Rolland v. Cellucci

191 F.R.D. 3, 2000 U.S. Dist. LEXIS 519, 2000 WL 60927
CourtDistrict Court, D. Massachusetts
DecidedJanuary 10, 2000
DocketNo. Civ.A. 98-30208-KPN
StatusPublished
Cited by24 cases

This text of 191 F.R.D. 3 (Rolland v. Cellucci) is published on Counsel Stack Legal Research, covering District Court, D. Massachusetts primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Rolland v. Cellucci, 191 F.R.D. 3, 2000 U.S. Dist. LEXIS 519, 2000 WL 60927 (D. Mass. 2000).

Opinion

MEMORANDUM WITH REGARD TO APPROVAL OF SETTLEMENT AGREEMENT (Docket No. 115)

NEIMAN, United States Magistrate Judge.

The parties have entered into a proposed settlement involving a certified class of “adults vrath mental retardation and other developmental disabilities in Massachusetts who resided in ... nursing facilities on or after October 29, 1998, or who are or should be screened for admission to nursing facilities.” (Order of Class Certification (Docket No. 49); see Mem. and Order with Regard to Pis.’ Mot. for Class Certification (Docket No. 48).) At issue is the parties’ joint request that the court, in accord with Fed.R.Civ.P. 23(e), determine that their proposal is fair, adequate and reasonable. In making this determination, the court must compare the substantive terms of the agreement with the likely results of the trial and consider the negotiating process by 'which the settlement was reached. See Duhaime v. John Hancock Mut. Life Ins. Co., 177 F.R.D. 54, 67 [5]*5(D.Mass.1997); Weinberger v. Kendrick, 698 F.2d 61, 69 (2d Cir.1982).

For the reasons which follow, the court finds that the proposed settlement is fair, adequate and reasonable under the circumstances and hereby orders its approval. In so finding, the court affirms its preliminary ruling that the interests of the class as a whole would be better served if the litigation were resolved through the proposed settlement rather than pursued through trial. (See Preliminary Finding of Fairness and Scheduling Order (“Prelim. Finding”) (Docket No. 117).)

I. BACKGROUND

After attempting to resolve their claims directly with the Commissioner of the Massachusetts Department of Mental Retardation (“DMR”) over a period of at least six months, Plaintiffs filed the present lawsuit on October 29, 1998, seeking broad systemic relief on behalf of all persons with mental retardation or other developmental disabilities who were, had been, or would be residents of nursing facilities in the Commonwealth. The suit was brought on behalf of seven individuals and two organizations, ARC Massachusetts (“ARC”) and the Stav-ros Center for Independent Living (collectively “Plaintiffs”). In their complaint, as amended, Plaintiffs set forth a number of claims arising out of the Nursing Home Reform Amendments, 42 U.S.C. § 1396r, various Medicaid provisions of the Social Security Act, 42 U.S.C. § 1396 et seq., and the Americans With Disabilities Act, 42 U.S.C. § 12101 et seq. (“ADA”). Named as defendants were the Governor of Massachusetts, the Commissioner of DMR, the Secretaries of the Massachusetts Executive Office of Administration and Finance and Executive Office of Health and Human Services, and the Commissioners of the Departments of Public Health, the Massachusetts Rehabilitation Commission and the Division of Medical Assistance (“DMA”) (collectively “Defendants”). Plaintiffs’ motion for class certification was approved, with certain modifications, on February 2, 1999, which the court thereafter refused to stay. (See Mem. and Order with Regard to Defs.’ Mot. to Stay Class-Wide Disc, and Claims for Class-Wide Relief Pending Appeal (Docket No. 62).) Defendants’ subsequent motion to dismiss was denied on June 4, 1999. See Rolland v. Celluc-ci, 52 F.Supp.2d 231 (D.Mass.1999).

The day before an evidentiary hearing was scheduled to begin with respect to Plaintiffs’ motion for a preliminary injunction, a motion which focused on specialized services that Plaintiffs asserted were being denied the class, the parties reached an interim agreement. (See Agreement in Lieu of Prelim. Inj. Regarding Provision of Specialized Services (“Interim Agreement”) (Docket No. 71).) That agreement, approved by the court on March 11, 1999, provided that all persons for whom specialized services had been recommended by Defendants’ agent, Metro-West, would receive those services within the ensuing thirteen months. The matter was thereafter set for a full trial commencing November 1, 1999, on all issues regarding both specialized services and community placement.

