MARKMAN Et Al. v. WESTVIEW INSTRUMENTS, INC., Et Al.

517 U.S. 370, 116 S. Ct. 1384, 134 L. Ed. 2d 577, 1996 U.S. LEXIS 2804
CourtSupreme Court of the United States
DecidedApril 29, 1996
Docket95-26
StatusPublished
Cited by3,203 cases

This text of 517 U.S. 370 (MARKMAN Et Al. v. WESTVIEW INSTRUMENTS, INC., Et Al.) is published on Counsel Stack Legal Research, covering Supreme Court of the United States primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
MARKMAN Et Al. v. WESTVIEW INSTRUMENTS, INC., Et Al., 517 U.S. 370, 116 S. Ct. 1384, 134 L. Ed. 2d 577, 1996 U.S. LEXIS 2804 (1996).

Opinion

Justice Souter

delivered the opinion of the Court.

The question here is whether the interpretation of a so-called patent claim, the portion of the patent document that defines the scope of the patentee’s rights, is a matter of law reserved entirely for the court, or subject to a Seventh Amendment guarantee that a jury will determine the meaning of any disputed term of art about which expert testimony is offered. We hold that the construction of a patent, including terms of art within its claim, is exclusively within the province of the court.

*373 I

The Constitution empowers Congress “[t]o promote the Progress of Science and useful Arts, by securing for limited Times to Authors and Inventors the exclusive Right to their respective Writings and Discoveries.” Art. I, §8, cl. 8. Congress first exercised this authority in 1790, when it provided for the issuance of “letters patent,” Act of Apr. 10, 1790, ch. 7, § 1,1 Stat. 109, which, like their modern counterparts, granted inventors “the right to exclude others from making, using, offering for sale, selling, or importing the patented invention,” in exchange for full disclosure of an invention, H. Schwartz, Patent Law and Practice 1, 33 (2d ed. 1995). It has long been understood that a patent must describe the exact scope of an invention and its manufacture to “secure to [the patentee] all to which he is entitled, [and] to apprise the public of what is still open to them.” McClain v. Ortmayer, 141 U. S. 419, 424 (1891). Under the modern American system, these objectives are served by two distinct elements of a patent document. First, it contains a specification describing the invention “in such full, clear, concise, and exact terms as to enable any person skilled in the art ... to make and use the same.” 35 U. S. C. § 112; see also 3 E. Lipscomb, Walker on Patents § 10:1, pp. 183-184 (3d ed. 1985) (Lipscomb) (listing the requirements for a specification). Second, a patent includes one or more “claims,” which “particularly poin[t] out and distinctly clai[m] the subject matter which the applicant regards as his invention.” 35 U. S. C. § 112. “A claim covers and secures a process, a machine, a manufacture, a composition of matter, or a design, but never the function or result of either, nor the scientific explanation of their operation.” 6 Lipscomb §21:17, at 315-316. The claim “define[s] the scope of a patent grant,” 3 id., § 11:1, at 280, and functions to forbid not only exact copies of an invention, but products that go to “the heart of an invention but avoids the literal language of the claim by making a *374 noncritical change,” Schwartz, supra, at 82. 1 In this opinion, the word “claim” is used only in this sense peculiar to patent law.

Characteristically, patent lawsuits charge what is known as infringement, Schwartz, supra, at 75, and rest on allegations that the defendant “without authority ma[de], use[d] or [sold the] patented invention, within the United States during the term of the patent therefor_” 35 U. S. C. § 271(a). Victory in an infringement suit requires a finding that the patent claim “covers the alleged infringer’s product or process,” which in turn necessitates a determination of “what the words in the claim mean.” Schwartz, supra, at 80; see also 3 Lipscomb § 11:2, at 288-290.

Petitioner in this infringement suit, Markman, owns United States Reissue Patent No. 33,054 for his “Inventory Control and Reporting System for Drycleaning Stores.” The patent describes a system that can monitor and report the status, location, and movement of clothing in a dry-cleaning establishment. The Markman system consists of a keyboard and data processor to generate written records for each transaction, including a bar code readable by optical detectors operated by employees, who log the progress of clothing through the dry-cleaning process. Respondent Westview's product also includes a keyboard and processor, and it lists charges for the dry-cleaning services on bar-coded tickets that can be read by portable optical detectors.

Markman brought an infringement suit against Westview and Althon Enterprises, an operator of dry-cleaning estab *375 lishments using Westview’s products (collectively, West-view). Westview responded that Markman’s patent is not infringed by its system because the latter functions merely to record an inventory of receivables by tracking invoices and transaction totals, rather than to record and track an inventory of articles of clothing. Part of the dispute hinged upon the meaning of the word “inventory,” a term found in Markman’s independent claim 1, which states that Mark-man’s product can “maintain an inventory total” and “detect and localize spurious additions to inventory.” The case was tried before a jury, which heard, among others, a witness produced by Markman who testified about the meaning of the claim language.

After the jury compared the patent to Westview’s device, it found an infringement of Markman’s independent claim 1 and dependent claim 10. 2 The District Court nevertheless granted Westview’s deferred motion for judgment as a matter of law, one of its reasons being that the term “inventory” in Markman’s patent encompasses “both cash inventory and the actual physical inventory of articles of clothing.” 772 F. Supp. 1535, 1537-1538 (ED Pa. 1991). Under the trial court’s construction of the patent, the production, sale, or use of a tracking system for dry cleaners would' not infringe Markman’s patent unless the product was capable of tracking articles of clothing throughout the cleaning process and generating reports about their status and location. Since West-view’s system cannot do these things, the District Court directed a verdict on the ground that Westview’s device does not have the “means to maintain an inventory total” and thus cannot “ ‘detect and localize spurious additions to inventory as well, as spurious deletions therefrom,’” as required by claim 1. Id., at 1537.

*376 Markman appealed, arguing it was error for the District Court to substitute its construction of the disputed claim term ‘inventory’ for the construction the jury had presumably given it. The United States Court of Appeals for the Federal Circuit affirmed, holding the interpretation of claim terms to be the exclusive province of the court and the Seventh Amendment to be consistent with that conclusion. 52 F. 3d 967 (1995). Markman sought our review on each point, and we granted certiorari. 515 U. S. 1192 (1995). We now affirm.

II

The Seventh Amendment provides that “[i]n Suits at common law, where the value in controversy shall exceed twenty dollars, the right of trial by jury shall be preserved . . . .” U. S. Const., Arndt. 7. Since Justice Story’s day,

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Bluebook (online)
517 U.S. 370, 116 S. Ct. 1384, 134 L. Ed. 2d 577, 1996 U.S. LEXIS 2804, Counsel Stack Legal Research, https://law.counselstack.com/opinion/markman-et-al-v-westview-instruments-inc-et-al-scotus-1996.