People v. Richie

217 A.D.2d 84, 635 N.Y.S.2d 263, 1995 N.Y. App. Div. LEXIS 13270
CourtAppellate Division of the Supreme Court of the State of New York
DecidedDecember 18, 1995
StatusPublished
Cited by102 cases

This text of 217 A.D.2d 84 (People v. Richie) is published on Counsel Stack Legal Research, covering Appellate Division of the Supreme Court of the State of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Richie, 217 A.D.2d 84, 635 N.Y.S.2d 263, 1995 N.Y. App. Div. LEXIS 13270 (N.Y. Ct. App. 1995).

Opinion

OPINION OF THE COURT

Bracken, J. P.

During the process of jury selection, once an objection pursuant to Batson v Kentucky (476 US 79) has been registered, the trial court must make at least one, and as many as three determinations:

1. whether the proponent of the Batson objection has made a prima facie showing of discrimination by adverse counsel in his or her exercise of peremptory challenges,

2. whether adverse counsel has, in response to the Batson objection, furnished nondiscriminatory explanations for his or her challenges, and

3. whether the proponent of the Batson challenge has carried his or her burden of proving purposeful discrimination.

In the present case, we focus on the third component of the tripartite analysis noted above, which has been adopted as a matter of Federal constitutional law in the recent case of Purkett v Elem (514 US —, 115 S Ct 1769; see also, Hernandez v New York, 500 US 352; People v Allen, 86 NY2d 101).

During jury selection, the defense counsel was called upon to provide nondiscriminatory explanations for his peremptory challenges to prospective juror number three, prospective juror number five, prospective juror number seven, and prospective juror number ten.

With respect to prospective juror number three, the defense counsel noted that this man had told of his aunt having been "slugged over the head”. Counsel also noted that, in his opinion, this juror, as a "small landlord”, would have a tendency to commiserate with the complaining witness, a "small businessman”.

[86]*86With respect to prospective juror number five, the defense counsel noted that this man had served on a jury in a criminal case which terminated as the result of a plea agreement. This experience, counsel believed, "could have * * * affected his outlook”.

With respect to prospective juror number seven, the defense counsel noted that this man had been the victim of a robbery, as had been the complaining witness. The defense counsel also noted that this prospective juror had a family member who was employed in the Department of Correction, and that he had served on a jury three times.

With respect to prospective juror number ten, the defense counsel expressed the viewpoint that the neighborhood in which this juror resided, Marine Park, was "oriented toward law enforcement”.

The defendant now argues that, as to the prospective jurors numbered three, five, and seven, the Supreme Court improperly overrode his peremptory challenges. We agree.

In Purkett v Elem (514 US —, 115 S Ct 1769, supra) the prosecutor in a State court criminal trial had asserted, in response to a Batson challenge (Batson v Kentucky, 476 US 79, supra), that he had exercised peremptory challenges against two black men because one had " long curly hair’ ” and another had " 'a mustache and goatee type beard’ ” (Purkett v Elem, 514 US, supra, at —, 115 S Ct, supra, at 1770). After his Batson claim had been rejected in the State courts (see, State v Elem, 747 SW2d 772 [Mo]), the defendant in Purkett filed a petition for a writ of habeas corpus in Federal District Court. The District Court declined to grant the writ. The Eighth Circuit Court of Appeals reversed and directed that the writ be granted (Elem v Purkett, 25 F3d 679), and the Supreme Court, in turn, reversed the order of the Circuit Court of Appeals, and remitted the case for further proceedings, stating:

"Under our Batson jurisprudence, once the opponent of a peremptory challenge has made out a prima facie case of racial discrimination (step 1), the burden of production shifts to the proponent of the strike to come forward with a race-neutral explanation (step 2). If a race-neutral explanation is tendered, the trial court must then decide (step 3) whether the opponent of the strike has proved purposeful racial discrimination. Hernandez v. New York, 500 U.S. 352, 358-359, 111 S. Ct. 1859, 1865-1866, 114 L. Ed.2d 395 (1991) (plurality opinion): id., at 375, 111 S. Ct., at 1874 (O’Connor, J., concurring in judgment); Batson, supra, at 96-98, 106 S. Ct., at 1722-1723. The second [87]*87step of this process does not demand an explanation that is persuasive, or even plausible. 'At this [second] step of the inquiry, the issue is the facial validity of the prosecutor’s explanation. Unless a discriminatory intent is inherent in the prosecutor’s explanation, the reason offered will be deemed race neutral.’ Hernandez, 500 U.S., at 360, 111 S. Ct., at 1866 (plurality opinion); id., at 374, 111 S. Ct., at 1874 (O’Connor, J., concurring in judgment).

"The Court of Appeals erred by combining Batson's second and third steps into one, requiring that the justification tendered at the second step be not just neutral but also at least minimally persuasive, i.e., a 'plausible’ basis for believing that 'the person’s ability to perform his or her duties as a juror’ will be affected. 25 F.3d, at 683. It is not until the third step that the persuasiveness of the justification becomes relevant—the step in which the trial court determines whether the opponent of the strike has carried his burden of proving purposeful discrimination. Batson, supra, at 98, 106 S. Ct., at 1723; Hernandez, supra, at 359, 111 S. Ct., at 1865 (plurality opinion). At that stage, implausible or fantastic justifications may (and probably will) be found to be pretexts for purposeful discrimination. But to say that a trial judge may choose to disbelieve a silly or superstitious reason at step 3 is quite different from saying that a trial judge must terminate the inquiry at step 2 when the race-neutral reason is silly or superstitious. The latter violates the principle that the ultimate burden of persuasion regarding racial motivation rests with, and never shifts from, the opponent of the strike. Cf. St. Mary’s Honor Center v. Hicks, 509 U.S. 502, 509-510 (1993)” (Purkett v Elem, 514 US, supra, at —, 115 S Ct, supra, at 1770-1771).

In accordance with the foregoing, the question of whether a purportedly nondiscriminatory explanation which has been offered to justify a peremptory challenge is or is not "pretextual” is one which is to be considered as part of what in the Purkett schematic is labeled as "step three” (see, People v Allen, 86 NY2d 101, supra; see also, State v Gaitan, 536 NW2d 11, 15, n 2 [Minn]; State v Gill, 460 SE2d 412 [SC]; People v Nunn, 273 Ill App 3d 519, 652 NE2d 1146). The question remains: when should a facially neutral explanation be branded as pretextual?

There is a wealth of case law in which we stress the advantage the trial courts have in making determinations of this nature (see, e.g., People v Pollard, 219 AD2d 737; [88]*88People v Jones, 213 AD2d 677; People v Payne, 213 AD2d 565; People v Jupiter, 210 AD2d 431; People v Stiff, 206 AD2d 235; People v Dixon, 202 AD2d 12; People v Bailey, 200 AD2d 677; People v Mondello, 191 AD2d 462).

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Bluebook (online)
217 A.D.2d 84, 635 N.Y.S.2d 263, 1995 N.Y. App. Div. LEXIS 13270, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-richie-nyappdiv-1995.