People v. Dixon

202 A.D.2d 12, 615 N.Y.S.2d 904, 1994 N.Y. App. Div. LEXIS 8326
Appellate Division of the Supreme Court of the State of New York·Decided August 15, 1994·Published·Cited by 34 cases

Opinion

OPINION OF THE COURT

Bracken, J. P.

In a criminal case, neither the prosecutor nor the attorney for the defendant may, through the exercise of peremptory challenges, seek to exclude the members of a "cognizable group” from the jury which is ultimately to be selected and which is ultimately to decide the defendant’s fate (see, Batson v Kentucky, 476 US 79; Georgia v McCollum, 505 US —, 112 S Ct 2348; People v Kern, 75 NY2d 638). Women comprise a cognizable group for purposes of applying the Batson rule (see, J E. B. v T. B., 511 US —, 114 S Ct 1419; see also, People v Irizarry, 165 AD2d 715; People v Blunt, 162 AD2d 86; People v Campanella, 176 AD2d 813). Once a prima facie case is made that an attorney is attempting to exclude a cognizable group, the attorney will be called upon to articulate nondiscriminatory explanations for the peremptory challenges which he or she has exercised, and the court must then decide whether such explanations are sincere or merely pretextual (see, Hernandez v New York, 500 US 352, affg 75 NY2d 350; People v Jenkins, 75 NY2d 550, 556; People v Simmons, 79 NY2d 1013; People v Brooks, 79 NY2d 1043, cert denied — US —, 113 S Ct 282). The central question before us on this appeal is whether, given the prevalence of crime in our cities, the fact that a prospective juror is himself or herself the victim of a crime should ordinarily be regarded as a legitimate, rather than as a [14]*14pretextual, basis for the defendant’s exercise of his or her peremptory challenges after a prima facie showing of discrimination has been made. The defendant argues that the trial court’s erroneous application of the Batson doctrine deprived him of his statutory right to exercise peremptory challenges. For the following reasons, we agree.

In this case, the attorney for the defendant exercised a total of 10 peremptory challenges against prospective jurors who were women. Six of these challenges occurred during the first round of jury selection and four occurred during the second. Having determined the existence of a discriminatory pattern, the trial court called upon the defendant’s attorney to provide "gender-neutral” explanations of these challenges. The following are in summary fashion the explanations which the defendant’s attorney then provided.

The defense counsel noted, first, that prospective juror number one (round one) had stated that her brother had been "mugged”. The prosecutor responded by pointing out that this mugging incident had occurred 10 years ago.

Next, the defense counsel stated that prospective juror number two (round one) had said that her son was employed in the Department of Correction and that she herself had been the victim of a burglary. The prosecutor responded by arguing, inter alia, that the employment of the prospective juror’s son was irrelevant. The prosecutor also argued that this prospective juror, as well as prospective juror number one, had both indicated that they would be fair.

Although juror number three (round one) had advised that she had been the victim of a burglary, the defense counsel did not explain his peremptory challenge on this basis. The defense counsel stated that he did not like this juror’s answers to various questions in general.

Proceeding to prospective juror number five (round one), the defense counsel asserted that, to him, this female prospective juror lacked the strength to "stand her ground”. As a matter of fact, this prospective juror also claimed that her brother had been mugged; however, in offering his "gender-neutral” explanation, the defendant’s attorney failed to note this fact. The prosecutor argued that the attorney’s explanation for his challenge was "not sufficient”.

The defense counsel next stated that prospective juror number thirteen (round one) had been a token booth clerk who might be biased against the defendant, who allegedly commit[15]*15ted this crime in the subway. The prosecutor argued that this prospective juror’s former employment was irrelevant.

The defendant’s attorney next stated that prospective juror number fourteen (round one) had had prior criminal jury experience. The prosecutor argued that the real reason for defense counsel’s exercise of a peremptory challenge was that this prospective juror was of the same age and gender as the complaining witness.

With respect to round two of the jury selection process, the defense counsel asserted that the peremptory challenge exercised with respect to prospective juror number three was prompted by the fact that this juror’s husband had been mugged. This prospective juror’s nephew was employed in the Department of Correction and the prospective juror had stated that she used to discuss his work with him.

The defendant’s attorney next averred that prospective juror number four (round two) had said that she had been the victim of a robbery and an assault. This prospective juror also claimed to have a brother and several friends who were employed in the Police Department.

The defendant’s attorney next pointed out that prospective juror number seven (round two) had expressed a belief that a person would not have been arrested if he had not committed a crime. Counsel also pointed out that he had unsuccessfully attempted to exercise a challenge “for cause” with respect to this juror.

Finally, the defense counsel noted that the sister of juror number eight (round two) had been robbed at gunpoint. Counsel also claimed that the trial court had not permitted him to conduct a “proper voir dire” as to this juror and that he therefore “had no sense of whether or not she would be a fair and impartial juror”.

It should also be noted that defense counsel was accused of exercising his peremptory challenges so as to remove whites from the panel. For example, counsel explained his challenge of one white male by noting that this prospective juror had stated that his son had been pistol-whipped and that his mother had been the victim of a robbery and had also been pistol-whipped.

The trial court seated juror number one, juror number three, juror number five, and juror number fourteen in round one and juror number four and juror number eight in round two. Thus, the jury ultimately selected included one robbery [16]*16victim, three jurors whose brother or sister had been robbery victims, and one burglary victim. All of these jurors had been challenged peremptorily by the defendant’s attorney. The defendant was convicted at the conclusion of the trial. This appeal followed.

As a matter of both Federal and State constitutional law, a defendant’s attorney may not exercise peremptory challenges in a purposefully discriminatory way (see, US Const 14th Amend; NY Const, art I, § 11; Georgia v McCollum, 505 US —, 112 S Ct 2348, supra; People v Kern, 75 NY2d 638, supra; see also, People v Bolling, 79 NY2d 317; People v Mondello, 191 AD2d 462). If Batson does not apply, a defendant’s right to exercise peremptory challenges remains as unlimited as it was under the earlier case which Batson (supra) overruled (see, Swain v Alabama, 380 US 202; cf., People v Thompson, 79 AD2d 87).

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People v. Dixon, 202 A.D.2d 12, 615 N.Y.S.2d 904, 1994 N.Y. App. Div. LEXIS 8326 (N.Y. Ct. App. 1994).

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