Philip Morris Inc. v. Harshbarger

122 F.3d 58
CourtCourt of Appeals for the First Circuit
DecidedAugust 18, 1997
Docket97-1372
StatusPublished
Cited by187 cases

This text of 122 F.3d 58 (Philip Morris Inc. v. Harshbarger) is published on Counsel Stack Legal Research, covering Court of Appeals for the First Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Philip Morris Inc. v. Harshbarger, 122 F.3d 58 (1st Cir. 1997).

Opinion

STAHL, Circuit Judge.

This appeal implicates the constitutionality of a Massachusetts statute requiring manufacturers of tobacco products to disclose the additives and nicotine-yield ratings of then-products to the state’s public health department. See Mass. Gen. Laws ch. 94, § 307B (the “Disclosure Act”). Plaintiffs-appellants, various manufacturers of cigarette and smokeless tobacco products (collectively, “the manufacturers”), 1 appeal the district court’s grant of summary judgment in favor of defendants-appellees, the Attorney General of the Commonwealth of Massachusetts and the Massachusetts Public Health Commissioner (collectively, the “Commonwealth”). 2 The district court ruled that neither the Federal Cigarette Labeling and Advertising Act, as amended (the “FCLAA”), 15 U.S.C. §§ 1331-41, nor the Comprehensive Smokeless Tobacco Health Education Act of 1986 (the “Smokeless Tobacco Act”), 15 U.S.C. §§ 4401-08, preempts enforcement of the Disclosure Act. We affirm the district court’s ruling, and hold that the Massachusetts Disclosure Act survives the manufacturers’ preemption challenge.

I.

Prior Proceedings

On August 2, 1996, the day Massachusetts enacted the Disclosure Act, the cigarette manufacturers and smokeless tobacco manufacturers separately filed complaints in the district court claiming that the FCLAA and the Smokeless Tobacco Act preempt the state law by operation of the Supremacy Clause of the U.S. Constitution. Their complaints also allege that the Disclosure Act violates the Constitution’s Commerce Clause, Full Faith and Credit Clause, Fourteenth Amendment Due Process Clause, and Takings Clause. The parties cross-moved for summary judgment in each case on the preemption claim only. 3 After denying the manufacturers’ motions and granting the Commonwealth’s motions, the district court amended its orders to certify the rulings for immediate appeal. See 28 U.S.C. § 1292(b). We accepted interlocutory review of the orders. This appeal, therefore, presents only the preemption issue.

*62 II.

Standard of Review

We review the district court’s summary judgment ruling de novo. Grenier v. Vermont Log Bldgs., Inc., 96 F.3d 559, 562 (1st Cir.1996). 4 The ultimate determination whether federal law preempts the Massachusetts Disclosure Act presents a legal question subject to plenary review. See United States v. Rhode Island Insurers’ Insolvency Fund, 80 F.3d 616, 619 (1st Cir.1996).

III.

Background

We begin our discussion with a review of the Massachusetts Disclosure Act and the allegedly preempting federal laws, the FCLAA and the Smokeless Tobacco Act. In so doing, we consider the statutes’ respective texts along with the relevant historical and legislative contexts in which they were enacted. See Wood v. General Motors Corp., 865 F.2d 395, 404 (1st Cir.1988) (“In determining questions of preemption, a court ‘must examine the [act’s] language against the background of its legislative history and historical context.’ ” (quoting California Federal Sav. & Loan Ass’n v. Guerra, 479 U.S. 272, 284, 107 S.Ct. 683, 691, 93 L.Ed.2d 613 (1987))). Next, we set forth controlling preemption principles. Finally, we turn to the question whether the federal statutes in question either expressly or impliedly preempt the state statute. We note here that the Supreme Court’s splintered decision in Cipollone v. Liggett Group, Inc., 505 U.S. 504, 112 S.Ct. 2608, 120 L.Ed.2d 407 (1992) heavily influences, and in part controls, much of our analysis.

A. The Disclosure Act

The Massachusetts Disclosure Act, the first state law of its kind, requires “any manufacturer of cigarettes, snuff or chewing tobacco sold in the commonwealth” to provide the Massachusetts Department of Public Health with a yearly report that lists for each brand of product (1) any added constituents “in descending order according to weight, measure, or numerical count,” and (2) nicotine yield ratings “which shall accurately predict nicotine intake for average consumers.” Mass. Gen. Laws ch. 94, § 307B. 5 The Disclosure Act permits public access to the information reported upon an appropriate finding by the department. Specifically, the Disclosure Act provides:

The nicotine yield ratings so provided, and any other such information in the annual reports with respect to which the department determines that there is a reasonable scientific basis for concluding that the availability of such information could reduce risks to public health, shall be public records.

Id.

The public health department may not reveal the information, however, “unless and until the attorney general advises that such disclosure would not constitute an unconstitutional taking.” Id. Despite the apparent limitations on the public health department’s ability to disclose reported information, the record evidence strongly indicates that Massachusetts officials intend to publicize the information. At oral argument before us, the Commonwealth avoided direct questions on this issue, asserting that the department’s potential publication of the information was irrelevant for the purposes of preemption analysis. For the purposes of this case, we assume that the department will make the information publicly available at the first legal and practical opportunity.

By all indications, the purpose of the Disclosure Act is to further the public health and education in the use of tobacco products. Most tellingly, the law prefaces its require *63 ments with the phrase, “For the purpose of protecting the public health.” Mass. Gen. Laws. ch. 94, § 307B. In addition, a press release from the Massachusetts Executive Department released the same day the law was enacted describes the Disclosure Act as a “consumer protection law” intended to foster educated decision-making on the part of the consuming public when choosing specific tobacco products and brands.

B. The Federal Laws

1. FCLAA

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122 F.3d 58, Counsel Stack Legal Research, https://law.counselstack.com/opinion/philip-morris-inc-v-harshbarger-ca1-1997.