Lighting World, Inc. v. Birchwood Lighting, Inc., Defendant-Cross

382 F.3d 1354, 72 U.S.P.Q. 2d (BNA) 1344, 2004 U.S. App. LEXIS 18729, 2004 WL 1949762
CourtCourt of Appeals for the Federal Circuit
DecidedSeptember 3, 2004
Docket03-1534, 03-1535
StatusPublished
Cited by117 cases

This text of 382 F.3d 1354 (Lighting World, Inc. v. Birchwood Lighting, Inc., Defendant-Cross) is published on Counsel Stack Legal Research, covering Court of Appeals for the Federal Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Lighting World, Inc. v. Birchwood Lighting, Inc., Defendant-Cross, 382 F.3d 1354, 72 U.S.P.Q. 2d (BNA) 1344, 2004 U.S. App. LEXIS 18729, 2004 WL 1949762 (Fed. Cir. 2004).

Opinion

BRYSON, Circuit Judge.

The district court entered judgment for the defendant in this patent case following the plaintiffs case-in-chief at trial. Lighting World, Inc. v. Birchwood Lighting, Inc., No. CV 01-09329 PA (C.D. Cal. June 11, 2003). Plaintiff Lighting World, Inc., appeals from the judgment against it and contends that the district court should have entered summary judgment in its favor. Defendant Birchwood Lighting, Inc., has filed a cross-appeal raising several issues. With respect to Lighting World’s appeal, we affirm the judgment in part and vacate it in part, but we .deny Lighting World’s request that we direct the district court to grant its motion for summary judgment of infringement. With respect to Birchwood’s cross-appeal, we affirm the judgment as to one issue and dismiss the cross-appeal as to the other issues raised by Birchwood.

I

Lighting World owns U.S. Patent No. 5,448,460 (“the' '460 patent”) and U.S. Patent No. 5,221,139 (“the '139 patent”), both of which are directed to commercial lighting fixtures. In its complaint, Lighting World asserted that Birchwood’s Sydney model of fluorescent lamp fixtures infringed claim 1 of the '460 patent and claim 3 of *1356 the '139 patent. Claim 1 of the '460 patent recites a fluorescent lighting fixture that comprises a plurality of support members, each having a mounting surface for receiving a fluorescent lamp, sockets for receiving each fluorescent lamp, and a connector assembly for connecting each pair of support members, each connector assembly being “pivotally connected to said pair of adjacent support members.” Claim 3 of the '139 patent recites a lighting fixture for mounting fluorescent lamps; the claimed fixture comprises a support member with an upper surface on which “a plurality of lamp supports” are mounted “for engaging and supporting said fluorescent lamps adjacent their non-socket ends.” The spacing of the sockets and lamp supports is such that each fluorescent lamp overlaps the socket end of an adjacent lamp so as to provide shadowless and continuous lighting over the length of the fixture.

The dispute as to the proper construction of claim 1 of the '460 patent focuses on the limitation that recites “a connector assembly for connecting each pair of adjacent support members, said connector assembly being pivotally connected to said pair of adjacent support members.” The district court concluded that the “connector assembly” limitation “discloses the function to be performed, rather than the structure that accomplishes it.” The district court therefore construed the “connector assembly” limitation as a means-plus-function limitation under 35 U.S.C. § 112 ¶ 6 and held that the limitation was subject to the statutory provision restricting the scope of the limitation to the corresponding structure “described in the specification and equivalents thereof.” The district court concluded that if section 112 ¶ 6 were not applied, “this claim element would cover every conceivable structure that could connect two elements and pivot.”

The dispute as to the proper construction of claim 3 of the '139 patent focuses on the limitation that recites “a plurality of lamp supports mounted on the upper surface of said support member for engaging and supporting said fluorescent lamps adjacent their non-socket ends.” The district court construed that limitation to require that the lamps be supported from below, i.e., against the force of gravity. The court based that construction on its conclusion that the patent as a whole indicates that “the lamp support contemplated by claim 3 is intended to support the lamp from below, in order to prevent the angled lamp from falling on the socket in front of it.”

With respect to infringement, Birch-wood argued that its Sydney model lamp fixtures differ from the claimed fixtures in two critical respects. First, the support members of the Birchwood fixtures are not attached by connectors that pivot on hinges like the connectors disclosed in the written description of the '460 patent. Instead, the support members of the Birch-wood fixtures are connected by rods that enter an opening in each support member and have flanges at either end that keep the rods from pulling out of the support members. Second, the Birchwood support members, unlike the support members described in the '139 patent, feature clips around each bulb so that the bulbs are supported regardless of the orientation of the lamps.

Based on its claim construction, the court denied Lighting World’s motions for summary judgment of literal infringement as to both patents. Instead, the court ruled before trial that Birchwood’s fixtures did not literally infringe either patent. With respect to the '460 patent, the court concluded that Birchwood’s flanged connector rods were not the same as or equiv *1357 alent to the hinged connector assemblies described in the specification, as required by section 112 ¶ 6, and that the “connector assembly” limitation therefore did not read on the Birchwood device. With respect to the '139 patent, the court concluded that Birchwood’s lamp supports differed from the claimed supports because the lamp clips used on the Birchwood supports provided support from a multitude of directions and thus could support the lamps even against the force of gravity.

As an affirmative defense, Birchwood alleged the patents in suit were invalid on various grounds, including anticipation and obviousness. Before trial, Birchwood moved for summary judgment of invalidity as to the '460 patent based on anticipation. The district court, however, denied Birch-wood’s motion and left the issue of invalidity to be decided at trial.

The case proceeded to trial on the claims of infringement under the doctrine of equivalents. At the close of Lighting World’s case-in-chief, the court granted Birchwood’s motion for judgment as a matter of law (“JMOL”) on the ground that Lighting World had not put forth evidence that a person of ordinary skill in the art would regard the Birchwood device as equivalent to the inventions claimed in either of the two patents. The court had no occasion to address the invalidity issue at trial because JMOL was granted in favor of Birchwood before Birchwood had to put on its defense.

II

Lighting World asks this court to vacate the JMOL of no infringement under the doctrine of equivalents, to reverse the district court’s pretrial ruling of no literal infringement, and to direct the entry of summary judgment of infringement with respect to both patents.

A. Infringement under the Doctrine of Equivalents

Lighting World argues that the court applied the wrong legal standard in requiring it to present evidence as to the level of ordinary skill in the art as part of its proof of infringement under the doctrine of equivalents. In determining whether equivalence is established, “the vantage point of one of ordinary skill in the relevant art provides the perspective for assessing the substantiality of the differences” between the claimed invention and the accused device. Hilton Davis Chem. Co. v. Warner-Jenkinson Co., 62 F.3d 1512, 1519 (Fed.Cir.1995),

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382 F.3d 1354, 72 U.S.P.Q. 2d (BNA) 1344, 2004 U.S. App. LEXIS 18729, 2004 WL 1949762, Counsel Stack Legal Research, https://law.counselstack.com/opinion/lighting-world-inc-v-birchwood-lighting-inc-defendant-cross-cafc-2004.