United States v. Lowry

512 F.3d 1194, 2008 U.S. App. LEXIS 876, 2008 WL 141851
CourtCourt of Appeals for the Ninth Circuit
DecidedJanuary 16, 2008
Docket06-10469
StatusPublished
Cited by11 cases

This text of 512 F.3d 1194 (United States v. Lowry) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Lowry, 512 F.3d 1194, 2008 U.S. App. LEXIS 876, 2008 WL 141851 (9th Cir. 2008).

Opinion

BYBEE, Circuit Judge:

In this case we are presented with a question of first impression: Who bears the burden of proof when a defendant is charged with occupation of Forest Service land in violation of 36 C.F.R. §§ 261.10(b) and (k)? Must the prosecution prove that the defendant does not have individual aboriginal title, or is the claim an affirmative defense? We hold that the occupant claiming individual aboriginal title bears the burden of demonstrating such title as an affirmative defense. Applying that standard, we conclude that the defendant in this case failed to meet this burden, and we affirm the judgment of the district court upholding the defendant’s convictions.

I

Congress has charged the Secretary of Agriculture with “regulating] the[ ] occupancy and use” of the national forests by “rules and regulations.” 16 U.S.C. § 551. Any person violating such regulations may be tried before a magistrate judge and, if convicted, punished. Id. Under the Secretary’s regulations, no one may “possess[] ... occupy[ ], or otherwise us[e] National Forest System lands for residential purposes without a special-use authorization, or as otherwise authorized by Federal law or regulation.” 36 C.F.R. § 261.10(b). Section 261.10(k) similarly prohibits the “[u]se or occupancy of National Forest System land or facilities without special-use authorization when such authorization is required.”

There are effectively three ways that a claimant may be authorized to occupy national forest lands. First, a claimant may receive special-use authorization. See 36 C.F.R. §§ 251.50, 251.52, 251.55. Second, she may claim authorization under the Forest Allotment Act, which permits Indians who are “not entitled to an allotment on any existing Indian reservation, or for whose tribe no reservation has been provided” to apply for an allotment. 25 U.S.C. § 337. The Secretary of the Interi- or may grant such allotment if the Secretary of Agriculture finds that the land is more valuable for agricultural or grazing purposes than for the timber. Id.; see 43 C.F.R. §§ 2533.1, 2533.2. Third, she may claim individual aboriginal title to the land under the authority of the Supreme Court’s decision in Cramer v. United States, 261 U.S. 219, 43 S.Ct. 342, 67 L.Ed. 622 (1923). See United States v. Dann, 873 F.2d 1189 (9th Cir.1989).

The Karuk people have occupied the Oak Bottom area of the Klamath National Forest in northern California from time immemorial. Karen Lowry, a Karuk Indi *1196 an, has resided on property located in the Oak Bottom area since approximately 1983. Lowry has not received a special-use authorization, nor has the Secretary of Interior granted Lowry an Indian allotment of land on this site. Oak Bottom encompasses a large area, including a Forest Service campground and work center, a 6.5 acre parcel known as Indian Allotment 280, and Lowry’s current residence, comprising about five acres. Indian Allotment 280, which is approximately fifty yards from Lowry’s residence, was granted to Oak Bottom Jack, one of Lowry’s relatives, and has passed to relatives other than Lowry. Lowry’s great-great-grandfather, Nupas, resided in the Oak Bottom area at least until 1900. Her great-great-grandmother, Mahkhawa’da, resided in a two-story log cabin located on the property now occupied by Lowry. The dates of Mahkhawa’da’s residence are unclear, but it appears that she was forced off the property by white miners at some point in the early 1900s. Mahkhawa’da later returned to the property after the miners left.

Lowry’s paternal grandmother, Bessie Tripp, was born in the area in the 1870s. Bessie was not raised on the land currently occupied by Lowry, but in a “house up at the upper end.” Bessie left the area to attend school and subsequently got married, though she returned on the weekends and during some summers. In 1926, Bessie took up permanent residence on Indian Allotment 280. Lowry resided with Bessie on Indian Allotment 280 until Lowry was eleven years old, when she was placed in foster care. Lowry occasionally returned to Oak Bottom to visit Bessie, although Lowry did not take up residence on the property she currently occupies until about April 1983, after Bessie’s death on December 6,1982.

In the late 1980s, the Forest Service accused Lowry of trespassing on Forest Service lands and encouraged her to obtain an Indian allotment for the land she occupied. She applied for an allotment in 1987. 1 On July 13, 1990, a Forest Service Supervisor determined that the land was not available for allotment because of its location within the Wild and Scenic River corridor of the Salmon River. The Supervisor also noted several other reasons that an allotment could not be granted, including Lowry’s statutory ineligibility and her failure to substantiate the agricultural uses of the land. When Lowry requested that the Supervisor permit her to reopen the proceedings, the Supervisor refused, citing the lack of any new information that would result in issuance of the allotment. California Indian Legal Services sent the Supervisor a “Notice of Appeal” on Lowry’s behalf, which the Supervisor denied because the governing regulations did not permit an administrative appeal in Lowry’s case. Lowry sought no further relief.

On August 8, 2003, the government charged Lowry with occupancy of Forest Service land in violation of 36 C.F.R. §§ 261.10(b) and (k). 2 Prior to trial, the government filed a motion in limine to exclude evidence that the government’s denial of Lowry’s application for an Indian allotment was arbitrary and capricious. The magistrate judge granted this motion *1197 and precluded evidence related to Lowry’s application. Before the magistrate judge, Lowry claimed a right to aboriginal title under Cramer, 261 U.S. 219, 43 S.Ct. 342, 67 L.Ed. 622, because her family had resided in the area since at least the late 1800s.

On August 30, 2005, after a two-day trial, the magistrate judge found Lowry guilty of unlawful occupancy. He rejected Lowry’s argument that she was authorized to occupy the land, holding that authorization is an affirmative defense as to which Lowry had not met her burden of proof. The magistrate judge also considered Lowry’s challenges to the denial of her allotment application.

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Bluebook (online)
512 F.3d 1194, 2008 U.S. App. LEXIS 876, 2008 WL 141851, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-lowry-ca9-2008.