Peter Irons v. Federal Bureau of Investigation

880 F.2d 1446, 1989 U.S. App. LEXIS 11476, 1989 WL 80657
CourtCourt of Appeals for the First Circuit
DecidedJuly 24, 1989
Docket87-1516
StatusPublished
Cited by68 cases

This text of 880 F.2d 1446 (Peter Irons v. Federal Bureau of Investigation) is published on Counsel Stack Legal Research, covering Court of Appeals for the First Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Peter Irons v. Federal Bureau of Investigation, 880 F.2d 1446, 1989 U.S. App. LEXIS 11476, 1989 WL 80657 (1st Cir. 1989).

Opinions

OPINION EN BANC

BREYER, Circuit Judge.

The plaintiffs in this case, academic historians researching the McCarthy Era, have sued the government under the Freedom of Information Act (“FOIA”), 5 U.S.C. § 552 (1982 & Supp. IV 1986). The plaintiffs want the Federal Bureau of Investigation (“FBI”) to give them information contained in the FBI’s Smith Act prosecutions file, information that would reveal what certain FBI informants, who testified at the Smith Act trials of alleged Communist leaders in the 1950s, had told the FBI (and other related material about those informants). The FOIA provides that “upon any request for records” following certain procedures, the agency “shall make the records promptly available to any person.” 5 U.S.C. § 552(a)(3). But this broad disclosure provision is limited by several exemptions. The FBI refused to release the files to the plaintiffs, relying on FOIA exemption 7(D), which permits the government to withhold records or information compiled for law enforcement purposes that:

could reasonably be expected to disclose the identity of a confidential source ... and, in the case of a record or information compiled by criminal law enforcement authority in the course of a criminal investigation or by an agency conducting a lawful national security intelligence investigation, information furnished by a confidential source.

5 U.S.C. § 552(b)(7)(D) (emphasis added).

The legal question presented in this case is whether, despite the exception to disclo[1447]*1447sure afforded the FBI by the literal terms of exemption 7(D), the information should nevertheless be made available to the plaintiffs on the ground that the “confidential sources,” by testifying at public trials concerning some of their communications to the FBI, “waived” the FBI’s right to invoke exemption 7(D). The district court held that, because the informants had testified in public about these matters, much of the requested information no longer fell within the scope of exemption 7(D). On appeal, a panel of this court held that informants, by actually testifying publicly, “waived” the protections of exemption 7(D), but only insofar as they then actually revealed the information in question or insofar as the information in question would have fallen within the “hypothetical scope of cross examination” at the previous public trial. 851 F.2d 532 (1st Cir.1988) (subsequently withdrawn). Cf. Irons v. F.B.I., 811 F.2d 681 (1st Cir.1987) (“Irons I”) (holding that mere willingness to testify publicly did not “waive” exemption 7(D)).

The government asked for rehearing en banc. It pointed out that FOIA’s disclosure windows are open to every member of the public: a rule of law that permits reputable historians to conduct historical research will permit, to the same extent, the most disreputable criminals to search out the identity and knowledge of those who inform against them. See United States Department of Justice v. Reporters Committee for Freedom of the Press, — U.S. -, 109 S.Ct. 1468, 1480-81, 103 L.Ed.2d 774 (1989) (“Congress ‘clearly intended’ the FOIA ‘to give any member of the public as much right to disclosure as one with a special interest [in a particular document]’,” quoting NLRB v. Sears, Roebuck & Co., 421 U.S. 132, 149, 95 S.Ct. 1504, 1515, 44 L.Ed.2d 29 (1975) (emphasis added)). The government argued, in light of the fact that the rule of law enunciated in this case will apply well beyond the present Smith Act context to the entire realm of investigations governed by exemption 7(D), that the portion of the panel’s rule italicized above (the portion dealing with cross-examination) would bring too much confidential information into the public domain. The government urged that this rule is not a legally permissible interpretation of exemption 7(D). We granted the petition for rehearing en banc, vacating and withdrawing the panel opinion. See 851 F.2d 532 (1st Cir.1988). We have reconsidered the district court’s interpretation and application of exemption 7(D), and we conclude that the government is correct about the generally applicable rule of law. For that reason these plaintiffs are not legally entitled to the information they seek.

I.

To understand our answer to the legal question now before us, the reader must keep the following background circumstances in mind. First, the law permits the FBI to withhold both (1) information that “could reasonably be expected to disclose the identity of a confidential source,” and (2) “information furnished by a confidential source” (where the FBI has received the information in the course of a criminal or national security intelligence investigation). 5 U.S.C. § 552(b)(7)(D).

Second, for purposes of this rehearing en banc, we take as given the fact that the relevant sources here are “confidential.” A person is a confidential source

“if the person provided information under an express assurance of confidentiality or in circumstances from which such an assurance could be reasonably inferred.” S.Rep.No. 1200, 93d Cong., 2d Sess. 13 (1974) U.S. Code Cong. & Admin. News, 6267, 6291 (Conference Report).

Lame v. United States Department of Justice, 654 F.2d 917, 923 (3rd Cir.1981). The sources here received the requisite “assurance of confidentiality.” See Keys v. United States Department of Justice, 830 F.2d 337, 345 (D.C.Cir.1987); Irons I, 811 F.2d at 686 (assurance of confidentiality is “ ‘inherently implicit in FBI interviews conducted pursuant to a criminal investigation’ ”) (quoting Miller v. Bell, 661 F.2d 623, 627 (7th Cir.1981) (per curiam), cert. denied, 456 U.S. 960, 102 S.Ct. 2035, 72 L.Ed.2d 484 (1982)) (citations omitted). [1448]*1448Sometimes, of course, the fact that a source later gave public testimony might show that a law enforcement agency never gave a valid assurance of confidentiality in the first place, see, e.g., Van Bourg, Allen, Weinberg & Roger v. N.L.R.B., 751 F.2d 982, 986 (9th Cir.1985); Poss v. N.L.R.B., 565 F.2d 654, 658 (10th Cir.1977); Climax Molybdenum Co. v. N.L.R.B., 407 F.Supp. 208, 209 (D.Colo.1975), aff'd on other grounds, 539 F.2d 63 (10th Cir.1976); and sometimes it might show that an assurance was intended by all parties to expire after a certain time, e.g. Nemacolin Mines Corp. v. N.L.R.B., 467 F.Supp. 521, 524-25 (W.D.Pa.1979). But such is not the situation here. Irons I, 811 F.2d at 685-86 & n. 2.

Third, the information here at issue falls within the literal language of the second clause of the exemption. That is to say, it was “furnished by a confidential source” (though long ago).

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Bluebook (online)
880 F.2d 1446, 1989 U.S. App. LEXIS 11476, 1989 WL 80657, Counsel Stack Legal Research, https://law.counselstack.com/opinion/peter-irons-v-federal-bureau-of-investigation-ca1-1989.