Rolland v. Patrick

946 F. Supp. 2d 226, 2013 WL 2322761, 2013 U.S. Dist. LEXIS 75698
CourtDistrict Court, D. Massachusetts
DecidedMay 23, 2013
DocketCivil Action No. 98-30208-KPN
StatusPublished

This text of 946 F. Supp. 2d 226 (Rolland v. Patrick) is published on Counsel Stack Legal Research, covering District Court, D. Massachusetts primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Rolland v. Patrick, 946 F. Supp. 2d 226, 2013 WL 2322761, 2013 U.S. Dist. LEXIS 75698 (D. Mass. 2013).

Opinion

FINAL MEMORANDUM AND ORDER

NEIMAN, United States Magistrate Judge.

There may have been some question in this class action lawsuit about the need for a final hearing on May 8, 2013, given the parties’ agreement that the case had run its course and should be dismissed. But as in our personal lives — with births, significant events and deaths — this case too deserved a rite of passage, to mark the [227]*227occasion, explore lessons learned, and look to the future. Hence the hearing, hence this final memorandum and order.

The Consent Decree

As the parties know, “[a] consent decree is a negotiated agreement that is entered as a judgment of the court.” Johnson v. Lodge # 93 of Fraternal Order of Police, 393 F.3d 1096, 1101 (10th Cir.2004). “ ‘Consent decrees, therefore, have characteristics both of contracts and of final judgments on the merits.’ ” Id. (quoting Sinclair Oil Carp. v. Scherer, 7 F.3d 191, 193 (10th Cir.1993)). Thus, it is more than just a voluntary agreement; it is also a final order that “places the power and prestige of the court behind the compromise struck by the parties.” Williams v. Vukovich, 720 F.2d 909, 920 (6th Cir.1983).

Here, the parties’ agreement required the expiration of the decree if certain benchmarks were reached. In particular, Paragraph 50 of the Settlement Agreement on Active Treatment — the superseding agreement entered by the parties in March of 2008 and approved by the court on June 16, 2008 (hereinafter the “Second Settlement Agreement”) — provided as follows: “[i]f the court determines that 640 class members have been transitioned from nursing facilities to the community, with appropriate supports, and that the [Court] Monitor’s individual recommendations for active treatment have been implemented, this case shall be dismissed.” The latter of these two requirements was limited by Paragraph 33 of the agreement to those class members who were not recommended for community placement.

To the uninitiated, of course, these paragraphs may appear somewhat opaque, making reference as they do to “class members,” “transition[s]” from “nursing facilities,” “community placement,” “Monitor,” and “active treatment.” And therein lies the tale of this litigation.

History of the Litigation

On October 28, 1998, seven named plaintiffs filed a complaint on behalf of themselves and more than 1600 nursing residents in Massachusetts with intellectual and other developmental disabilities (“1/ DD”), challenging what they claimed was their unnecessary confinement and segregation in nursing facilities, as well as the lack of federally-mandated specialized services in those facilities. The complaint, as amended, alleged that Defendants were violating several federal statutes, including the Nursing Home Reform Amendments (“NHRA”) to the Medicaid Act, 42 U.S.C. § 1396r(e)(7) and its implementing regulations, 42 C.F.R. § 483.100 et seq., the Americans with Disabilities Act (“ADA”), 42 U.S.C. § 12101 et seq., and other provisions of the Medicaid Act, such as reasonable promptness, 42 U.S.C. § 1396a(a)(8), comparability, § 1396a(a)(10)(B)(i), freedom of choice, § 1396n(c)(2)(C), and Intermediate Care Facilities for the Mentally Retarded (“ICF/MR”), § 1396d(d).

The court certified the class, reconfigured at its request, over the objections of Defendants, who argued that their opposition cut across all elements of Fed.R.Civ.P. 23(a). See Rolland v. Cellucci, 1999 WL 34815562 (D.Mass. Feb. 2, 1999). Among other things, the court found that “the representative class members present substantially similar factual situations giving rise to common legal issues. The fact that individual class members may have somewhat different needs, or may have entered the nursing homes through different processes, or may be entitled to or need different services,” the court continued, “does not justify denying class certification.” Id. at *7.

