New York State Department of Social Services v. Dublino

413 U.S. 405, 93 S. Ct. 2507, 37 L. Ed. 2d 688, 1973 U.S. LEXIS 47
Supreme Court of the United States·Decided June 21, 1973·No. 72-792·Published·Cited by 551 cases

Opinions

Mb. Justice Powell

delivered the opinion of the Court.

The question before us is whether the Social Security Act of 1935, 49 Stat. 620, as amended, bars a State from [407] independently requiring individuals to accept employment as a condition for receipt of federally funded aid to families with dependent children. More precisely, the issue is whether that part of the Social Security Act known as the Federal Work Incentive Program (WIN) preempts the provisions of the New York Social Welfare Law commonly referred to as the New York Work Rules. A brief description of both the state and federal programs will be necessary.

The Work Rules were enacted by New York in 19711 [408] as part of Governor Rockefeller’s efforts to reorganize the New York Welfare Program. Their aim, as explained by the Governor, is to encourage “the young and able-bodied, temporarily in need of assistance through no fault of their own, to achieve the education and the skills, the motivation and the determination that will make it possible for them to become increasingly self-sufficient, independent citizens who can contribute to and share in the responsibility for their families and our society.” 2

To achieve this, the Work Rules establish a presumption that certain recipients of public assistance are employable3 and require those recipients to report every two weeks to pick up their assistance checks in person; to file every two weeks a certificate from the appropriate public employment office stating that no suitable employment opportunities are available; to report for [409] requested employment interviews; to report to the public employment office the result of a referral for employment; and not to fail willfully to report for suitable employment, when available. In addition to establishing a system of referral for employment in the private sector of the economy, the Work Rules permit the establishment of public works projects in New York’s social service districts.4 Failure of “employable” persons to participate in the operation of the Work Rules results in a loss of assistance.5

Like the Work Rules, WIN is designed to help individuals on welfare “acquire a sense of dignity, self-worth, and confidence which will flow from being recognized as a wage-earning member of society . . . ,” 42 U. S. C. § 630 (1970 ed., Supp. I). The program was enacted as part of the 1967 amendments to the Social Security Act,6 whereby States were required to incorporate WIN into their Aid to Families With Dependent Children (AFDC) [410] plans. 42 U. S. C. §§ 602 (a)(19), 630 et seq. (1970 ed. and Supp. I). Every state AFDC plan must provide that certain “employable” individuals, as a condition for receiving aid, shall register for manpower services, training, and employment under regulations promulgated by the Secretary of Labor. 42 U. S. C. § 602 (a) (19) (A) (1970 ed., Supp. I).7 Available services, to be provided by the State, must include “such health, vocational rehabilitation, counseling, child care, and other social and supportive services as are necessary to enable such indi-dividuals to accept employment or receive manpower training_” 42 U. S. C. § 602 (a) (19) (G) (1970 ed., [411] Supp. I). After the required services have been provided, the State must certify to the Secretary of Labor those individuals who are ready for employment or training programs, 42 U. S. C. §§ 602 (a)(19)(G), 632, 633 (1970 ed. and Supp. I).8 Employment consists both of work in the regular economy and participation in public service programs. 42 U. S. C. §§ 630, 632, 633 (1970 ed. and Supp. I). As with the Work Rules, cooperation in WIN is necessary for employable individuals to continue to receive assistance.

In the court below, appellees, New York public assistance recipients subject to the Work Rules, challenged those Rules as violative of several provisions of the Constitution and as having been pre-empted by the WIN provisions of the Federal Social Security Act. The three-judge District Court rejected all but the last contention. 348 F. Supp. 290 (WDNY 1972). On this point, it held that “for those in the AFDC program, WIN preempts” 9 the New York Work Rules. Id., at 297.10 As [412] this holding not only affected the continued operation of the New York Rules but raised serious doubts as to the viability of the supplementary work programs in 22 States, we set the cause for argument, 409 U. S. 1123 (1973).11 We now reverse this holding.

I

The holding of the court below affects the Work Rules only insofar as they apply to AFDC recipients. 348 F. Supp., at 297, 300 and n. 5. New York’s Home Relief program, for example — a general state assistance plan for which there is no federal reimbursement or support12 — remains untouched by the court’s pre-emption ruling. As to AFDC participants, however, the decision below would render the Work Rules inoperative and hold WIN “the exclusive manner of applying the carrot and stick” in efforts to place such recipients in gainful employment. Id., at 300.13

Free access — add to your briefcase to read the full text and ask questions with AI

New York State Department of Social Services v. Dublino, 413 U.S. 405, 93 S. Ct. 2507, 37 L. Ed. 2d 688, 1973 U.S. LEXIS 47 (1973).

413 U.S. 405 (New York State Department of Social Services v. Dublino) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

Related

Lao v. Wickes Furniture Co., Inc.
455 F. Supp. 2d 1045 (C.D. California, 2006)
Eastern Vanguard Forex Ltd. v. Arizona Corp. Commission
79 P.3d 86 (Court of Appeals of Arizona, 2003)
Garcia v. Wyeth-Ayerst Laboratories
265 F. Supp. 2d 825 (E.D. Michigan, 2003)
Pharmaceutical Research & Manufacturers of America v. Thompson
259 F. Supp. 2d 39 (District of Columbia, 2003)
Pagarigan v. Superior Court
126 Cal. Rptr. 2d 124 (California Court of Appeal, 2002)
Shell Oil Co. v. U.S. Department of Labor
106 F. Supp. 2d 15 (District of Columbia, 2000)
Steiner v. Dowling
914 F. Supp. 25 (N.D. New York, 1995)
Sabine Consolidated, Inc. v. State
806 S.W.2d 553 (Court of Criminal Appeals of Texas, 1991)
Environmental Encapsulating Corp. v. City of New York
666 F. Supp. 535 (S.D. New York, 1987)
Deel v. Lukhard
641 F. Supp. 784 (W.D. Virginia, 1986)
Massachusetts Medical Society v. Dukakis
637 F. Supp. 684 (D. Massachusetts, 1986)
Simpson v. Heckler
630 F. Supp. 736 (E.D. Pennsylvania, 1986)
Rowe v. Pierce
622 F. Supp. 1030 (District of Columbia, 1985)
Sears, Roebuck & Co. v. Brown
641 F. Supp. 878 (D. Connecticut, 1985)
Mallen v. Merrill Lynch Futures, Inc.
623 F. Supp. 203 (N.D. Georgia, 1985)
Elsworth v. Beech Aircraft Corp.
691 P.2d 630 (California Supreme Court, 1984)
L & L Started Pullets, Inc. v. Gourdine
592 F. Supp. 367 (S.D. New York, 1984)