Trezvant v. Fidelity Employer Services Corp.

434 F. Supp. 2d 40, 2006 U.S. Dist. LEXIS 35440, 2006 WL 1516025
CourtDistrict Court, D. Massachusetts
DecidedJune 1, 2006
DocketCivil Action 05-10673-WGY
StatusPublished
Cited by61 cases

This text of 434 F. Supp. 2d 40 (Trezvant v. Fidelity Employer Services Corp.) is published on Counsel Stack Legal Research, covering District Court, D. Massachusetts primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Trezvant v. Fidelity Employer Services Corp., 434 F. Supp. 2d 40, 2006 U.S. Dist. LEXIS 35440, 2006 WL 1516025 (D. Mass. 2006).

Opinion

MEMORANDUM

YOUNG, District Judge.

I. INTRODUCTION

This action was brought on behalf of current and former employees (“the Em *42 ployees”) of Fidelity Employer Services Corporation (“Fidelity Corp.”) who worked in an analyst position — Technical Analyst, Business Analyst, Configuration Analyst, Project Analyst, and Reporting Analyst— as salaried employees and were classified as exempt from overtime pay requirements. Am. Compl. [Doc. No. 12] ¶¶ 1, 2. The Employees allege violations of the Fair Labor Standards Act (“Fair Labor Act”), 29 U.S.C. § 201 et seq., and New Hampshire wage and hour laws as a result of Fidelity Corp.’s alleged unlawful classification of the Employees as exempt, when actually they are non-exempt and entitled to overtime pay. Id. ¶¶ 1, 13-19, 24-29.

On October 26, 2005, the Court granted the Employees’ motion conditionally to certify a collective action under the Fair Labor Act as to Reporting Analysts, Project Analysts, and Business Analysts. Pl.’s Mem. in Opp’n to Def.’s Mot. to Dismiss [Doc. No. 32] (“Pl. Dismiss Opp.”) at 4, n. 1. On February 14, 2006, the Court granted Fidelity Corp.’s and FMR Corporation’s (collectively “Fidelity”) motion to dismiss the Employees’ claim of violation of New Hampshire wage law. Motion Hr’g, Feb. 14, 2006, Tr. at 8:11-2. On May 3, 2006, only a few more individuals having opted into the conditionally certified class, the Court decertified the class upon the joint motion of all parties. Order on the Parties’ Stipulation and Joint Mot. [Doc. No. 54]. This memorandum explains these rulings.

II. Conditional Certification Of A Collective Action Under the Fair Labor Act

The Fair Labor Act requires an employer subject to its provisions to pay its employees at a rate of time-and-a-half for hours worked in excess of forty hours unless those employees are exempt. 29 U.S.C. § 207(a)(1), § 213(a)(1). Employees that serve in a bona fide executive, administrative, or professional capacity are exempt from this requirement. Id. § 213(a)(1). The Fair Labor Act also provides that:

An action ... may be maintained against any employer ... by any one or more employees for and in behalf of himself or themselves and other employees similarly situated. No employee shall be a party plaintiff to any such action unless he gives consent in writing to become such a party and such consent is filed in the court in which such action is brought. 1

29 U.S.C. § 216(b) (“Section 216”) (emphasis added).

A. The Proper Standard of Review

This District has used at least two methods for determining whether potential plaintiffs are similarly situated for certification of the Section 216 “opt-in” representative action. The first method is a two-tier approach where the court makes an initial determination of whether the potential class should receive notice of the pending action and then later, after discovery is complete, the court makes a final “similarly situated” determination. Kane v. Gage Merchandising Servs., Inc., 138 F.Supp.2d 212, 214 (D.Mass.2001) (Gorton, J.). The second approach is to apply the standards of Rule 23 — numerosity, commonality, typicality, and adequacy of representation — to determine certification of a collective action. Dionne v. The Ground Round Inc., No. 93-11083, 1994 U.S. Dist. LEXIS *43 21641, at *6-7 (D.Mass. July 6, 1994) (Stearns, J.) (applying Rule 23 to an age discrimination collective action to the extent it is consistent with Section 216(b)).

Although both methods have been applied in this District, the majority of courts addressing this issue in the First Circuit have adopted the two-tier approach. See Kane, 138 F.Supp.2d at 214; Reeves v. Alliant Techsystems, Inc., 77 F.Supp.2d 242, 246 (D.R.I.1999); Cintron v. Hershey Puerto Rico, Inc., 363 F.Supp.2d 10, 15 (D.P.R.2005). In addition, a majority of courts outside the First Circuit adopt the two-tier approach. See Leuthold v. Destination America, 224 F.R.D. 462, 466 (N.D.Cal.2004) (noting, in applying the two-tier approach, that a majority of courts adopt that approach); Threatt v. CRF First Choice, No. 05-CV-117, 2005 U.S. Dist. LEXIS 16903, at *6-7 (N.D.Ind. Aug. 12, 2005) (same). The First Circuit has not yet addressed this issue. This Court follows the majority of courts and adopts the two-tier approach.

Only a preliminary finding of “similarly situated” plaintiffs is necessary to authorize notice to potential class members. Cintron, 363 F.Supp.2d at 16. Usually, the initial stage determination is based “only on the pleadings and any affidavits which have been submitted.” Kane, 138 F.Supp.2d at 214. As a result of the minimal evidence available, this determination is made using a fairly lenient standard, which typically results in conditional certification of. the representative class. Id. At this stage, courts do not need “to make any findings of fact with respect to contradictory evidence presented by the parties or make any credibility determinations with respect to the evidence presented.” Kalish v. High Tech Inst., No. 04-1440, 2005 WL 1073645, at *2, 2005 U.S. Dist. LEXIS 8238, at *7 (D.Minn. Apr. 22, 2005) (internal quotation marks omitted).

Courts have held that plaintiffs can meet this burden by making a modest factual showing or asserting substantial allegations 2 that “the putative class members were together the victims of a single decision, policy, or plan that violated the law.” Thiessen v. Gen. Elec. Capital, 267 F.3d 1095, 1102 (10th Cir.2001); see Cintron, 363 F.Supp.2d, at 16 (following what it describes as the decision of most courts by requiring “some factual support” for class allegations). Though the Employees argue that making an unsupported allegation of a common plan is sufficient for conditional certification, 3 PI. Cert. Mem. at 11, that position has been roundly rejected. See, e.g., Kane, 138 F.Supp.2d at 215 (allowing notice where the record suggested that Defendants had a policy of treating plaintiffs as exempt from Fair Labor Act overtime requirements). “[A]s a matter of sound case management,” a court should make a preliminary inquiry as to whether a manageable class exists and require *44 plaintiffs to make a preliminary factual showing that there actually exists a similarly situated group of potential plaintiffs. Cintron, 363 F.Supp.2d at 18.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Cite This Page — Counsel Stack

Bluebook (online)
434 F. Supp. 2d 40, 2006 U.S. Dist. LEXIS 35440, 2006 WL 1516025, Counsel Stack Legal Research, https://law.counselstack.com/opinion/trezvant-v-fidelity-employer-services-corp-mad-2006.