Soon thereafter, Defendants sought to dismiss the action. Prior to ruling on that [228]*228motion, however, and a day before a scheduled hearing in March of 1999 on Plaintiffs’ motion for a preliminary injunction focused on “specialized services,” the parties entered into a provisional agreement, soon approved by the court, requiring Defendants to provide such services to class members. Thereafter, on June 4, 1999, the court denied Defendants’ motion to dismiss. Although the parties agreed that the NHRA was enacted to quell overutilization of nursing home care for those not in need of institutionalization, the court found it necessary to address, and ultimately reject, Defendants’ argument that the NHRA and its implementing regulations were unenforceable. See Rolland v. Cellucci, 52 F.Supp.2d 231, 234-36 (D.Mass.1999).

In a similar fashion — namely, on the eve of a hearing in October of 1999 on Plaintiffs’ motion for a preliminary injunction focused on “community placement” — the parties, after extensive discovery, negotiation and mediation, entered into a more comprehensive settlement (the “First Settlement Agreement”). This agreement incorporated the interim March 1999 agreement and required as well that Defendants (a) provide specialized services in the form of “active treatment” to all class members on an accelerated timetable, (b) create a “diversion” program to prevent unnecessary nursing facility admissions, and (c) establish a “community placement” schedule to move more than 1100 class members out of nursing facilities and into community residences over a seven-year period from 2000 to 2007. In addition, the parties agreed that an independent expert was to monitor Defendants’ progress and compliance.

Following a fairness hearing, the court approved the First Settlement Agreement and entered it as its own order on January 10, 2000. See Rolland v. Cellucci, 191 F.R.D. 3 (D.Mass.2000). In doing so, however, the court recognized certain inherent limitations to the settlement, including the speed of implementation and uncertain funding. Nonetheless, the court found the parties’ agreement reasonable and balanced in light of the Supreme Court’s recent pronouncements in Olmstead v. L.C., ex rel. Zimring, 527 U.S. 581, 119 S.Ct. 2176, 144 L.Ed.2d 540 (1999), that community placement was mandated by the ADA subject to available state resources. In particular, the court was impressed with that part of the First Settlement Agreement which would coordinate the efforts of state agencies and thereby avoid having a “forgotten generation of people” fall through the cracks. Rolland, 191 F.R.D. at 15. As for community residences, the court cited the testimony of Dr. K.

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Related

Missouri v. Jenkins
495 U.S. 33 (Supreme Court, 1990)
Olmstead v. L.C.
527 U.S. 581 (Supreme Court, 1999)
Johnson v. Lodge 93 of the Fraternal Order of Police
393 F.3d 1096 (Tenth Circuit, 2004)
Rolland v. Romney
318 F.3d 42 (First Circuit, 2003)
Rolland v. Patrick
592 F.3d 242 (First Circuit, 2010)
United States v. Commonwealth of Massachusetts
890 F.2d 507 (First Circuit, 1989)
Rolland v. Patrick
483 F. Supp. 2d 107 (D. Massachusetts, 2007)
Rolland v. Romney
273 F. Supp. 2d 140 (D. Massachusetts, 2003)
Rolland v. Cellucci
138 F. Supp. 2d 110 (D. Massachusetts, 2001)
Rolland v. Patrick
562 F. Supp. 2d 176 (D. Massachusetts, 2008)
Rolland v. Cellucci
198 F. Supp. 2d 25 (D. Massachusetts, 2002)
Rolland v. Cellucci
52 F. Supp. 2d 231 (D. Massachusetts, 1999)
Rolland v. Cellucci
191 F.R.D. 3 (D. Massachusetts, 2000)
Williams v. Vukovich
720 F.2d 909 (Sixth Circuit, 1983)

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Bluebook (online)
946 F. Supp. 2d 226, 2013 WL 2322761, 2013 U.S. Dist. LEXIS 75698, Counsel Stack Legal Research, https://law.counselstack.com/opinion/rolland-v-patrick-mad-2013.