Shunock v. Apple, Inc.

CourtDistrict Court, S.D. New York
DecidedJanuary 6, 2025
Docket1:23-cv-08598
StatusUnknown

This text of Shunock v. Apple, Inc. (Shunock v. Apple, Inc.) is published on Counsel Stack Legal Research, covering District Court, S.D. New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Shunock v. Apple, Inc., (S.D.N.Y. 2025).

Opinion

UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK MICHAEL SHUNOCK, Plaintiff, Case No. 1:23-cv-08598 (JLR) -against- OPINION & ORDER APPLE, INC., Defendant. JENNIFER L. ROCHON, United States District Judge: Plaintiff Michael Shunock (“Plaintiff” or “Shunock”) brings this action against Apple, Inc. (“Defendant” or “Apple”) seeking damages and a declaratory judgment that each of his seven asserted design patents is valid and enforceable, that Apple has infringed one or more claims of each patent, and that the alleged infringement is willful. See generally Dkt. 1 (“Compl.”); U.S. Patent No. D956,802, Dkt. 1-4 (the “’802 Patent”); U.S. Patent No. D956,803, Dkt. 1-5 (the “’803 Patent”); U.S. Patent No. D956,804, Dkt. 1-6 (the “’804 Patent”); U.S. Patent No. D956,805, Dkt. 1-7 (the “’805 Patent”); U.S. Patent No. D956,806, Dkt. 1-8 (the “’806 Patent”); U.S. Patent No. D956,807, Dkt. 1-9 (the “’807 Patent”); U.S. Patent No. D956,808, Dkt. 1-10 (the “’808 Patent”) (collectively, the “Asserted Patents”). Apple responded with several affirmative defenses and fourteen counterclaims. See generally Dkt. 14 (“Ans.”). In connection with this dispute, the parties have asked the Court to construe the disputed claims of the Asserted Patents. The Court held a lengthy Markman hearing on December 12, 2024. See generally Markman v. Westview Instruments, Inc., 517 U.S. 370 (1996) (“[T]he construction of a patent . . . is exclusively within the province of the court.” Id. at 372.). The parties presented arguments using demonstrative slide decks but, at their election, did not offer live witness testimony. The Court’s constructions of the disputed claims are set forth below. I. BACKGROUND A. Factual Background On July 5, 2012, Shunock filed an international patent application (the “Priority Application”) pursuant to the Patent Cooperation Treaty (“PCT”) for a “System and Method

for Annotating Images.” PCT Application No. PCT/CA2012/050454, Dkt. 82-13; see Int’l Patent Application Publ’n No. WO 2013/003957 (Jan. 10, 2013), Dkt. 1-1. On April 9, 2014, Shunock filed a national stage application with the U.S. Patent and Trademark Office (“USPTO”), for a utility patent based on the PCT application, seeking domestic patent protection for his invention. Compl. ¶¶ 24-25 (citing 35 U.S.C. § 371); see U.S. Patent Application Publ’n No. 2014/0236720, Dkt. 1-3; U.S. Patent No. 11,514,101 (issued Nov. 29, 2022), Dkt. 1-11. The following year, on April 24, 2015, Apple launched the Apple Watch, Compl. ¶ 30, which incorporated the Activity Ring feature, whose design Shunock alleges is an infringement of the Asserted Patents, id. ¶¶ 8-9, 51. On August 25, 2021, Shunock filed a

