Ormco Corp. v. Align Technology, Inc.

498 F.3d 1307, 84 U.S.P.Q. 2d (BNA) 1146, 2007 U.S. App. LEXIS 20185, 2007 WL 2404723
CourtCourt of Appeals for the Federal Circuit
DecidedAugust 24, 2007
Docket2006-1240, 2006-1274
StatusPublished
Cited by82 cases

This text of 498 F.3d 1307 (Ormco Corp. v. Align Technology, Inc.) is published on Counsel Stack Legal Research, covering Court of Appeals for the Federal Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Ormco Corp. v. Align Technology, Inc., 498 F.3d 1307, 84 U.S.P.Q. 2d (BNA) 1146, 2007 U.S. App. LEXIS 20185, 2007 WL 2404723 (Fed. Cir. 2007).

Opinions

Opinion for the court filed by Circuit Judge LOURIE. Opinion concurring in part and dissenting in part filed by District Judge O’MALLEY.

LOURIE, Circuit Judge.

Ormco Corporation (“Ormco”) appeals from the decision of the United States District Court for the Central District of California granting summary judgment in favor of Align Technology, Inc. (“Align”) that the asserted claims of Ormco’s U.S. Patents 6,616,444 (“the '444 patent”), 6,244,861 (“the '861 patent”), 5,683,243 (“the '243 patent”), and 5,447,432 (“the '432 patent”) (collectively, the “Ormco patents”) were not infringed and are invalid. Align cross-appeals from the decision of the trial court granting summary judgment of invalidity of certain claims of Align’s U.S. Patent 6,398,548 (“the '548 patent”) in favor of Ormco and Ormco’s subsidiary, Allesee Orthodontic Appliances, Inc. (“AOA”). Because the court correctly granted summary judgment as to some but not all of the claims of the Ormco patents, we affirm in part and reverse in part the judgment as to the Ormco patents. Because the court correctly granted summary judgment of invalidity of the [1311]*1311specified claims of the '548 patent, we affirm that judgment.

BACKGROUND

Ormco filed suit on January 6, 2003, alleging that Align’s Invisalign® process infringed the '861, '243, and '432 patents. Ormco later amended its complaint to allege infringement of the '444 patent as well. Ormco alleges infringement of claims 1-5 and 8-79 of the '444 patent; claims 1, 3, 4, 9-12, and 16-18 of the '861 patent; claims 1 and 2 of the '243 patent; and claims 1, 9, and 10 of the '432 patent. The Ormco patents relate to the computer-aided design and manufacture of custom orthodontic appliances. They share a common specification, which is also shared with additional patents not asserted in this suit, including U.S. Patent 5,431,562 (“the '562 patent”). The '562 patent is a parent of the '243 patent, the '861 patent, and the '444 patent. The application leading to the '562 patent was filed on the same day as the application leading to the '432 patent.

Align counterclaimed for declaratory judgment of noninfringement and invalidity and also alleged infringement by Ormco and AOA of U.S. Patent 6,554,611 (“the '611 patent”) and the '548 patent. The '611 and '548 patents relate to the use of a series of individual orthodontic appliances to incrementally reposition teeth.

In a May 13, 2004, Order, the trial court granted Align’s motion for summary judgment of noninfringement. Ormco Corp. v. Align Tech., Inc., No. 03-cv-00016, slip op. (C.D.Cal. May 13, 2004). In that Order, the court found that statements in the shared specification of the Ormco patents, the prosecution history of the '562 patent, the prosecution history of the abandoned 07/775,589 application (of which the '432 patent is a continuation-in-part), and the prosecution history of the '432 patent limited the claims of the Ormco patents to a process in which final treatment positions for teeth are automatically determined. The court then determined that there were no genuine issues of material fact precluding summary judgment. The court accordingly granted summary judgment of noninfringement in favor of Align because Align’s system relies on “skilled operators” rather than computers to determine the finish positions of the teeth.

The court also granted Align’s motion for summary judgment of nonenablement of Ormco’s patents on August 20, 2004. Ormco Corp. v. Align Tech., Inc., No. 03-cv00016, slip. op. (C.D.Cal. Aug. 20, 2004). In determining whether Align had presented clear and convincing evidence of nonen-ablement, the court relied on its prior ruling that “the scope of Ormco’s claims [was] limited to ‘automatic computer determination of the finish positions of teeth.’ ”

In reviewing the evidence, the court first noted testimony from the inventors indicating that Ormco software had never been used to automatically determine tooth positions without any human intervention. The court found that additional testimony from one inventor that the unmodified output of Ormco’s first software design, the Elan, had been used to generate appliances for actual patients was not credible because of the lack of corroboration from documents or other sources. The court also found that the statements of Ormco’s expert, John Grubb, that Elan had been used to treat patients without operator intervention were also not credible because his expert report lacked sufficient foundation to support such an opinion. The court further found other statements from the inventors unpersuasive because they were equivocal and indicated at best that the Elan software might be used to treat patients without human adjustment of tooth positions, but not that the software had [1312]*1312actually been used in such a way. The court also found testimony that Ormco’s new software, the Insignia, could be used to automatically generate orthodontic appliances similarly unpersuasive in light of the fact that the manual override had been used in all forty of the test cases using that software.

Finally, the court granted summary judgment of invalidity of claims 1-3 and 11-13 of Align’s '548 patent in favor of Ormco and AOA on February 25, 2005. Ormco Corp. v. Align Tech., Inc., No. 03-cv-00016, slip. op. (C.D.Cal. Feb. 25, 2005). The court first construed the claim terms “system” and “geometry,” using a dictionary to give them their ordinary meaning. The court then determined that Dr. Rains’ use of the STARS system for orthodontic treatment anticipated all of the limitations of claims 1-3 and 11-13 of the '548 patent. The court rejected Align’s arguments that a “system” required that the orthodontic appliances be produced at the same time and that “markfing]” the appliances required that the marks indicate order of use to the patient, rather than the orthodontist.

Ormco timely appealed, and Align timely cross-appealed to this court. We have jurisdiction pursuant to 28 U.S.C. § 1295(a)(1).

DISCUSSION

We review de novo a grant of summary judgment by a district court. Optivus Tech., Inc. v. Ion Beam Applications S.A., 469 F.3d 978, 984 (Fed.Cir.2006). Summary judgment is appropriate if “there is no genuine issue as to any material fact and ... the - moving party is entitled to judgment as a matter of law.” Fed. R.Civ.P. 56(c). “When ruling on a motion for summary judgment, all of the nonmov-ant’s evidence is to be credited, and all justifiable inferences are to be drawn in the nonmovant’s favor.” Caterpillar Inc. v. Deere & Co., 224 F.3d 1374, 1379 (Fed. Cir.2000).

A. Noninfringement

“We review a district court’s grant of summary judgment of non-infringement without deference.” O2 Micro Int’l, Ltd. v. Monolithic Power Sys., Inc., 467 F.3d 1355, 1359 (Fed.Cir.2006). Our de novo review of summary judgment of noninfringement requires two steps — claim construction, which we review without deference, and infringement, which we review to determine whether there was no genuine issue of material fact. See Pitney Bowes, Inc. v. Hewlett-Packard Co., 182 F.3d 1298, 1304 (Fed.Cir.1999).

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498 F.3d 1307, 84 U.S.P.Q. 2d (BNA) 1146, 2007 U.S. App. LEXIS 20185, 2007 WL 2404723, Counsel Stack Legal Research, https://law.counselstack.com/opinion/ormco-corp-v-align-technology-inc-cafc-2007.