After extensive discovery, which necessitated the court’s intervention on occasion, Defendants filed a motion for summary judgment on September 22, 1999. Plaintiffs sought and obtained an extension to file their response and, thereafter, the parties engaged in extended settlement discussion with a jointly-selected mediator. The mediation process continued over the course of two weeks in October and, according to the parties, entailed seven lengthy sessions totaling more than fifty hours. At the end of the process, the parties entered into an agreement (hereinafter the “Settlement Agreement”) which, the parties represent, addresses all issues raised by Plaintiffs in their amended complaint.

On October 26, 1999, the court approved the Settlement Agreement on a preliminary basis and required the parties to send a court-sanctioned notice to all class members by November 5, 1999. (See Prelim. Finding; Joint Notice Regarding Settlement (“Joint Notice”) (Docket No. 121).) A fairness hearing was held on December 17,1999, at which time the court heard from the parties’ respective attorneys, two witnesses and, upon request, an attorney for a class of plain[6]*6tiffs in a separate consolidated case, Ricci v. Okin, Civil Action Nos. 72-0469-T, 74-2768-T, 75-3910-T, 75-5023-T and 75-5210-T. The parties’ presentations supplemented extensive memoranda. At the conclusion of the hearing, the court indicated that it intended to approve the Settlement Agreement. It now memorializes in detail its reasons for such approval.

II. PRESUMPTION OF REASONABLENESS

The proponents of a class settlement can obtain “a strong initial presumption that the compromise is fair and reasonable” by establishing that the settlement was reached after arms-length negotiations, that the proponents’ attorneys have experience in similar cases, that there has been sufficient discovery to enable counsel to act intelligently, and that the number of objectors or their relative interest is small. Galdi Sec. Corp. v. Propp, 87 F.R.D. 6, 9 (S.D.N.Y.1979). See Cotton v. Hinton, 559 F.2d 1326, 1330 (5th Cir.1977); Bussie v. Allmerica Fin. Corp., 50 F.Supp.2d 59, 77 (D.Mass.1999). The court must also establish that the parties validly consented, that reasonable notice was given, and that no term of the settlement violates federal law. Durrett v. Hous. Auth. of City of Providence, 896 F.2d 600, 604 (1st Cir. 1990).

This case warrants a strong initial presumption that the parties’ compromise is fair and reasonable. The issues presented by the parties were vigorously contested before the court and the parties entered into mediated discussions only after the completion of extensive discovery. Moreover, there is no question that the settlement was reached after arms-length negotiations.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Meaden v. HarborOne Bank
D. Massachusetts, 2023
Six v. Loancare, LLC
S.D. West Virginia, 2022
Hinkle v. Matthews
S.D. West Virginia, 2018
Bezdek v. Vibram USA Inc.
79 F. Supp. 3d 324 (D. Massachusetts, 2015)
Rolland v. Patrick
946 F. Supp. 2d 226 (D. Massachusetts, 2013)
Rolland v. Patrick
592 F.3d 242 (First Circuit, 2010)
In re Mills Corp. Securities Litigation
265 F.R.D. 246 (E.D. Virginia, 2009)
Callan v. Christian Audigier, Inc.
263 F.R.D. 564 (C.D. California, 2009)
Hawkins v. HHS
2004 DNH 023 (D. New Hampshire, 2004)
Rolland v. Romney
292 F. Supp. 2d 268 (D. Massachusetts, 2003)
United States v. Tennessee
256 F. Supp. 2d 768 (W.D. Tennessee, 2003)
Rolland v. Romney
318 F.3d 42 (First Circuit, 2003)
Silva v. Nat’l Telewire Corp.
2000 DNH 197 (D. New Hampshire, 2000)
Rolland v. Cellucci
106 F. Supp. 2d 128 (D. Massachusetts, 2000)

Cite This Page — Counsel Stack

Bluebook (online)
191 F.R.D. 3, 2000 U.S. Dist. LEXIS 519, 2000 WL 60927, Counsel Stack Legal Research, https://law.counselstack.com/opinion/rolland-v-cellucci-mad-2000.