Moffat v. United States Deparment of Justice

716 F.3d 244, 2013 WL 2679741, 2013 U.S. App. LEXIS 12070
CourtCourt of Appeals for the First Circuit
DecidedJune 14, 2013
Docket11-2472
StatusPublished
Cited by31 cases

This text of 716 F.3d 244 (Moffat v. United States Deparment of Justice) is published on Counsel Stack Legal Research, covering Court of Appeals for the First Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

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Moffat v. United States Deparment of Justice, 716 F.3d 244, 2013 WL 2679741, 2013 U.S. App. LEXIS 12070 (1st Cir. 2013).

Opinion

LIPEZ, Circuit Judge.

Appellant Shane 0. Moffat commenced this action under the Freedom of Information Act (“FOIA”), 5 U.S.C. § 552, seeking information from the Federal Bureau of Investigation (“FBI”) that he believes will exonerate him from his conviction for first degree murder. The government produced certain heavily redacted documents in response to the complaint, and asserted various exemptions to disclosure of the documents’ full contents. The district court subsequently granted the government’s motion for summary judgment, finding that Moffat had received all of the relief to which he was entitled. The court also awarded Moffat attorneys’ fees, after significantly reducing both the number of hours that were compensable and the requested hourly rate of Moffat’s counsel.

Moffat appeals the district court’s grant of summary judgment, contending that the *248 government’s invocation of the FOIA ex-r emptions is evidence that it did not respond to his request in good faith. He requests vacatur and remand of the district court’s order so that, among other things, he can take discovery concerning his claims. He also appeals the fee award, challenging the district court’s calculation of his hourly rate. We affirm.

I.

A. Factual Background

In 2001, Moffat was tried for murder in the Commonwealth of Massachusetts. During his criminal proceedings, the Hampden County District Attorney’s office gave him a document that purports to be an FBI 302 report dated December 9, 1999. Although the record is silent as to how this document came into the district attorney’s possession, Moffat alleges that it came from the U.S. Attorney’s Office for the District of Connecticut. 1 This mostly-redacted document includes notes from an interview conducted by federal law enforcement officials with an individual named Desmond Wolfe, as a result of a proffer agreement between Wolfe and the government. Although the document given to Moffat contains substantial redac-tions, portions of the report reveal the names of the agents and government prosecutors who were present at the interview. 2 During the interview, Wolfe recounted a conversation he had with a man named “Screw” regarding “a murder that occurred in Springfield.” Screw told Wolfe that on the day of the murder, he and another individual named “Shane,” presumably referring to Moffat, “licked a man down and now he died.” The murder victim owed Shane money and Screw witnessed Shane commit the murder.

Moffat was convicted of murder in October 2001 and sentenced to life imprisonment. His conviction was based in part on the theory that he was alone at the crime scene when the murder took place. He alleges that the individual named “Screw” mentioned in the FBI 302 report is an alias for a man named Everol Bartlet, who actually committed the crime. Since the FBI 302 report places Bartlet at the murder scene, Moffat asserts that it undermines the prosecution’s theory of the case.

On November 12, 2008, Moffat submitted FOIA requests to the FBI at its main office in Washington, DC, believing that the agency possessed information that may exonerate him. These requests sought, inter alia, a copy of the FBI 302 report discussed above, all records that mention or refer to Moffat, and any documents that refer to Moffat in connection with the investigation and prosecution of Desmond Wolfe. He later filed similar requests with four FBI field offices after his request to the main office was unproductive.

The FBI conducted initial searches but did not uncover any responsive information; the main office and four field offices denied Moffat’s requests. Moffat filed administrative appeals of those decisions, to no avail.

B. Procedural History

Moffat initiated this action in December 2009, appending his copy of the FBI 302 report to his complaint as well as the history of his communication with the FBI. *249 As a result of the litigation, the FBI conducted searches for files directly pertaining to the subjects of Moffat’s requests, as well as searches for any documents that included mere mentions of or passing references to the subjects in question. The government labels the former type of searches “main file searches,” and the latter “cross-reference searches.” These searches located 20 pages of responsive documents. The FBI states that its initial responses to Moffat’s requests had not produced these documents because, due to resource constraints, it solely conducts main file searches in response to administrative requests. Only when a complaint is filed does the government initiate a cross-reference check. This cross-reference check evidently uncovered the documents in question.

On March 29, 2010, the FBI provided Moffat with 16 of the 20 pages, most of which were heavily redacted, and withheld the remaining four pages as duplicates. Among the responsive documents were portions of the December 9, 1999, FBI 302 report. The FBI’s version of the report contains more rédactions than Moffat’s version, and blacks out the names of the FBI agents who conducted the investigation, Wolfe’s name, as well as most of the factual détails discussed above. The FBI invoked Exemptions 6, 7(C), and 7(D) to justify these redactions, relying on privacy concerns and the need to protect confidential sources.

After producing these documents, the government moved for summary judgment, asserting that it had conducted an adequate search' of its records and had produced all information responsive to Moffat’s various FOIA requests. The government also contended that it was justified in asserting the claimed exemptions. Moffat responded by challenging the adequacy of the government’s search methods. Additionally, he noted that he already had a less-redacted version of the FBI 302 report in his possession, and that the agency could not continue to withhold information that had already been revealed. He contended that the government’s ongoing assertion of the exemptions “reflects their bad faith in the entire process.”

In a lengthy and thoughtful memorandum opinion and order, the district court granted the government’s motion, agreeing that the FBI’s search was adequate and that it had properly claimed the exemptions asserted. 3 The district court noted, however, that the FOIA litigation had resulted in the production of certain documents and that Moffat had therefore been successful in obtaining some relief. As a result, the district court suggested that he may be entitled to attorneys’ fees under 5 U.S.C. § 552(a)(4) as a party that had “substantially prevailed” against the government. The court directed the parties to brief Moffat’s entitlement to fees.

Moffat filed the requested brief, contending that he was entitled to fees under FOlA, and seeking $14,500 in fees at an hourly rate of $225. Although the district court agreed that Moffat was entitled to fees, it reduced the award to $1,600. There were two components to this reduction. The court first lowered the hours compensable by a substantial margin.

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716 F.3d 244, 2013 WL 2679741, 2013 U.S. App. LEXIS 12070, Counsel Stack Legal Research, https://law.counselstack.com/opinion/moffat-v-united-states-deparment-of-justice-ca1-2013.