluebook (online)
914 F.2d 717, Counsel Stack Legal Research, https://law.counselstack.com/opinion/rosauro-quintero-v-klaveness-ship-lines-torvald-klaveness-co-as-v-ca5-1990.