Kleveland V.Siegel & Wolensky LLP

215 Cal. App. 4th 534, 155 Cal. Rptr. 3d 599, 2013 WL 1632656, 2013 Cal. App. LEXIS 293
CourtCalifornia Court of Appeal
DecidedApril 17, 2013
DocketD060906
StatusPublished
Cited by58 cases

This text of 215 Cal. App. 4th 534 (Kleveland V.Siegel & Wolensky LLP) is published on Counsel Stack Legal Research, covering California Court of Appeal primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Kleveland V.Siegel & Wolensky LLP, 215 Cal. App. 4th 534, 155 Cal. Rptr. 3d 599, 2013 WL 1632656, 2013 Cal. App. LEXIS 293 (Cal. Ct. App. 2013).

Opinion

Opinion

HUFFMAN, Acting P. J.

This is the third appeal arising out of a probate matter involving Scott Leach’s (Scott) 1 challenge of the trustee’s (Kendall Kleveland (Kendall)) handling of a trust. In the first appeal, we affirmed the trial court’s final judgment resolving, among other issues, Scott’s petition for breach of trust and removal of Kendall as trustee. 2 (See Leach v. Kleveland (Mar. 24, 2010, D054532) [nonpub. opn.] (Leach v. Kleveland).) In that opinion, we affirmed the judgment in its entirety, including the trial court’s determination that Scott filed and pursued the petition in “bad faith” and for “improper purpose.”

*539 In the second appeal, Scott challenged an order approving a petition for approval of accounting and proposed plan of distribution of trust assets. As part of that appeal, Boris Siegel filed a brief appealing the court’s award of sanctions against him. We affirmed both the order and the award of sanctions. (See Leach v. Kleveland (Nov. 20, 2012, D061371) [nonpub. opn.].)

This third appeal involves a malicious prosecution suit brought by Kendall against Scott and his attorneys Siegel & Wolensky, LLP; Boris Siegel; Lewis M. Wolensky; and Joshua J. Herndon (collectively Attorney Defendants) arising out of Scott’s petition for breach of trust and removal. Attorney Defendants moved to strike the malicious prosecution suit under Code of Civil Procedure section 425.16, 3 the anti-SLAPP (strategic lawsuit against public participation) statute. The court denied the motion and awarded Kendall $20,055 in attorney fees and costs.

Attorney Defendants appeal, contending the court erred in finding Kendall demonstrated a probability of success on the merits. They assert that at the time the malicious prosecution suit was initiated, there was no final determination of the merits of the underlying trust dispute. In addition, Attorney Defendants argue probable cause existed in bringing the petition for breach of trust and removal and that petition was not initiated with malice. Also, Attorney Defendants maintain that the court abused its discretion by awarding attorney fees and costs because the court failed to include “factual support with specific circumstances” to justify the award in the order.

We reject all of Attorney Defendants’ contentions and affirm the order. In doing so, we are troubled by Attorney Defendants’ utter failure to provide a “summary of the significant facts limited to matters in the record.” (Cal. Rules of Court, rule 8.204(a)(2)(C)). 4 For example, Attorney Defendants’ opening brief omits the most critical fact of the entire appeal: the trial court found the petition for breach of trust and removal was filed and pursued in bad faith and for an improper purpose.

We further are perturbed by Attorney Defendants’ use of “facts” and “evidence” beyond the petition for breach of trust and removal in an attempt to manufacture a reasonable justification for filing and pursuing the petition. In taking this tack, Attorney Defendants have misrepresented the record and ignored established case law without explanation or justification.

This appeal shares the fate of the two previous appeals involving the underlying probate matter. We affirm the order of the superior court. In addition, there must be consequences for Attorney Defendants’ tactics in this appeal, which are patently frivolous. We find no support in law or fact for the *540 arguments advanced by Attorney Defendants here. In other words, this appeal indisputably has no merit. Because we determine “any reasonable attorney would agree that the appeal is totally and completely without merit,” we deem sanctions are appropriate. (In re Marriage of Flaherty (1982) 31 Cal.3d 637, 650 [183 Cal.Rptr. 508, 646 P.2d 179] (Flaherty).) 5

FACTUAL AND PROCEDURAL BACKGROUND

Kendall brought a malicious prosecution suit against Attorney Defendants and Scott. 6 The malicious prosecution suit was based on a petition for breach of trust and removal of Kendall as trustee of the trust. Scott, who was represented by Attorney Defendants, filed the petition. After a bench trial involving Scott’s petition as well as other petitions, the court found against Scott and did not award him any of his requested relief. The court determined Scott had “filed and pursued the Petition for Breach of Trust and Removal in bad faith and for an improper purpose.” The court also awarded Kendall attorney fees and costs under Probate Code section 15642, subdivision (d) as sanctions.

Scott appealed the final judgment in the trust litigation, and we affirmed the judgment in its entirety. (See Leach v. Kleveland, supra, D054532.) To provide some necessary background information, we cite liberally to that opinion.

The Trust Litigation 7

Kendall was the “successor trustee of the Kleveland Family trust (the family trust). Scott . . . , the son of deceased beneficiary Janis Kleveland *541 (Janis), filed a petition in probate court alleging Kendall breached his duties as trustee, seeking title to real property that was the major asset of the trust, an accounting, and removal of Kendall as trustee. Kendall brought a petition for directions, requesting a sale of the real property and instructions as to how to properly distribute the assets of the trust.” (Leach v. Kleveland, supra, D054532.)

The Family Trust

“The family trust was established by Chester R. and Jeanne M. Kleveland in 1995. Jeanne passed away in January 2003. Chester passed away in March 2003.

“Chester and Jeanne had two children, Kendall and Janis. Chester and Jeanne’s trust provided that, upon their deaths, Kendall would become the successor trustee and the trust estate was to be divided equally between Kendall and Janis. The trust instrument granted Kendall, as successor trustee, discretion to divide the trust estate in any manner he determined to be appropriate, so long as an equal division was accomplished.

“At the time of Chester’s death, the primary assets of the trust estate were (1) a house located at 266 Rodney Avenue in Encinitas, California (the Rodney Property); and (2) various bank accounts, life insurance policies and a $107,000 debt owed by Kendall to his parents (the Liquid Assets). The Rodney Property was worth at least $400,000. The Liquid Assets were worth approximately $280,000. In addition, the trust owned a few items of lesser value, including personal property, furnishings inside the Rodney Property, and a Ford Taurus.

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Bluebook (online)
215 Cal. App. 4th 534, 155 Cal. Rptr. 3d 599, 2013 WL 1632656, 2013 Cal. App. LEXIS 293, Counsel Stack Legal Research, https://law.counselstack.com/opinion/kleveland-vsiegel-wolensky-llp-calctapp-2013.