People v. Duncan

177 A.D.2d 187, 582 N.Y.S.2d 847, 1992 N.Y. App. Div. LEXIS 4571
CourtAppellate Division of the Supreme Court of the State of New York
DecidedMarch 13, 1992
StatusPublished
Cited by46 cases

This text of 177 A.D.2d 187 (People v. Duncan) is published on Counsel Stack Legal Research, covering Appellate Division of the Supreme Court of the State of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Duncan, 177 A.D.2d 187, 582 N.Y.S.2d 847, 1992 N.Y. App. Div. LEXIS 4571 (N.Y. Ct. App. 1992).

Opinions

OPINION OF THE COURT

Balio, J.

Defendant appeals from his conviction for manslaughter in the second degree and criminal possession of a weapon in the second degree, stemming from the shooting death of Shawn Stokes in a restaurant in the City of Buffalo. His principal contention on appeal is that the prosecutor’s exercise of peremptory challenges to exclude two Black prospective jurors violated his constitutional right to equal protection of the laws (see, US Const, 14th Amend, § 1; NY Const, art I, § 11; Batson v Kentucky, 476 US 79; People v Hernandez, 75 NY2d 350, affd 500 US —, 111 S Ct 1859). Specifically, defendant asserts that the explanations proffered by the prosecutor were not race neutral, and that the explanations were pretextual, speculative and insufficient to rebut his prima facie showing of discrimination.

I

During the first morning of jury selection, three Blacks were drawn and questioned by the court and counsel. After the first round of challenges, a Black male was excused for cause, and the two remaining Blacks, both women, were peremptorily excused. Defense counsel immediately requested "that the Court, pursuant to the Batson case, conduct a hearing to determine whether those exercises of challenge were racially motivated.” The prosecutor then volunteered an explanation for exercising peremptory challenges with respect to the two Black women. The prosecutor observed that, following a recess, one of the women failed to return to the courtroom at the time previously set by the court and announced to the prospective jurors; that the woman apparently took it upon herself to take a lunch break, thereby delaying the proceedings until she returned; and that the character of the woman’s answers gave the appearance that she was "feisty, independent, opinionated and too much of a leader.” The prosecutor expressed concern that the woman would attempt to control the deliberative process and that her failure to attend the court proceedings in a prompt and timely fashion reflected adversely on her ability to perform as a juror.

[190]*190The other Black woman was a single mother who was employed as a monitor technician at Buffalo General Hospital. The prosecutor noted that he had talked with a close friend who was employed as the prospective juror’s supervisor at the hospital and that he also had had occasion to talk with other coordinators at the hospital. In light of those conversations, the prosecutor stated: "I’m aware that people who work as nurses’ aides at Buffalo General, a lot of them have a lot of different problems in terms of work ethic, honesty, et cetera.” Although he didn’t know this woman specifically, the prosecutor observed that she "fits sort of that profile * * *; [that] she sits and watches a screen all day long to see if anybody’s heart blips * * *; [that] there were qualities that I interpreted from her type of job that led me to believe that she is sort of easily satisfied and not real concerned with what she does on a day-to-day basis in the workplace, and I didn’t want those qualities carried over into her service as a juror in a criminal case * * *; [and that] she falls into that larger group of nurses’ aides and various hospital technicians that really don’t give a damn.”

The trial court denied defendant’s motion, noting that the first woman did experience trouble following instructions and that the prosecutor’s other explanations appeared to be "rationally [sic] neutral”. Defendant did not except to the court’s ruling nor did he move for a mistrial.

II

The People initially contend that, because defense counsel did not except to, or otherwise protest, the court’s ruling, defendant has failed to preserve for appellate review his challenge to the sufficiency of the prosecutor’s explanations. We disagree.

CPL 470.05 (2) provides: "For purposes of appeal, a question of law with respect to a ruling or instruction of a criminal court during a trial or proceeding is presented when a protest thereto was registered, by the party claiming error, at the time of such ruling or instruction or at any subsequent time when the court had an opportunity of effectively changing the same. Such protest need not be in the form of an 'exception’ but is sufficient if the party made his position with respect to the ruling or instruction known to the court, or if in response to a protest by a party, the court expressly decided the question raised on appeal. In addition, a party who without [191]*191success has either expressly or impliedly sought or requested a particular ruling or instruction, is deemed to have thereby protested the court’s ultimate disposition of the matter or failure to rule or instruct accordingly sufficiently to raise a question of law with respect to such disposition or failure regardless of whether any actual protest thereto was registered.”

That subdivision " 'dispenses with the necessity of an "exception” and provides that any protest of error clearly indicating the appellant’s position is sufficient to present a "question of law” for appeal purposes’ ” (Bellacosa, Practice Commentary, McKinney’s Cons Laws of NY, Book 11A, CPL 470.05, at 73, quoting Denzer, Practice Commentary, McKinney’s Cons Laws of NY, Book 11A, CPL 470.05 [1971 ed]). Further, a question of law is preserved if the point was expressly decided by the trial court in response to a protest even though the protesting party overlooked the specific issue when making the protest (see, Preiser, Supp Practice Commentaries, McKinney’s Cons Laws of NY, Book 11A, CPL 470.05, 1992 Pocket Part, at 8). In the instant case, defendant expressly protested the prosecutor’s exercise of peremptory challenges in a racially discriminatory manner and moved for a Batson hearing. After hearing the prosecutor’s explanations, the court expressly determined that the prosecutor offered race-neutral reasons for exercising the two peremptory challenges at issue. Defendant’s protest was sufficient to preserve the issue of sufficiency of the prosecutor’s explanations as a question of law for appellate review (see, CPL 470.05 [2]; White v Jones, 636 F Supp 772, 775-776, n 4; see also, Ford v Georgia, 498 US —, 111 S Ct 850; State v Jones, 293 SC 54, 358 SE2d 701 [Batson issue preserved by motion for hearing before jury is sworn]).

Where, as here, a defendant has objected timely to the prosecutor’s exercise of peremptory challenges and has moved for a hearing, there is no need for defendant to reiterate an exception or to move for a mistrial after the court’s ruling on the sufficiency of the prosecutor’s explanation. Although a defendant bears the ultimate burden of proving purposeful discrimination, a defendant who has established a prima facie case of discrimination has no obligation to controvert or submit further proof with respect to the explanations advanced by the prosecutor (see, United States v Davis, 809 F2d 1194, 1202, cert denied 483 US 1007, 1008; but see, People v Steans, 174 AD2d 582, lv denied 78 NY2d 1015; People v [192]*192Manigo, 165 AD2d 660). A defendant’s post-explanation silence does not signal agreement with the prosecution nor does it amount to a concession that the explanations are legally sufficient. Once the prosecutor has proffered explanations, it is the Trial Judge’s duty to determine the sufficiency of those explanations. In those instances where the explanations are legally insufficient, a defendant is entitled to a new trial

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Cite This Page — Counsel Stack

Bluebook (online)
177 A.D.2d 187, 582 N.Y.S.2d 847, 1992 N.Y. App. Div. LEXIS 4571, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-duncan-nyappdiv-1992.