Robert E. Moore, a Single Man v. The United Kingdom, a Foreign Government Kenneth Southall John Does, I-X

384 F.3d 1079, 2004 U.S. App. LEXIS 19889, 2004 WL 2173311
CourtCourt of Appeals for the Ninth Circuit
DecidedSeptember 23, 2004
Docket01-36146
StatusPublished
Cited by43 cases

This text of 384 F.3d 1079 (Robert E. Moore, a Single Man v. The United Kingdom, a Foreign Government Kenneth Southall John Does, I-X) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Robert E. Moore, a Single Man v. The United Kingdom, a Foreign Government Kenneth Southall John Does, I-X, 384 F.3d 1079, 2004 U.S. App. LEXIS 19889, 2004 WL 2173311 (9th Cir. 2004).

Opinion

BERZON, Circuit Judge.

This case, which centers on a January 1997 bar fight in Tacoma, Washington, raises several questions of first impression in this circuit. Central among them is whether the North Atlantic Treaty Organization Status of Forces Agreement (NATO-SOFA), June 19, 1951, 4 U.S.T. 1792, TIAS No. 2846, precludes suit against the United Kingdom under the Foreign Sovereign Immunities Act of 1976 (FSIA), 28 U.S.C. §§ 1602 et seq., for noncommercial torts committed by its servicemen while present within the United States. We conclude that, pursuant to the NATO-SOFA, Moore’s exclusive tort remedy based on the allegations in his complaint is a suit against the United States under the Federal Tort Claims Act (FTCA), 28 U.S.C. § 2671 et seq. We therefore affirm the district court’s dismissal of Moore’s FSIA claim for lack of jurisdiction. We also affirm the district court’s dismissal of Moore’s claim under the Freedom of Information Act (FOIA), 5 U.S.C. § 552, albeit on different grounds.

I. Background

On the evening of January 17, 1997, Kenneth Southall and several other members of the British military started a bar fight with Robert E. Moore, the plaintiff-appellant in this case, at the Lakewood Bar and Grill in Tacoma, Washington. 1 Moore sustained serious injuries in the altercation. On January 11, 2000, Moore filed this lawsuit, against Southall, ten unnamed members of the British military, and the government of the United Kingdom, in the United States District Court for the Western District of Washington. The complaint stated two counts: Count I, styled as a “Freedom of Information Act request,” seeks an order against the British government requiring the production of certain documents related to the incident. Count II seeks damages against Southall, the Doe co-defendants, and the United Kingdom, under the noncommercial tort exception to the FSIA, 28 U.S.C. § 1605(a)(5).

*1082 When none of the defendants appeared in the district court, Moore filed a motion for an order of default. Shortly thereafter, the United States filed an application for leave to appear as amicus curiae, along with a “Suggestion of Lack of Subject Matter Jurisdiction.” The district court granted the application, and, on October 18, 2001, ruled that it lacked subject-matter jurisdiction and, for that reason, declined to resolve any of the outstanding default and disclosure issues.

Specifically, the court held that, because of the NATO-SOFA,

Moore’s only claim giving rise to jurisdiction in this Court is a claim against the armed forces of the host nation itself. Because Moore’s claim is against the United Kingdom, rather than the United States, and directly implicates British forces while in the line of duty within the United States, this Court lacks subject matter jurisdiction.

(citation omitted). Because the district court found that it also lacked jurisdiction over the FOIA claim against the United Kingdom, it dismissed that claim as well. After so concluding, the district court dismissed the case without prejudice. This timely appeal followed.

II. Analysis

A. The Foreign Sovereign Immunities Act of 1976

The existence of subject matter jurisdiction under the FSIA is a question of law reviewed de novo. In re Estate of Ferdinand Marcos, Human Rights Litig., 25 F.3d 1467, 1470 (9th Cir.1994). Enacted in 1976, the Foreign Sovereign Immunities Act is:

a comprehensive statute containing a “set of legal standards governing claims of immunity in every civil action against a foreign state or its political subdivisions, agencies, or instrumentalities.” The Act “codifies, as a matter of federal law, the restrictive theory of sovereign immunity,” and transfers primary responsibility for immunity determinations from the Executive to the Judicial Branch.

Republic of Austria v. Altmann, — U.S. -, -, 124 S.Ct. 2240, 2249, 159 L.Ed.2d 1 (2004) (quoting Verlinden B.V. v. Cent. Bank of Nigeria, 461 U.S. 480, 488, 103 S.Ct. 1962, 76 L.Ed.2d 81 (1983)) (citations omitted). The FSIA thus ordinarily “ ‘provides the exclusive source of subject matter jurisdiction over suits involving foreign states and their instrumen-talities,’ ” as “ ‘foreign states are presumed to be immune from the jurisdiction of United States courts unless one of the Act’s exceptions to immunity applies.’ ” Coyle v. P.T. Garuda Indonesia, 363 F.3d 979, 983 n. 5 (9th Cir.2004) (quoting Gates v. Victor Fine Foods, 54 F.3d 1457, 1459 (9th Cir.1995)) (citations omitted).

Subject-matter jurisdiction for claims brought against foreign states under the FSIA is conferred by 28 U.S.C. § 1330(a), 2 which provides that

The district courts shall have original jurisdiction ... of any nonjury civil action against a foreign state as defined in section 1603(a) of this title as to any claim for relief in personam with respect to which the foreign state is not entitled to immunity either under sections 1605-1607 of this title or under any applicable international agreement. 3

*1083 Thus, federal courts have been held to have jurisdiction over foreign states as defendants under the FSIA only when that state is not entitled to immunity — that is, when one of the statutory exceptions applies. See, e.g., Altmann, — U.S. at -, 124 S.Ct. at 2249 (“ ‘At the threshold of every action in a district court against a foreign state, ... the court must satisfy itself that one of the exceptions applies,’ as ‘subject-matter jurisdiction in any such action depends’ on that application.” (quoting Verlinden, 461 U.S. at 493-94, 103 S.Ct. 1962)); Saudi Arabia v. Nelson, 507 U.S. 349, 355, 113 S.Ct. 1471, 123 L.Ed.2d 47 (1993) (“[Ujnless a specified exception applies, a federal court lacks subject matter-jurisdiction over a claim against a foreign state.”). 4

One of the Act’s exceptions from immunity, the “non-commercial tort” exception, applies to suits

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384 F.3d 1079, 2004 U.S. App. LEXIS 19889, 2004 WL 2173311, Counsel Stack Legal Research, https://law.counselstack.com/opinion/robert-e-moore-a-single-man-v-the-united-kingdom-a-foreign-government-ca9-2004.