Proveris Scientific Corp. v. Innovasystems, Inc.

536 F.3d 1256, 87 U.S.P.Q. 2d (BNA) 1602, 2008 U.S. App. LEXIS 16492, 2008 WL 2967100
CourtCourt of Appeals for the Federal Circuit
DecidedAugust 5, 2008
Docket2007-1428
StatusPublished
Cited by42 cases

This text of 536 F.3d 1256 (Proveris Scientific Corp. v. Innovasystems, Inc.) is published on Counsel Stack Legal Research, covering Court of Appeals for the Federal Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Proveris Scientific Corp. v. Innovasystems, Inc., 536 F.3d 1256, 87 U.S.P.Q. 2d (BNA) 1602, 2008 U.S. App. LEXIS 16492, 2008 WL 2967100 (Fed. Cir. 2008).

Opinion

SCHALL, Circuit Judge.

This is a patent infringement case. In-novasystems, Inc. (“Innova”) appeals from the final judgment of the United States District Court for the District of Massachusetts that it infringed claims 3-10 and 13 of United States Patent No. 6,785,400 (the “'400 patent”) owned by Proveris Scientific Corporation (“Proveris”). Proveris Scientific Corp. v. Innovasystems, Inc., No. 05-12424 (D.Mass. May 11, 2007). On appeal, Innova argues that the district court erred in ruling that the so-called “safe harbor” provision of the Drug Price Competition and Patent Term Restoration Act of 1984, known as the “Hatch-Wax-man Act,” Pub.L. No. 98-417, 98 Stat. 1585 (1984), codified at 21 U.S.C. §§ 355, 360cc (2000), and 35 U.S.C. §§ 156, 271, 282 (2000), does not immunize its accused activity from infringement of the '400 patent. Innova also argues that the district court erred in entering judgment as a matter of law (“JMOL”) (i) that it infringed claims 3-10 and 13 of the '400 patent and (ii) in favor of Proveris on Innova’s affirmative defenses that claims 1, 2, and 9 are invalid by reason of obviousness and that claims 3-8 and 10 and 13 are invalid as anticipated by a single prior art reference. Because we conclude that Innova is not entitled to the protection of the Hatch-Waxman Act safe harbor provision, and that the district court did not err in granting JMOL in favor of Proveris on infringement and on Innova’s affirmative defenses, we affirm.

BACKGROUND

I

The '400 patent is directed to a system and apparatus for characterizing aerosol sprays commonly used in various drug delivery devices, such as nasal spray pumps and inhalers. '400 patent, col.l 11.27-35. During drug research and development, spray characterization measurements are frequently used to calibrate drug delivery devices in accordance with the exact physical properties of a particular drug, in order to maximize the efficiency and effectiveness of drug delivery. '400 patent, col.l 11.55-59. According to the '400 patent, spray characterization also plays an important role in the regulatory approval process of the Food and Drug Administration (“FDA”) under the Federal Food, Drug, and Cosmetic Act (“FDCA”), Pub.L. No. 75-717, ch. 675, 52 Stat. 1040 (1938) (codified at scattered sections of title 21 of the United States Code). Under the FDCA, FDA approval is required for inhaler-based drug delivery devices. '400 patent, col.l 11.41-45. The system and apparatus claimed in the '400 patent are not themselves subject to FDA approval, however.

Figure 2 of the '400 patent depicts an embodiment of the claimed invention. Figure 2 shows a spray data acquisition system (10) which allows researchers to study and optimize the delivery of various aerosol-based drugs. The system operates through the action of a pumping device (30) which generates an aerosol spray plume (with a spray axis (SA)) whose spray characteristic data is collected by an illumination device (26) and imaging device (12).

*1259 [[Image here]]

The '400 patent has thirteen claims. Claims 1 and 3 are independent claims. Claims 1, 2, and 13 are system claims, while claims 3-12 are apparatus claims. Claim 1 is representative. It provides as follows:

A spray data acquisition system comprising:
a housing for supporting a pumping device whereby the pumping device is responsive to an applied force to generate an aerosol spray plume through an exit port thereon along a spray axis;
a spray pump actuator, wherein the spray pump actuator is capable of controlling a pumping force and a duration of the aerosol spray plume of the pumping device;
an illumination device for illuminating the aerosol spray plume along at least one geometric plane that intersects the aerosol spray plume; and,
an imaging device for acquiring data representative of a first interaction between the illumination and the aerosol spray plume along the at least one geometric plane.

