Piehl v. City of Philadelphia

987 A.2d 146, 604 Pa. 658, 2009 Pa. LEXIS 2777
CourtSupreme Court of Pennsylvania
DecidedDecember 28, 2009
Docket5 EAP 2008
StatusPublished
Cited by27 cases

This text of 987 A.2d 146 (Piehl v. City of Philadelphia) is published on Counsel Stack Legal Research, covering Supreme Court of Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Piehl v. City of Philadelphia, 987 A.2d 146, 604 Pa. 658, 2009 Pa. LEXIS 2777 (Pa. 2009).

Opinions

OPINION

Justice BAER.

We granted allowance of appeal in this case to determine whether the Commonwealth Court erred by reversing the trial court and concluding that it should have permitted the Appellees, Linda and William Piehl (hereinafter “Piehls”), plaintiffs below, to amend the caption to their complaint alleging negligence against the City of Philadelphia and the Commonwealth of Pennsylvania after the statute of limitations had expired to include the Department of Transportation where, in the caption, the complaint named only the Commonwealth of Pennsylvania generally as a defendant, but where, in the body of the complaint, the Department of Transportation (hereinafter “DOT”) was named as a defendant. For the reasons that follow, we conclude that the Commonwealth Court properly allowed Piehls to amend the caption to their complaint to include DOT as a defendant in the case.

The facts are as follows. On March 8, 2005, Piehls commenced the present action by filing a complaint in the Court of Common Pleas of Philadelphia County. The caption of the complaint named the City of Philadelphia and the Commonwealth of Pennsylvania as defendants.1 Next to the Commonwealth of Pennsylvania, in the caption, Piehls indicated its address as follows: “1400 Spring Garden Street, Philadelphia, PA 19130.” The body of the complaint, in paragraph 4, indicated as follows:

[662]*6624. Defendant, Department of Transportation of the Commonwealth of Pennsylvania, (hereinafter referred to as “Defendant Commonwealth”) is a governmental agency with a principal place of business at 1400 Spring Garden Street, Philadelphia, PA 19130.

March, 8, 2005 Complaint at ¶ 4. In keeping with this noted shorthand for DOT, the body of the complaint referred to DOT throughout as “Defendant Commonwealth.” Specifically, the complaint thereafter alleged that Mrs. Piehl suffered an injury in the form of two broken ankles on March 13, 2003, when she slipped and fell while disembarking from a SEPTA bus near the corner of Allegheny and Aramingo Avenue in Philadelphia as a result of stepping onto a large uneven portion of the roadway. The complaint further alleged that the incident occurred because of the improper design, construction, deterioration and defects in the area where it appeared that repairs to the roadway had been initiated but never completed. Thus, according to the complaint, the fall and resulting injuries were the result of the negligence of “the Defendants City and Commonwealth” because of their failure to maintain the area in a safe condition. As is relevant here, the complaint was served on both the Department of Transportation and the Office of the Attorney General.2

On March 22, 2005, after the March 13, 2005 statute of limitations expired for Piehls’ tort action and despite the fact that the Office of the Attorney General is charged with representing Commonwealth agencies such as DOT pursuant to 71 P.S. § 732-204(c), the Office of the Attorney General filed an answer and new matter to the complaint solely on behalf of the Commonwealth.3 In the answer, regarding the [663]*663referenced defendants, the Attorney General indicated “admitted” to the reference to the City of Philadelphia as a defendant in paragraph 3. Regarding paragraph 4 of the complaint naming DOT as a defendant, the Attorney General indicated that the allegations in this paragraph of the complaint “constitute conclusions of law to which no pleading is required ...” and “to the extent that portions of this paragraph could be construed as factual allegations, [ ] strict proof thereof is [ ] demanded at the time of trial.” March 22, 2005 Answer at ¶ 4. The balance of the answer denied the substantive allegations regarding negligence set forth in the complaint that were addressed to DOT, referred to throughout the complaint as the “Defendant Commonwealth.” In new matter, the Attorney General alleged, inter alia, that the Commonwealth, as a sovereign entity, was immune from suit pursuant to 1 Pa.C.S. § 2310.4

Thereafter, on April 20, 2005, the Attorney General filed “Defendant Commonwealth of Pennsylvania’s Motion for Judgment on the Pleadings,” asserting that it was entitled to judgment in its favor based upon sovereign immunity as specified in 1 Pa.C.S. § 2310. The Attorney General recognized that the body of the complaint named DOT, a Commonwealth agency as a defendant, but noted that the caption only named the Commonwealth of Pennsylvania.5 Thus, it asserted [664]*664that only the caption to a complaint is relevant in determining the parties to the lawsuit and because the caption named only the Commonwealth of Pennsylvania, judgment in its favor was warranted, as it was immune from liability.

In their response and memorandum of law in opposition to the Attorney General’s motion for judgment on the pleadings, Piehls noted that their intent was to sue DOT, a Commonwealth agency, as indicated in the body of their complaint, and that the omission of DOT in the caption, and the inclusion, instead, of the Commonwealth of Pennsylvania, was an inadvertent clerical error. Further, Piehls pointed out that the Attorney General, in its answer to the complaint, did not specifically deny the allegation in paragraph 4 of the complaint naming DOT as a defendant, therefore, they claimed this allegation was deemed admitted pursuant to Pa.R.C.P. No. 1029(b) (providing that averments to which a responsive pleading is required are deemed admitted when not denied specifically).6 Thus, Piehls maintained that DOT, who was served with the complaint along with the Attorney General, was put on notice of the claims against it and was not prejudiced by the inadvertent typographical error of naming only the Commonwealth of Pennsylvania in the caption. Finally, citing to our case of Bata v. Central-Penn National Bank of Philadelphia, 448 Pa. 355, 293 A.2d 343 (1972), Piehls noted that where a defect in a party’s pleading can be cured by amendment, a motion for judgment on the pleading should be denied and the amendment should be permitted. Thus, in addition to seeking the trial court’s dismissal of the Attorney General’s motion for judgment on the pleadings, Piehls requested that they be [665]*665permitted to amend the caption of their complaint to include DOT.

The trial court, by order dated May 23, 2005, granted the Attorney General’s motion for judgment on the pleadings and dismissed Piehls’ complaint. In its 1925(a) opinion in support of its decision, the trial court concluded that the Commonwealth of Pennsylvania, sued by Piehls as set forth in the caption to their complaint, was immune from suit and, therefore, judgment in its favor was warranted. The court declined to address whether amendment of the caption was appropriate as it did not view such issue as encompassed within the Commonwealth’s motion for judgment on the pleadings. In this regard, however, the court stated that it could not infer Piehls’ intentions regarding who should have been sued, rather, the court concluded that the suit was against the Commonwealth, as specified in the caption, and that the Commonwealth was entitled to dismissal of the suit against it based upon immunity.

Piehls appealed to the Commonwealth Court, which reversed the trial court’s decision. At the outset, the court noted that Pa.R.C.P. No.

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Cite This Page — Counsel Stack

Bluebook (online)
987 A.2d 146, 604 Pa. 658, 2009 Pa. LEXIS 2777, Counsel Stack Legal Research, https://law.counselstack.com/opinion/piehl-v-city-of-philadelphia-pa-2009.