design-patent application for each Asserted Patent as a continuation of the national stage application, seeking to claim priority to the earlier filing date of the Priority Application. Id. ¶¶ 44-50 (citing 35 U.S.C. § 120); see Asserted Patents (issued July 5, 2022). There are seven Asserted Patents at issue in this case — the ’802 Patent, the ’803 Patent, the ’804 Patent, the ’805 Patent, the ’806 Patent, the ’807 Patent, and the ’808 Patent — each of which Shunock alleges is being infringed by millions of Apple Watch and iPhone devices sold around the world. See Compl. ¶¶ 1, 42-43, 51-53. Each Asserted Patent has the same claim — an “ornamental design for a display screen with graphical user interface, as shown and described.” See Asserted Patents at claim. The Asserted Patents can be further divided into two groups based on their descriptions. The description in each of the ’802, ’805, and ’808 Patents is as follows: The FIGURE is a front view of a display screen with graphical user interface showing our new design. The even-length broken lines illustrating portions of the graphical user interface form no part of the claimed design. The uneven- length broken line illustrating a display screen forms no part of the claimed design. See ’802 Patent, ’805 Patent, and ’808 Patent at description. The description in each of the ’803, ’804, ’806, and ’807 Patents is as follows (differing only insofar as the number of shaded regions in each accompanying illustration): The FIGURE is a front view of a display screen with graphical user interface showing our new design. The grayscale contrast between the [two / three] shaded regions represents a contrast in appearance. The even-length broken lines illustrating portions of the graphical user interface form no part of the claimed design. The uneven-length broken line illustrating a display screen forms no part of the claimed design. See ’803 Patent and ’807 Patent at description (“three shaded regions”); ’804 Patent and ’806 Patent at description (“two shaded regions”). Each Asserted Patent is accompanied by a single Figure as set forth below:

’802 patent ’803 patent

*805 patent ’804 patent

*808 patent *806 patent

*807 patent

Dkt. 80 at 8 (reproducing Asserted Patents at fig.).

B. Procedural History Shunock filed his complaint on September 29, 2023. See Compl. Apple answered and filed fourteen counterclaims on November 16, 2023. See Ans. Shunock filed a motion to dismiss the counterclaims and to strike one of Apple’s affirmative defenses on December 21, 2023, Dkt. 19, which the Court granted in part and denied in part on June 21, 2024, Dkt. 63 (denying motion to dismiss and granting motion to strike). The parties filed a joint claim- construction chart on May 31, 2024. Dkt. 39 (“Chart”). Shunock filed his opening claim-

construction brief on September 20, 2024, Dkt. 79 (“Shunock Br.”); Apple filed its response on October 18, 2024, Dkt. 80 (“Apple Br.”); and Shunock filed his reply on October 25, 2024, Dkt. 83 (“Shunock Reply Br.”). On December 12, 2024, the Court held a Markman hearing. See generally Dkt. 92 (“Markman Tr.”). II. LEGAL STANDARD “It is a ‘bedrock principle’ of patent law that ‘the claims of a patent define the invention to which the patentee is entitled the right to exclude.’” Phillips v. AWH Corp., 415 F.3d 1303, 1312 (Fed. Cir. 2005) (en banc) (quoting Innova/Pure Water, Inc. v. Safari Water Filtration Sys., Inc., 381 F.3d 1111, 1115 (Fed. Cir. 2004)). When parties dispute the scope of

a patent claim, the court partakes in claim construction, an exercise that “falls ‘exclusively within the province of the court,’ not that of the jury.” Teva Pharms. USA, Inc. v. Sandoz, Inc., 574 U.S. 318, 325 (2015) (quoting Markman, 517 U.S. at 372). “[T]he construction of claims is simply a way of elaborating the normally terse claim language[] in order to understand and explain, but not to change, the scope of the claims.” Embrex, Inc. v. Serv. Eng’g Corp., 216 F.3d 1343, 1347 (Fed. Cir. 2000) (alterations in original) (quoting Scripps Clinic v. Genentech, Inc., 927 F.2d 1565, 1580 (Fed. Cir. 1991), overruled on other grounds, Abbott Lab’ys v. Sandoz, Inc., 566 F.3d 1282 (Fed. Cir. 2009)). A. The Claim-Construction Process Courts consider two forms of evidence when construing claims: intrinsic evidence and extrinsic evidence. First, courts consider “intrinsic evidence of record,” which encompasses “the patent itself, including the claims, the specification and, if in evidence, the prosecution

history.” Vitronics Corp. v.

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