II

Innova makes and sells a device known as the Optical Spray Analyzer (“OSA”). The OSA itself is not subject to FDA approval. It is, however, used in connection with FDA regulatory submissions. In that setting, the device measures the physical parameters of aerosol sprays used in nasal spray drug delivery devices.

In December of 2005, Proveris filed suit against Innova in the District of Massachusetts, alleging infringement of claims 1-10 and 13 of the '400 patent. As part of its defense, Innova invoked the safe harbor provision of the Hatch-Waxman Act. The safe harbor provision is codified at 35 U.S.C. § 271(e)(1), which states in relevant part:

It shall not be an act of infringement to make, use, offer to sell, or sell within the United States or import into the United States a patented invention ... solely for uses reasonably related to the development and submission of information under a Federal law which regulates the manufacture, use, or sale of drugs or veterinary biological products.

*1260 Innova argued that its allegedly infringing activities are immunized by this provision because its OSA devices are used by third parties solely for the development and submission of information to the FDA.

In due course, both parties moved for summary judgment on the section 271(e)(1) issue. After initially denying both motions, the district court asked the parties to brief further the question of what standard should be applied when considering Innova’s safe harbor defense. After reviewing these submissions, and shortly before trial, the court ruled as a matter of law that section 271(e)(1) does not immunize Innova’s OSA devices from infringement of the '400 patent. The court stated from the bench, “Also I’ve reflected at some length on this 271 Safe Harbor. As a matter of law, that’s out.”

At trial, the district court granted JMOL in favor of Proveris with respect to infringement of claims 3-10 and 13 of the '400 patent. Thus, as to claims 3-10 and 13, the court informed the jury that there was “[n]o dispute about infringement as to those claims.” At trial, the district court also excluded certain expert testimony proffered by Innova relating to its affirmative defenses that claims 1, 2, and 9 of the '400 patent are invalid by reason of obviousness and that claims 3-8 and 10 and 13 of the patent are invalid as anticipated by a single prior art reference. As a result, the court granted JMOL in favor of Pro-veris on Innova’s invalidity defenses. Following trial, the jury found claims 1 and 2 of the '400 patent not infringed, and awarded no damages for infringement of claims 3-10 and 13. Thereafter, the district court entered final judgment of infringement and issued a permanent injunction barring Innova from infringement of the '400 patent. Innova then filed this timely appeal. We have jurisdiction pursuant to 28 U.S.C. §

Related

Zak v. Facebook, Inc.
E.D. Michigan, 2021
Asia Vital Components Co., Ltd. v. Asetek Danmark A/S
377 F. Supp. 3d 990 (N.D. California, 2019)
Sonos, Inc. v. D&M Holdings Inc.
297 F. Supp. 3d 501 (D. Delaware, 2017)
Idemitsu Kosan Co., Ltd. v. Sfc Co. Ltd.
870 F.3d 1376 (Federal Circuit, 2017)
Virnetx Inc. v. Apple Inc.
665 F. App'x 880 (Federal Circuit, 2016)
Giuliano v. SanDisk Corp.
224 F. Supp. 3d 851 (N.D. California, 2016)
Sport Dimension, Inc. v. the Coleman Company, Inc.
820 F.3d 1316 (Federal Circuit, 2016)
ASETEK Danmark A/S v. CMI USA, Inc.
100 F. Supp. 3d 871 (N.D. California, 2015)
Proveris Scientific Corp. v. Innovasystems, Inc.
739 F.3d 1367 (Federal Circuit, 2014)
INVISTA North America S.à.r.l. v. M & G USA Corp.
951 F. Supp. 2d 626 (D. Delaware, 2013)

Cite This Page — Counsel Stack

Bluebook (online)
536 F.3d 1256, 87 U.S.P.Q. 2d (BNA) 1602, 2008 U.S. App. LEXIS 16492, 2008 WL 2967100, Counsel Stack Legal Research, https://law.counselstack.com/opinion/proveris-scientific-corp-v-innovasystems-inc-cafc-2008.