McLaughlin v. Liberty Mutual Insurance

224 F.R.D. 304, 10 Wage & Hour Cas.2d (BNA) 24, 2004 U.S. Dist. LEXIS 20917, 2004 WL 2358292
District Court, D. Massachusetts·Decided October 20, 2004·No. No. CIV.A. 03-10316-REK·Published·Cited by 23 cases

Opinion

Memorandum and Order

KEETON, Senior District Judge.

I.

At the hearing on October 7, 2004, the court heard arguments on Plaintiffs’ motion to certify a class along with issues discussed in the following related filings:

(1) Plaintiffs’ Motion for Class Certification of Claims Alleged in Count II of the Complaint (Docket No. 32, filed May 18, 2004);

(2) Declaration of Todd Heyman in Support of Motion for Class Certification (Docket No. 33, filed May 18, 2004);

(3) Plaintiffs’ Memorandum of Law in Support of Motion for Class Certification (Docket No. 34, filed May 18, 2004);

(4) Defendant’s Opposition to Plaintiffs’ Motion for Class Certification (Docket No. 35, filed June 1, 2004);

(5) Declaration of Brian O’Connor in Support of Liberty Mutual Company’s Opposition to Plaintiffs’ Motion for Class Certification (Docket No. 36, filed June 1, 2004);

(6) Declaration of Douglas Hart in Support of Liberty Mutual Company’s Opposition to Plaintiffs’ Motion for Class Certification (Docket No. 37, filed June 1, 2004);

(7) Plaintiffs’ Reply Memorandum of Law in Support of Motion for Class Certification (Docket No. 39, filed June 14, 2004);

(8) Second Reply Declaration of Todd Heyman (Docket No. 40, filed June 14, 2004); and

(9) Defendant’s Motion for Leave to File a Supplemental Opposition to Plaintiffs’ Motion for Class Certification (Docket No. 70, filed September 3, 2004).

II.

This is a civil action brought by two persons who were employed by the defendant Liberty Mutual Insurance Company as Auto Damage Appraisers. Plaintiffs allege that they are owed overtime pay and seek to recover that pay under the Fair Labor Standards Act, 29 U.S.C. §§ 207 et seq (“FLSA”), and under Massachusetts law. The claim under the FLSA has been aggregated with that of other employees of Liberty Mutual using the opt-in provision under federal law. See Order of May 16, 2003 (Docket No. 21). Plaintiffs now seek to aggregate their Massachusetts law claim by certifying a class action under Fed.R.Civ.P. 23(b)(3).

Plaintiffs propose a class defined as follows:

[307]*307All persons who were employed by Defendant as Auto Damage Appraisers in the Commonwealth of Massachusetts between February 19, 2001 and the date of entry of final judgment in this action.

The requirements for certifying a class are set forth in Federal Rule of Civil Procedure 23. If the four requirements of Rule 23(a) are met, then the court must decide whether the action fits within one of the three categories in Rule 23(b). The defendant challenges the class certification on two grounds: (1) that numerosity has not been satisfied and (2) that a class action is not superior to other available methods. Even though the defendant does not challenge the other requirements of Rule 23, “[a] district court must conduct a rigorous analysis of the prerequisites established by Rule 23 before certifying a class.” Smilow v. Southwestern Bell Mobile Sys., Inc., 323 F.3d 32, 38 (1st Cir.2003) (citing General Telephone Co. of Southwest v. Falcon, 457 U.S. 147, 161, 102 S.Ct. 2364, 72 L.Ed.2d 740 (1982)). Accordingly, I turn first to the requirements of Rule 23(a).

III.

A. Rule 23(a) Requirements

Section (a) of Rule 23 requires that a class meet the following criteria:

(1) the class is so numerous that joinder of all members is impracticable,
(2) there are questions of law or fact common to the class,
(3) the claims or defenses of the representative parties are typical of the claims or defenses of the class, and
(4) the representative parties will fairly and adequately protect the interests of the class.

I address these requirements in turn.

1. Numerosity or Impracticability

The first requirement of Rule 23(a)(1) is often referred to as “numerosity,” but it might more properly be called the “impracticability” requirement, because the inquiry called for by Rule 23(a)(1) often involves more than merely counting noses. See Andrews v. Bechtel Power Corp., 780 F.2d 124, 131 (1st Cir.1985); see generally 7A Charles Alan Wright, Arthur R. Miller, & Mary Kay Kane, Federal Practice & Procedure § 1762 (2004). Indeed, in this case, both parties urge the court to look beyond the numbers. The first step in the inquiry under Rule 23(a)(1) is, however, assessing the size of the putative class. In this case, plaintiffs have identified 51 likely class members, and defendant does not dispute this tally. Other courts in this district have noted that a 40 person class is “generally found to establish numerosity.” In re Relafen Antitrust Litigation, 218 F.R.D. 337, 342 (D.Mass.2003) (Young, J.) (citing McAdams v. Massachusetts Mut. Life Ins. Co., 2002 WL 1067449, at *3 (D.Mass.2002) (Freedman, J.)). Finding that the class size here is slightly above the critical mass of 40, I will consider whether there are any contravening factors militating against class certification, noting that, in some cases, courts have decided to certify a class with fewer than 51 members. See 7A Wright, Miller & Kane § 1762 nn. 38-40 (collecting cases). In other cases, courts have decided not to certify a class with more than 51 members. See id. § 1762 nn. 35-36 (collecting cases).

Defendant argues first that a class action should not be certified because the 51 putative class members could have opted in to the FLSA action, but only 13 affirmatively did so. Hence, according to the defendant, the adjusters have already voted with their feet against a class action, and those who want to take part can do so through joinder. Plaintiffs have cited several cases in which an opt-out state claim has been permitted to proceed in parallel to an opt-in FLSA action. See, e.g., Ladegaard v. Hard Rock Concrete Cutters, Inc., 2000 WL 1774091 (N.D.Ill. Dec.1, 2000); Beltran-Benitez v. Sea Safari, Ltd., 180 F.Supp.2d 772 (E.D.N.C.2001). These cases were primarily concerned with whether the opt-out provision of Rule 23(b)(3) and opt-in provision of the FLSA are incompatible, and both eases concluded that they are not. See Ladegaard, 2000 WL 1774091, at *7; Beltran-Benitez, 180 F.Supp.2d at 774. Most of the eases cited by the plaintiffs were at a stage in the proceedings before it could have been known wheth[308]*308er the class members would opt in or not. The question before this court, however, is whether the court should decline to certify the class given that few class members have opted in to a factually similar claim under the FLSA.

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McLaughlin v. Liberty Mutual Insurance, 224 F.R.D. 304, 10 Wage & Hour Cas.2d (BNA) 24, 2004 U.S. Dist. LEXIS 20917, 2004 WL 2358292 (D. Mass. 2004).

224 F.R.D. 304 (McLaughlin v. Liberty Mutual Insurance) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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